DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H• C• D•••••• C••
Latest filing Mar 23, 2026
First filing on the tape Sep 23, 2024 · 5 filings
SEC status approved since Oct 23, 2024
RAUM
$310M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$310M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$77.5M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$310M as of Mar 23, 2026
Jan 13, 2025$101M then
HNW client RAUM$189M as of Mar 23, 2026
Jan 13, 2025$59.6M then
State-registered IARs (5.B.3)4 as of Mar 23, 2026
Jan 13, 20254 then
Employees (5.A)4 as of Mar 23, 2026
Jan 13, 20254 then
Private funds: no history
RAUM +75% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $77.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $348,757derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +75%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +62%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$189M61%
- Individuals$121M39%
- Individual clients
- 250reported
- HNW clients
- 93reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 889reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• M•••• H•••••Certified Financial Planner | Sheboygan, Wi | Apr 25, 2022 | 23 y | 0 |
| M•••• J••• T••••••••Certified Financial Planner | Sheboygan, Wi | Apr 25, 2022 | 12 y | 0 |
| R••••• J••••• K••••Certified Financial Planner | Sheboygan, Wi | Apr 25, 2022 | 34 y | 0 |
| J•••• A•••••• T•••••••• | Sheboygan, Wi | Apr 26, 2022 | 42 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••••• J•••• A•••••• · Ceo, Pres, & Treasurer, Cco, & Shareholdercontrolsince 04/2003 · owns 75% or more
- T••••••••• K••••• C••••• · Chairmancontrolsince 01/1998 · owns less than 5%
- T••••••••• M•••• J••• · Chief Operations Officer And Vice President Of Operationscontrolsince 02/2019 · owns less than 5%
- K••••• R••••• J••••• · Vice-Presidentsince 04/2003 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sheboygan, Wi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 23, 2026individual and HNW clients (Item 5.D) moved from 212.0 to 343.0 (+62.0%) between the annual amendments of 2025-03-14 and 2026-03-23; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $177,342,193 to $310,044,598 (+75.0%) between the annual amendments of 2025-03-14 and 2026-03-23; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 541.0 to 889.0 (+64.0%) between the annual amendments of 2025-03-14 and 2026-03-23; the peer median change was +5.0% (3687 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 541 to 889Mar 14, 2025 to Mar 23, 2026
- HNW clients · 44 to 93Mar 14, 2025 to Mar 23, 2026
- Individual clients · 168 to 250Mar 14, 2025 to Mar 23, 2026
- Discretionary RAUM · $177M to $310MMar 14, 2025 to Mar 23, 2026
- HNW RAUM · $87.1M to $189MMar 14, 2025 to Mar 23, 2026
- Individual RAUM · $90.2M to $121MMar 14, 2025 to Mar 23, 2026
- RAUM · $177M to $310MMar 14, 2025 to Mar 23, 2026
- Accounts · 111 to 541Jan 13, 2025 to Mar 14, 2025
- HNW clients · 30 to 44Jan 13, 2025 to Mar 14, 2025
- Individual clients · 81 to 168Jan 13, 2025 to Mar 14, 2025
- Financial planning clients · unset to Jan 13, 2025 to Mar 14, 2025
- Discretionary RAUM · $101M to $177MJan 13, 2025 to Mar 14, 2025
- HNW RAUM · $59.6M to $87.1MJan 13, 2025 to Mar 14, 2025
- Individual RAUM · $41.8M to $90.2MJan 13, 2025 to Mar 14, 2025
- RAUM · $101M to $177MJan 13, 2025 to Mar 14, 2025
- Related broker-dealer · false to trueSep 23, 2024 to Dec 3, 2024
Signals
2 dated events
- H• C• D•••••• C•• reported RAUM $310.0M, up 75% from $177.3M (2025-03-14 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- H• C• D•••••• C•• filed its initial SEC registration (Form ADV)Sep 23, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/h-c-denison-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- h••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 920 457-9451reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026