DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
K••••••• I••••••••• M•••••••••
Legal name K••••••• I••••••••• M••••••••• L•••
Latest filing Mar 29, 2021
First filing on the tape Jun 26, 2018 · 4 filings
RAUM
$114M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$114M gross assets
History
4 filings and snapshots on the tape
RAUM$114M as of Mar 29, 2021
Mar 25, 2019$155M then
HNW client RAUM$0 as of Mar 29, 2021
Mar 25, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2021
Mar 25, 20190 then
Employees (5.A)1 as of Mar 29, 2021
Mar 25, 20191 then
Private funds1 as of Mar 29, 2021
Mar 25, 20191 then
RAUM -23% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $114MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$114M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• C••••••• L••• | Hedge Fund | $107M | 12 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- R••••••••• D••••• L••••••• · Chief Compliance Officer And Limited Partnercontrolsince 10/2003 · owns 75% or more
- G••••••••• R•••••• L••••••• · Managing Membercontrolsince 09/2002 · owns 25% to 50% of G••••• A••••••• L••
- G••••••••• J•••• M•••••• · Managing Membercontrolsince 09/2002 · owns 25% to 50% of G••••• A••••••• L••
- R••••••••• D••••• L••••••• · Managing Membercontrolsince 07/2002 · owns 75% or more of K••••••• Capital LLC
Entity owners
- K••••••• C••••••• L•• · General Partnerdirect · owns less than 5%
- G••••• A••••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••• I• L••y
- C•••• I••••••••• M••••••••• L•investment advisery
- C•••• P••••••• G• L••pooled vehicle sponsory
- K••••••• A•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $148M to $114MMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $148M to $114MMar 27, 2020 to Mar 29, 2021
- RAUM · $148M to $114MMar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $155M to $148MMar 25, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $155M to $148MMar 25, 2019 to Mar 27, 2020
- RAUM · $155M to $148MMar 25, 2019 to Mar 27, 2020
- Private funds · 2 to 1Jun 26, 2018 to Mar 25, 2019
- Discretionary RAUM · $150M to $155MJun 26, 2018 to Mar 25, 2019
- Pooled vehicle RAUM · $150M to $155MJun 26, 2018 to Mar 25, 2019
- RAUM · $150M to $155MJun 26, 2018 to Mar 25, 2019
Signals
1 dated events
- K••••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)Jun 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••• I••••••••• M••••••••• · Venture Capitalshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026