DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• C•••••• P••••••• L••
Latest filing May 29, 2026
First filing on the tape Jun 29, 2022 · 10 filings
SEC status approved since Jul 29, 2022
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
36
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.0B as of May 29, 2026
Mar 30, 2023$399M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2026
Mar 30, 20230 then
Employees (5.A)2 as of May 29, 2026
Mar 30, 20232 then
Private funds36 as of May 29, 2026
Mar 30, 202339 then
RAUM +53% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +53%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.0B, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 36 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
82 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• D••••• I••••••••• L•• | Venture Capital Fund | $100.0M | 39 | Mar 6, 2019 |
| S••••• B•• S•• L•• | Venture Capital Fund | $61.0M | 36 | Mar 6, 2019 |
| S•• D••••• I••••••••• I•• L•• | Venture Capital Fund | $36.5M | 10 | Feb 26, 2021 |
| T•• C••••• G••••• S•• I• L•• | Venture Capital Fund | $35.0M | 33 | Mar 6, 2019 |
| S•• D••••• I••••••••• I• L•• | Venture Capital Fund | $31.2M | 14 | Mar 10, 2020 |
| S•• H••••• L•• | Venture Capital Fund | $22.5M | 38 | Mar 10, 2020 |
| S• S•••••• S•• I• L••no longer reported | Venture Capital Fund | $20.2M | 46 | Mar 13, 2015 |
| S•• C•••••• I• L•• | Venture Capital Fund | $20.0M | 29 | Jun 29, 2022 |
| S•• A•••• L•• | Venture Capital Fund | $19.1M | 21 | Mar 10, 2020 |
| S•• D••••• I••••••••• I• L•• | Venture Capital Fund | $18.1M | 37 | Feb 26, 2021 |
| S• S•••••• S•• I• L••no longer reported | Venture Capital Fund | $12.8M | 30 | Mar 7, 2017 |
| S••••• S•• X•••• L•• | Venture Capital Fund | $12.4M | 38 | Mar 6, 2019 |
| S••••• S•• V• L••no longer reported | Venture Capital Fund | $10.2M | 8 | Mar 13, 2014 |
| S•• H••••••• L•• | Venture Capital Fund | $7.8M | 40 | Mar 28, 2024 |
| S••••• S•• V• L••no longer reported | Venture Capital Fund | $7.8M | 18 | Mar 23, 2012 |
| S• S•••••• S•• I•• L••no longer reported | Venture Capital Fund | $7.5M | 21 | Mar 7, 2017 |
| S••••• S•• I•• L•• | Venture Capital Fund | $7.4M | 9 | Mar 23, 2012 |
| S•• H••• A• L•• | Venture Capital Fund | $6.5M | 24 | Mar 10, 2020 |
| S•• C••• L•• | Venture Capital Fund | $5.9M | 21 | Mar 30, 2023 |
| S•• K••••• I• L•• | Venture Capital Fund | $5.7M | 18 | Mar 31, 2022 |
| S••••• S•• X••••• L•• | Venture Capital Fund | $5.6M | 44 | Mar 31, 2022 |
| S•• A•••• I• L•• | Venture Capital Fund | $5.4M | 6 | Feb 26, 2021 |
| S•• E•••• L•• | Venture Capital Fund | $5.4M | 17 | Mar 31, 2022 |
| S••••• S•• X•• L•• | Venture Capital Fund | $5.2M | 19 | Mar 13, 2015 |
| S•• B••••• L••no longer reported | Venture Capital Fund | $5.1M | 13 | Feb 26, 2021 |
| S•• H••••• I• L••no longer reported | Venture Capital Fund | $5.1M | 5 | Feb 26, 2021 |
| S•• K••••••••• L•• | Venture Capital Fund | $5.0M | 27 | Mar 31, 2022 |
| S•• C•••••• I• L•• | Venture Capital Fund | $4.8M | 18 | Jun 29, 2022 |
| S•• V•••••• L•• | Venture Capital Fund | $4.7M | 20 | Mar 31, 2022 |
| S••••• B•• S•• I• L•• | Venture Capital Fund | $4.4M | 6 | Mar 28, 2024 |
| S•• P•••••• H••••••• L•• | Venture Capital Fund | $4.3M | 4 | Mar 13, 2014 |
| S••••• S•• X••••• L•• | Venture Capital Fund | $4.3M | 12 | Mar 10, 2020 |
| S•• D••••••• L•• | Venture Capital Fund | $3.5M | 19 | Jun 29, 2022 |
| S••••• S•• X••• L••no longer reported | Venture Capital Fund | $3.4M | 2 | Mar 13, 2015 |
| S•• K••••••••• I• L•• | Venture Capital Fund | $3.3M | 20 | Jun 29, 2022 |
| S••••• R• I• S•• L•• | Venture Capital Fund | $3.2M | 21 | Feb 22, 2018 |
| S••••• S•• X•• L••no longer reported | Venture Capital Fund | $3.0M | 7 | Mar 13, 2014 |
| S••••• S•• X•• L••no longer reported | Venture Capital Fund | $2.9M | 16 | Feb 22, 2018 |
| S••••• S•• I• L••no longer reported | Venture Capital Fund | $2.7M | 5 | Mar 23, 2012 |
| S•• H••• A• I• L•• | Venture Capital Fund | $2.6M | 12 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D• V••• C•••••• C••••••• D• S•••••• · Managing Partnercontrolsince 04/2007 · owns less than 5%
- L•••• O••• C•••••• M••••• · Managing Partnercontrolsince 04/2007 · owns less than 5%
- R•••••••• M•••••• C••••••• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- D• V••• C•••••• C••••••• D• S•••••• · Membercontrolsince 04/2007 · owns 75% or more of C•• H••••••• L••
- L•••• O••• C•••••• M••••• · Membercontrolsince 06/2013 · owns 75% or more of S•• C•• H••••••• L••
Entity owners
- C•• H••••••• L•• · Ownerdirect · owns 50% to 75%
- S•• C•• H••••••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- S••••• A••••••• S••••••• L••investment advisernRAUM $6.3B
Advisers that list S••••• C•••••• P••••••• L•• as a related person
- 145103 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing May 29, 2026private funds per $1B of RAUM of 34.5 against a peer median of 4.3 (953 comparable advisers, 99.0th percentile, 9.7 robust deviations)peers: asset managers, $1B to $5B (953) · 99% percentile
What changed
consecutive filings, newest first
- Assets in custody · $680M to $1.0BMay 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $680M to $1.0BMay 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $680M to $1.0BMay 16, 2025 to Mar 30, 2026
- RAUM · $680M to $1.0BMay 16, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 20, 2025 to May 16, 2025
- Accounts · 37 to 36May 21, 2024 to Mar 20, 2025
- Pooled vehicle clients · 37 to 36May 21, 2024 to Mar 20, 2025
- Assets in custody · $464M to $680MMay 21, 2024 to Mar 20, 2025
- Private funds · 37 to 36May 21, 2024 to Mar 20, 2025
- Discretionary RAUM · $464M to $680MMay 21, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $464M to $680MMay 21, 2024 to Mar 20, 2025
- RAUM · $464M to $680MMay 21, 2024 to Mar 20, 2025
- Accounts · 39 to 37Dec 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 39 to 37Dec 14, 2023 to Mar 28, 2024
- Assets in custody · $399M to $464MDec 14, 2023 to Mar 28, 2024
- Private funds · 39 to 37Dec 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $399M to $464MDec 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $399M to $464MDec 14, 2023 to Mar 28, 2024
- RAUM · $399M to $464MDec 14, 2023 to Mar 28, 2024
- Accounts · 40 to 39Jun 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 40 to 39Jun 29, 2022 to Mar 30, 2023
- Assets in custody · $174M to $399MJun 29, 2022 to Mar 30, 2023
- Private funds · 80 to 39Jun 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $174M to $399MJun 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $174M to $399MJun 29, 2022 to Mar 30, 2023
- RAUM · $174M to $399MJun 29, 2022 to Mar 30, 2023
Signals
4 dated events
- S••••• C•••••• P••••••• L•• reported RAUM $1.0B, up 53% from $680.0M (2025-05-16 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- S••••• C•••••• P••••••• L•• reported RAUM $680.0M, up 47% from $463.7M (2024-05-21 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- S••••• C•••••• P••••••• L•• reported RAUM $398.7M, up 129% from $174.4M (2022-06-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- S••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• C•••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-920-3890reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026