DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•• M••••••••• I•••

Former SEC-registered adviserHong Kong, CRD 162929SEC 801-108066IAPD
Latest filing Apr 22, 2021
First filing on the tape Jun 27, 2016 · 9 filings
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
50 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
$15B gross assets
History
9 filings and snapshots on the tape
RAUM$20B as of Mar 31, 2021
Mar 29, 2017$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 29, 20170 then
Employees (5.A)50 as of Mar 31, 2021
Mar 29, 201721 then
Private funds8 as of Mar 31, 2021
Mar 29, 20176 then
RAUM +6.8% over the last fiscal year+36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.5BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+6.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$20B, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$20B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$20B for 8 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      11 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• P••••••• F••• I•• L•••Private Equity Fund$7.1B84Mar 29, 2017
      M•• P••••••• F••• V• L••Private Equity Fund$6.1B105Mar 31, 2020
      M•• P••••••• F••• I••• L•••Private Equity Fund$2.4B74Apr 1, 2013
      M•• P••••••• S•••••• S••••••••• I•• L•••Private Equity Fund$2.3B32Mar 31, 2022
      M•• P••••••• S•••••• S••••••••• I• L•••Private Equity Fund$1.5B13Mar 30, 2018
      M•• P••••••• C•••••• F•••• L•••Private Equity Fund$1.1B18Mar 31, 2022
      M•• P••••••• F••• I•• L•••Private Equity Fund$131M46Mar 30, 2012
      M•• P••••••• F••• I• F••• L•••Private Equity Fund$227,7976Mar 30, 2012
      M•• P•••••••• L•••Private Equity Fund$044Mar 30, 2012
      M•• P••••••• F••• V•• L•••Private Equity Fund$022Mar 29, 2024
      M•• P••••••• F••• L•••Private Equity Fund$07Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•• J•• · Vice Presidentcontrol
        since 04/2005 · owns less than 5%
      • C••••• M•••• · Controllercontrol
        since 03/2009 · owns less than 5%
      • T•••• H•••••• · Chief Legal Officercontrol
        since 07/2017 · owns less than 5%
      • K••• M••••••• B•••••• · Owner/Directorcontrol
        since 12/2018 · owns 75% or more of E•••••• A•••••• L••
      Entity owners
      • E•••••• M•••• L•••••• · Owner
        direct · owns 75% or more
      • E•••••• A•••••• L•• · Owner
        indirect · owns 75% or more of E•••••• M•••• L••••••
      Related persons
      Schedule D 7.A
      • M•• P••••••• G• I•• L•••
        pooled vehicle sponsorn
      • M•• P••••••• G• I••• L•••
        pooled vehicle sponsorn
      • M•• P••••••• G• I•• L•••
        pooled vehicle sponsorn
      • M•• P••••••• G• V• L•••
        pooled vehicle sponsorn
      • M•• P••••••• H• L••••••
        investment advisery
      • M•• P••••••• K•••
        investment advisery
      • M•• P••••••• M••••••••• C••••••••• ••••••••• C••• L•••
        investment advisery
      • M•• P••••••• M••••••••• C••••••••• ••••••••• C••• L•••• B•••••• B•••••
        investment advisery
      • M•• P••••••• S•••••• S••••••••• G• I• L•••
        pooled vehicle sponsorn
      • M•• P••••••• S•••••• S••••••••• L••••••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 43 to 50
        Apr 29, 2020 to Mar 31, 2021
      • Assets in custody · $18B to $20B
        Apr 29, 2020 to Mar 31, 2021
      • Employees · 43 to 50
        Apr 29, 2020 to Mar 31, 2021
      • Discretionary RAUM · $18B to $20B
        Apr 29, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $18B to $20B
        Apr 29, 2020 to Mar 31, 2021
      • RAUM · $18B to $20B
        Apr 29, 2020 to Mar 31, 2021
      • Assets in custody · $19B to $18B
        Mar 31, 2020 to Apr 29, 2020
      • Discretionary RAUM · $19B to $18B
        Mar 31, 2020 to Apr 29, 2020
      • Pooled vehicle RAUM · $19B to $18B
        Mar 31, 2020 to Apr 29, 2020
      • RAUM · $19B to $18B
        Mar 31, 2020 to Apr 29, 2020
      • Accounts · 7 to 8
        Mar 29, 2019 to Mar 31, 2020
      • Advisory employees · 37 to 43
        Mar 29, 2019 to Mar 31, 2020
      • Pooled vehicle clients · 7 to 8
        Mar 29, 2019 to Mar 31, 2020
      • Assets in custody · $14B to $19B
        Mar 29, 2019 to Mar 31, 2020
      • Employees · 37 to 43
        Mar 29, 2019 to Mar 31, 2020
      • Private funds · 7 to 8
        Mar 29, 2019 to Mar 31, 2020
      • Discretionary RAUM · $14B to $19B
        Mar 29, 2019 to Mar 31, 2020
      • Pooled vehicle RAUM · $14B to $19B
        Mar 29, 2019 to Mar 31, 2020
      • RAUM · $14B to $19B
        Mar 29, 2019 to Mar 31, 2020
      • Advisory employees · 27 to 37
        Apr 27, 2018 to Mar 29, 2019
      • Assets in custody · $14B to $14B
        Apr 27, 2018 to Mar 29, 2019
      • Employees · 27 to 37
        Apr 27, 2018 to Mar 29, 2019
      • Other offices · 3 to 1
        Apr 27, 2018 to Mar 29, 2019
      • Discretionary RAUM · $14B to $14B
        Apr 27, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $14B to $14B
        Apr 27, 2018 to Mar 29, 2019
      • RAUM · $14B to $14B
        Apr 27, 2018 to Mar 29, 2019
      • Discretionary RAUM · $8.0B to $14B
        Mar 30, 2018 to Apr 27, 2018
      • Pooled vehicle RAUM · $8.0B to $14B
        Mar 30, 2018 to Apr 27, 2018
      • RAUM · $8.0B to $14B
        Mar 30, 2018 to Apr 27, 2018
      • Accounts · 4 to 7
        Mar 29, 2017 to Mar 30, 2018
      • Advisory employees · 21 to 27
        Mar 29, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 7.0
        Mar 29, 2017 to Mar 30, 2018
      • Assets in custody · $13B to $14B
        Mar 29, 2017 to Mar 30, 2018
      • Employees · 21 to 27
        Mar 29, 2017 to Mar 30, 2018
      • Other offices · unset to 3.0
        Mar 29, 2017 to Mar 30, 2018
      • Private funds · 6 to 7
        Mar 29, 2017 to Mar 30, 2018
      • Discretionary RAUM · $13B to $8.0B
        Mar 29, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 7988447266.0
        Mar 29, 2017 to Mar 30, 2018
      • RAUM · $13B to $8.0B
        Mar 29, 2017 to Mar 30, 2018
      • Accounts · 3 to 4
        Jun 27, 2016 to Mar 29, 2017
      Signals
      4 dated events
      • M•• M••••••••• I••• reported RAUM $18.9B, up 34% from $14.0B (2019-03-29 to 2020-03-31)
        Mar 31, 2020 · ria raum c••••e · derived
      • M•• M••••••••• I••• reported RAUM $13.6B, up 71% from $8.0B (2018-03-30 to 2018-04-27)
        Apr 27, 2018 · ria raum c••••e · derived
      • M•• M••••••••• I••• reported RAUM $8.0B, down 39% from $13.1B (2017-03-29 to 2018-03-30)
        Mar 30, 2018 · ria raum c••••e · derived
      • M•• M••••••••• I••• filed its initial SEC registration (Form ADV)
        Jun 27, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      MBKPARTNERSLP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026