DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••• C•••••• M••••••••• L••••••
Latest filing Dec 23, 2025
First filing on the tape Aug 15, 2012 · 18 filings
SEC status approved since Sep 4, 2012
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$395M as of Dec 23, 2025
Dec 20, 2012$315M then
HNW client RAUM$0 as of Dec 23, 2025
Dec 19, 2017$0 then
State-registered IARs (5.B.3)0 as of Dec 23, 2025
Dec 20, 20120 then
Employees (5.A)8 as of Dec 23, 2025
Dec 20, 20127 then
Private funds1 as of Dec 23, 2025
Dec 20, 20123 then
RAUM +15% over the last fiscal year+2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 23, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $395MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$395M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••• C•••••• F••• L•••••• | Hedge Fund | $399M | 52 | Mar 30, 2012 |
| I•••• C•••••• O••••••••• 1• L••••••no longer reported | Hedge Fund | $35.0M | 12 | Mar 30, 2012 |
| I•••• I••••••••• F••• L••••••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• H•••••••• W•••••• · Directorcontrolsince 02/2019 · owns less than 5%
- B•••••• C••••••••• B•••••• · Directorcontrolsince 12/2015 · owns less than 5%
- J•••••• B••••• P••••••••• · Directorcontrolsince 01/2014 · owns less than 5%
- L•••• S•••••• B•••••• · Chief Compliance Officer, Chief Executive Officer And Director (As Of 12/28/13)controlsince 06/2010 · owns less than 5%
- O••• N••••• C•••••• · Directorcontrolsince 04/2023 · owns less than 5%
- T••••••••• D•••••• C•••• · Directorcontrolsince 04/2020 · owns less than 5%
- T••••••••• D•••••• C•••• · Beneficiarycontrolsince 03/2019 · owns 75% or more of D••••• C•••• T•••••••• 2••• I••••••••• T••••
Entity owners
- H••• L••• H••••••• L•• · Shareholderdirect · owns 75% or more
- T•• G••••••• S••••••••• · Shareholderdirect · owns 25% to 50%
- A••• C••••••••• E••••• L•• · Shareholderindirect · owns 75% or more of A••• F••• S••••••• ••••••••• L••
- A••• F••• S••••••• ••••••••• L•• · Trusteeindirect · owns F of T•• G••••••• S•••••••••
- A••• G•••• L•••••• · Shareholderindirect · owns 75% or more of A••• S••••••••• H••••••• L••••••
- A••• S••••••••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of A••• S••••••••• I••••••••• H••••••• L••••••
- A••• S••••••••• I••••••••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of A••• C••••••••• E••••• L••
- D••••• C•••• T•••••••• 2••• I••••••••• T•••• · Shareholderindirect · owns 75% or more of L••••• H•••• L••
- L••••• H•••• L•• · Shareholderindirect · owns 75% or more of H••• L••• H••••••• L••
Related persons
Schedule D 7.A
- I•••• C•••••• L••investment advisernRAUM $365M
- I•••• C•••••• M••••••••• H• L••investment advisern
- I•••• C•••••• R••••••• A•• A••••••• P•••••• L••••••investment advisern
- I•••• C•••••• S••••••• L••••••investment advisern
Advisers that list I•••• C•••••• M••••••••• L•••••• as a related person
- 309034 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $399M to $395MMar 25, 2025 to Dec 23, 2025
- Pooled vehicle RAUM · $399M to $395MMar 25, 2025 to Dec 23, 2025
- RAUM · $399M to $395MMar 25, 2025 to Dec 23, 2025
- Financial planning clients · unset to Dec 17, 2024 to Mar 25, 2025
- HQ state · unset to Dec 17, 2024 to Mar 25, 2025
- HQ city · EBENE to TRIANONFeb 2, 2024 to Dec 17, 2024
- Discretionary RAUM · $343M to $399MFeb 2, 2024 to Dec 17, 2024
- Pooled vehicle RAUM · $343M to $399MFeb 2, 2024 to Dec 17, 2024
- RAUM · $343M to $399MFeb 2, 2024 to Dec 17, 2024
- Discretionary RAUM · $324M to $343MDec 22, 2022 to Dec 21, 2023
- Pooled vehicle RAUM · $324M to $343MDec 22, 2022 to Dec 21, 2023
- RAUM · $324M to $343MDec 22, 2022 to Dec 21, 2023
- Discretionary RAUM · $369M to $324MDec 7, 2021 to Dec 22, 2022
- Pooled vehicle RAUM · $369M to $324MDec 7, 2021 to Dec 22, 2022
- RAUM · $369M to $324MDec 7, 2021 to Dec 22, 2022
- Discretionary RAUM · $247M to $369MDec 16, 2020 to Dec 7, 2021
- Pooled vehicle RAUM · $247M to $369MDec 16, 2020 to Dec 7, 2021
- RAUM · $247M to $369MDec 16, 2020 to Dec 7, 2021
- Discretionary RAUM · $241M to $247MOct 5, 2020 to Dec 16, 2020
- Pooled vehicle RAUM · $241M to $247MOct 5, 2020 to Dec 16, 2020
- RAUM · $241M to $247MOct 5, 2020 to Dec 16, 2020
- Discretionary RAUM · $358M to $241MDec 17, 2019 to Oct 5, 2020
- Pooled vehicle RAUM · $358M to $241MDec 17, 2019 to Oct 5, 2020
- RAUM · $358M to $241MDec 17, 2019 to Oct 5, 2020
- Advisory employees · 4 to 5Dec 13, 2018 to Dec 17, 2019
- Employees · 7 to 8Dec 13, 2018 to Dec 17, 2019
- Other offices · 1 to 0Dec 13, 2018 to Dec 17, 2019
- Discretionary RAUM · $335M to $358MDec 13, 2018 to Dec 17, 2019
- Pooled vehicle RAUM · $335M to $358MDec 13, 2018 to Dec 17, 2019
- RAUM · $335M to $358MDec 13, 2018 to Dec 17, 2019
- Discretionary RAUM · $286M to $335MDec 19, 2017 to Dec 13, 2018
- Pooled vehicle RAUM · $286M to $335MDec 19, 2017 to Dec 13, 2018
- RAUM · $286M to $335MDec 19, 2017 to Dec 13, 2018
- Charity clients · unset to 0.0Dec 15, 2016 to Dec 19, 2017
- Corporate clients · unset to 0.0Dec 15, 2016 to Dec 19, 2017
- HNW clients · unset to 0.0Dec 15, 2016 to Dec 19, 2017
- Individual clients · unset to 0.0Dec 15, 2016 to Dec 19, 2017
- Pension plan clients · unset to 0.0Dec 15, 2016 to Dec 19, 2017
- Pooled vehicle clients · unset to 1.0Dec 15, 2016 to Dec 19, 2017
- Other offices · unset to 1.0Dec 15, 2016 to Dec 19, 2017
Signals
8 dated events
- Chapman Nancy Orr (Director) appeared on Schedule A of I•••• C•••••• M••••••••• L••••••Dec 21, 2023 · Control person joined · fact
- I•••• C•••••• M••••••••• L•••••• reported RAUM $369.5M, up 50% from $247.1M (2020-12-16 to 2021-12-07)Dec 7, 2021 · RAUM change · derived
- I•••• C•••••• M••••••••• L•••••• reported RAUM $241.2M, down 33% from $357.6M (2019-12-17 to 2020-10-05)Oct 5, 2020 · RAUM change · derived
- Hemant Kumar Parsenora (Chief Compliance Officer) no longer on Schedule A of I•••• C•••••• M••••••••• L•••••• (listed 2019-12-17, absent 2020-10-05)Oct 5, 2020 · Control person left · inference
- James Walker (Director) no longer on Schedule A of I•••• C•••••• M••••••••• L•••••• (listed 2019-12-17, absent 2020-10-05)Oct 5, 2020 · Control person left · inference
- Winslow Harrison Bennett (Director) appeared on Schedule A of I•••• C•••••• M••••••••• L••••••Dec 17, 2019 · Control person joined · fact
- Chaim Daniel Tennebaum (Beneficiary) appeared on Schedule A of I•••• C•••••• M••••••••• L••••••Dec 17, 2019 · Control person joined · fact
- I•••• C•••••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)Aug 15, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 230.404.8800reportedpublic record, Form ADV, Dec 23, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026