DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••••••• C•••••• L•

Asset manager (funds and pooled vehicles)Greenwich, ConnecticutCRD 163023SEC 801-113656website IAPD

Latest filing Mar 31, 2026

First filing on the tape Jun 20, 2018 · 14 filings

SEC status approved since Jul 20, 2018

RAUM

$2.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

24 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$2.1B as of Mar 31, 2026

Mar 29, 2019$402M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 29, 20190 then

Employees (5.A)27 as of Mar 31, 2026

Mar 29, 201914 then

Private funds24 as of Mar 31, 2026

Mar 29, 20196 then

RAUM +7.5% over the last fiscal year+23% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $257MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: +7.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.1B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

25 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••••••• C•••••• I•• L•	Private Equity Fund	$381M	44	Mar 31, 2022
S••••••••• C•••••• I•• L•no longer reported	Private Equity Fund	$307M	44	Mar 31, 2021
S••••••••• P••••• A•••• F•••• L•	Private Equity Fund	$303M	21	Mar 31, 2022
S••••••••• F••••• L•	Private Equity Fund	$271M	42	Mar 28, 2024
S••••••••• M•••••••• C•••••• I• L•	Other Private Fund	$167M	35	Mar 31, 2021
S••••••••• C•••••• I• L•	Private Equity Fund	$166M	42	Mar 30, 2016
S••••••••• M•••••••• C•••••• L•	Other Private Fund	$95.9M	36	Mar 31, 2017
S••••••••• S••••••• S••••••• I••••••••• L•	Private Equity Fund	$74.7M	4	Mar 30, 2020
S• I•• F••••••• C•••••••• L•	Private Equity Fund	$23.7M	1	Apr 28, 2023
S••••••••• A••• C•••••••• L•	Private Equity Fund	$17.5M	2	Mar 28, 2024
S••••••••• C••••••• H•••••••• L••no longer reported	Private Equity Fund	$12.2M	27	Mar 30, 2012
S••••••••• M•••••• I••••••••• L•	Private Equity Fund	$7.3M	2	Mar 30, 2020
S••••••••• V••••••• I••••••••• L•no longer reported	Private Equity Fund	$1.9M	4	Mar 30, 2016
S••••••••• T••• O•• I••••••••• L•no longer reported	Private Equity Fund	$906,978	5	Mar 31, 2017
S•• E••••••• W••• L••	Private Equity Fund	$279,846	3	Mar 31, 2022
S••••••••• P••••••• I•• L•••no longer reported	Private Equity Fund	$247,411	3	Mar 30, 2012
S••••••••• B••••••• I••••••••• L••no longer reported	Private Equity Fund	$101,698	7	Mar 30, 2012
S• I•• A••• B•••••• F••••• L•	Private Equity Fund	$0	14	Mar 31, 2022
S••••••••• P••••• A•••• A••••••••• L••	Private Equity Fund	$0	3	Mar 31, 2022
S• I•• F••••••• B•••••• F••••• L•	Private Equity Fund	$0	14	Mar 27, 2023
S• I•• F••••••• U•••••••• F••••• L•	Private Equity Fund	$0	30	Mar 27, 2023
S• I•• A••• L•	Private Equity Fund	$0	44	Mar 31, 2021
S••••••••• M•••• I••••••••• L•no longer reported	Private Equity Fund	$0	6	Mar 29, 2019
S• I•• A••• U•••••••• F••••• L•	Private Equity Fund	$0	30	Mar 31, 2022
S• I•• F••••••• L•	Private Equity Fund	$0	44	Mar 27, 2023

Owners and control persons

Schedule A and B, latest filing

G••••••••• J•••••••• M• · Cfo, Ccocontrol
since 03/2012 · owns less than 5%
L••••••• A• A••••• · Managing Member, Ceocontrol
since 03/2012 · owns 75% or more
L••••••• A• A••••• · Managing Membercontrol
since 12/2022 · owns 75% or more of S••••••••• C•••••• H••••••• L••

Entity owners

S••••••••• C•••••• H••••••• L•• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

S••••••••• M•••••••• A••••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Bellevue, WA1 employees
Beverly Hills, CA1 employees

What changed

consecutive filings, newest first

Accounts · 6 to 8
Nov 11, 2025 to Mar 31, 2026
Advisory employees · 23 to 24
Nov 11, 2025 to Mar 31, 2026
Pooled vehicle clients · 6 to 8
Nov 11, 2025 to Mar 31, 2026
Employees · 26 to 27
Nov 11, 2025 to Mar 31, 2026
Private funds · 22 to 24
Nov 11, 2025 to Mar 31, 2026
Discretionary RAUM · $1.9B to $2.1B
Nov 11, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $1.9B to $2.1B
Nov 11, 2025 to Mar 31, 2026
RAUM · $1.9B to $2.1B
Nov 11, 2025 to Mar 31, 2026
Accounts · 17 to 6
May 1, 2024 to Mar 31, 2025
Advisory employees · 21 to 23
May 1, 2024 to Mar 31, 2025
Pooled vehicle clients · 17 to 6
May 1, 2024 to Mar 31, 2025
Employees · 24 to 26
May 1, 2024 to Mar 31, 2025
Financial planning clients · unset to
May 1, 2024 to Mar 31, 2025
Private funds · 17 to 22
May 1, 2024 to Mar 31, 2025
Discretionary RAUM · $1.5B to $1.9B
May 1, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $1.5B to $1.9B
May 1, 2024 to Mar 31, 2025
RAUM · $1.5B to $1.9B
May 1, 2024 to Mar 31, 2025
Accounts · 16 to 17
Jul 28, 2023 to Mar 28, 2024
Advisory employees · 19 to 21
Jul 28, 2023 to Mar 28, 2024
Pooled vehicle clients · 16 to 17
Jul 28, 2023 to Mar 28, 2024
Other offices · 3 to 2
Jul 28, 2023 to Mar 28, 2024
Private funds · 16 to 17
Jul 28, 2023 to Mar 28, 2024
Discretionary RAUM · $1.4B to $1.5B
Jul 28, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $1.4B to $1.5B
Jul 28, 2023 to Mar 28, 2024
RAUM · $1.4B to $1.5B
Jul 28, 2023 to Mar 28, 2024
Other offices · 1 to 3
May 8, 2023 to Jul 28, 2023
Organization form · Limited Liability Company to Limited Partnership
Apr 28, 2023 to May 8, 2023
Accounts · 15 to 16
Mar 27, 2023 to Apr 28, 2023
Advisory employees · 16 to 19
Mar 27, 2023 to Apr 28, 2023
Business name · S••••••••• C••••••• L•• to S••••••••• C•••••• L•
Mar 27, 2023 to Apr 28, 2023
Pooled vehicle clients · 15 to 16
Mar 27, 2023 to Apr 28, 2023
Employees · 22 to 24
Mar 27, 2023 to Apr 28, 2023
Legal name · S••••••••• C••••••• L•• to S••••••••• C•••••• L•
Mar 27, 2023 to Apr 28, 2023
Private funds · 15 to 16
Mar 27, 2023 to Apr 28, 2023
Discretionary RAUM · $1.1B to $1.4B
Mar 27, 2023 to Apr 28, 2023
Pooled vehicle RAUM · $1.1B to $1.4B
Mar 27, 2023 to Apr 28, 2023
RAUM · $1.1B to $1.4B
Mar 27, 2023 to Apr 28, 2023
Accounts · 13 to 15
Mar 31, 2022 to Mar 27, 2023
Pooled vehicle clients · 13 to 15
Mar 31, 2022 to Mar 27, 2023
Employees · 19 to 22
Mar 31, 2022 to Mar 27, 2023

Signals

4 dated events

S••••••••• C•••••• L• reported RAUM $1.9B, up 28% from $1.5B (2024-05-01 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
S••••••••• C•••••• L• reported RAUM $1.1B, up 33% from $806.2M (2021-03-31 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
S••••••••• C•••••• L• reported RAUM $806.2M, up 163% from $306.2M (2020-03-30 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
S••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Jun 20, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Southfield Capital · Independent Sponsors
shared crd · capital_provider
S••••••••• C•••••• L• · Private Equity
shared crd · organization
S••••••••• C•••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: S•••••••••MEZZ.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 203-813-4100reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026