DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 22, 2018 · 15 filings
SEC status approved since Mar 23, 2018
RAUM
$216M
reported, Item 5.F
Discretionary
23%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$216M as of Mar 31, 2026
Mar 26, 2019$113M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20190 then
Employees (5.A)6 as of Mar 31, 2026
Mar 26, 20197 then
Private funds1 as of Mar 31, 2026
Mar 26, 20194 then
RAUM -7.5% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 23%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$168M77%
- Pooled investment vehicles$48.6M23%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.23 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• C•••••• F••• L• | Hedge Fund | $67.0M | 77 | Mar 21, 2012 |
| C••• G••••• O••••••••• F••• L•no longer reported | Hedge Fund | $9.3M | 22 | Mar 21, 2012 |
| C••• V••• F••• L•• | Hedge Fund | $5.3M | 8 | Feb 22, 2018 |
| C••• C•••••• F••• ••• L•no longer reported | Hedge Fund | $4.5M | 8 | Mar 24, 2016 |
| C••• G••••• O••••••••• F••• L•••no longer reported | Hedge Fund | $2.6M | 8 | Mar 21, 2012 |
| C••• V••• F••• L•no longer reported | Hedge Fund | $1.0M | 1 | Mar 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• D•••••• H••• · Partner, Chief Compliance Officer, Chief Operating Officercontrolsince 01/2017 · owns 5% to 10%
- F•••••• W••••••• J•••• · Managing Partnercontrolsince 01/2004 · owns 25% to 50%
- Z••••• S•••••• I••••• · Managing Partner, Chief Investment Officercontrolsince 01/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $67.0M to $48.6MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $167M to $168MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $67.0M to $48.6MMar 27, 2025 to Mar 31, 2026
- RAUM · $234M to $216MMar 27, 2025 to Mar 31, 2026
- Accounts · 4 to 3Mar 20, 2024 to Mar 27, 2025
- Pooled vehicle clients · 3 to 2Mar 20, 2024 to Mar 27, 2025
- Employees · 7 to 6Mar 20, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 27, 2025
- Private funds · 2 to 1Mar 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $72.5M to $67.0MMar 20, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $188M to $167MMar 20, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $72.5M to $67.0MMar 20, 2024 to Mar 27, 2025
- RAUM · $261M to $234MMar 20, 2024 to Mar 27, 2025
- Employees · 6 to 7Mar 17, 2023 to Mar 20, 2024
- Discretionary RAUM · $70.8M to $72.5MMar 17, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $269M to $188MMar 17, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $70.8M to $72.5MMar 17, 2023 to Mar 20, 2024
- RAUM · $340M to $261MMar 17, 2023 to Mar 20, 2024
- Private funds · 3 to 2Nov 1, 2022 to Mar 17, 2023
- Discretionary RAUM · $80.0M to $70.8MNov 1, 2022 to Mar 17, 2023
- Non-discretionary RAUM · $158M to $269MNov 1, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · $80.0M to $70.8MNov 1, 2022 to Mar 17, 2023
- RAUM · $238M to $340MNov 1, 2022 to Mar 17, 2023
- Accounts · 7 to 4Mar 23, 2021 to Mar 9, 2022
- Pooled vehicle clients · 6 to 3Mar 23, 2021 to Mar 9, 2022
- Private funds · 4 to 3Mar 23, 2021 to Mar 9, 2022
- Discretionary RAUM · $84.5M to $80.0MMar 23, 2021 to Mar 9, 2022
- Non-discretionary RAUM · $269M to $158MMar 23, 2021 to Mar 9, 2022
- Pooled vehicle RAUM · $84.5M to $80.0MMar 23, 2021 to Mar 9, 2022
- RAUM · $354M to $238MMar 23, 2021 to Mar 9, 2022
- Advisory activities · 2 to 3Jun 9, 2020 to Mar 23, 2021
- Corporate clients · unset to 1.0Jun 9, 2020 to Mar 23, 2021
- Discretionary RAUM · $102M to $84.5MJun 9, 2020 to Mar 23, 2021
- Non-discretionary RAUM · $324M to $269MJun 9, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $102M to $84.5MJun 9, 2020 to Mar 23, 2021
- RAUM · $425M to $354MJun 9, 2020 to Mar 23, 2021
- Accounts · 6 to 7Mar 26, 2019 to Mar 30, 2020
- Advisory activities · 1 to 2Mar 26, 2019 to Mar 30, 2020
- Employees · 7 to 6Mar 26, 2019 to Mar 30, 2020
- Discretionary RAUM · $113M to $102MMar 26, 2019 to Mar 30, 2020
Signals
4 dated events
- C••• C•••••• M••••••••• L•• reported RAUM $339.8M, up 43% from $238.1M (2022-11-01 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- C••• C•••••• M••••••••• L•• reported RAUM $238.1M, down 33% from $353.7M (2021-03-23 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
- C••• C•••••• M••••••••• L•• reported RAUM $425.1M, up 275% from $113.4M (2019-03-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- C••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- aiperion.aireportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-346-2542reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026