DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

N••••••••• P•••••••

Former SEC-registered adviserAtlanta, GeorgiaCRD 162877SEC 801-79070IAPD
Legal name N•• M••••••••• C•••••••••
Latest filing Mar 31, 2015
First filing on the tape Jan 8, 2014 · 3 filings
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
5
$244M gross assets
History
3 filings and snapshots on the tape
RAUM$244M as of Mar 31, 2015
Mar 26, 2014$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2015
Mar 26, 20140 then
Employees (5.A)7 as of Mar 31, 2015
Mar 26, 20147 then
Private funds5 as of Mar 31, 2015
Mar 26, 20145 then
RAUM +5.6% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$48.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$176M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$176M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••••••• P••••••• V•••• L•Venture Capital Fund$295M67Apr 13, 2020
      N••••••••• P••••••• I•• L•Venture Capital Fund$168M95Mar 28, 2024
      N••• M•••••• P••••••• S•••• L•Venture Capital Fund$103M48Jan 8, 2014
      N••• M•••••• P••••••• V••• L•Venture Capital Fund$68.5M25Jan 8, 2014
      N••••••••• P••••••• V• L•Venture Capital Fund$5.1M95Mar 29, 2012
      N••••••••• P••••••• V••• L•Venture Capital Fund$4.8M2Mar 29, 2012
      N••••••••• P••••••• I•• L•no longer reportedVenture Capital Fund$3.7M47Mar 29, 2012
      N••••••••• P••••••• I•••• L•no longer reportedVenture Capital Fund$1.8M2Mar 29, 2012
      N••••••••• P••••••• V•• L•Venture Capital Fund$1.5M49Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • E••••••• M••••••• F•••• · President / Directorcontrol
        since 03/2005 · owns 25% to 50%
      • M••••••• A••••• S••••••• · Vp/ Directorcontrol
        since 03/1998 · owns 25% to 50%
      • F•••••• R•••••• · General Partnercontrol
        since 06/2000 · owns F of R•• E••••••••• L••
      • F•••••• R••••••• R••• · Partnercontrol
        since 06/2000 · owns 25% to 50% of R•• E••••••••• L••
      • M•••••••• T••••• F••••• · Partnercontrol
        since 06/2000 · owns 25% to 50% of R•• E••••••••• L••
      • M••••••• B••••• · Partnercontrol
        since 06/2000 · owns 25% to 50% of M•••••• F•••••• L••
      • M••••••• C••••••• D•••••• · General Partnercontrol
        since 06/2000 · owns 25% to 50% of M•••••• F•••••• L••
      • H•••••• K•••• · Member, M•••••• & Co. Vi, LLC
        since 06/2006 · owns 5% to 10%
      • H•••••• W••••••• L•• · Member, M•••••• & Co. S•••, LLC
        since 08/2013 · owns 10% to 25%
      • J••••••• C••••••• A•••• · Member, M•••••• & Co. V, LLC
        since 06/2000 · owns 10% to 25%
      • M••••••••• W•••••• S••••• · Member, M•••••• & Co. Vi, LLC
        since 06/2010 · owns 5% to 10%
      • N••••••••• S•••• · Member, M•••••• & Co. V, LLC
        since 06/2000 · owns 10% to 25%
      • T•••••• A•••• J•••• · Member, M•••••• & Co. V, LLC
        since 06/2000 · owns 10% to 25%
      Entity owners
      • M•••••• F•••••• L•• · Member, M•••••• & Co. V, LLC
        direct · owns 10% to 25%
      • R•• E••••••••• L•• · Member, M•••••• & Co. V, LLC
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $171M to $176M
        Mar 26, 2014 to Mar 31, 2015
      • Discretionary RAUM · $231M to $244M
        Mar 26, 2014 to Mar 31, 2015
      • RAUM · $231M to $244M
        Mar 26, 2014 to Mar 31, 2015
      • Assets in custody · $161M to $171M
        Jan 8, 2014 to Mar 26, 2014
      • Legal name · M•••••• KELLY F••••• CORP. to N•• M••••••••• C•••••••••
        Jan 8, 2014 to Mar 26, 2014
      • Private funds · 10 to 5
        Jan 8, 2014 to Mar 26, 2014
      • Discretionary RAUM · $222M to $231M
        Jan 8, 2014 to Mar 26, 2014
      • RAUM · $222M to $231M
        Jan 8, 2014 to Mar 26, 2014
      Signals
      1 dated events
      • N••••••••• P••••••• filed its initial SEC registration (Form ADV)
        Jan 8, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/noro-moseley-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      N•••M••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026