DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• R••• E••••• C••••••• L•••
Latest filing Apr 21, 2026
First filing on the tape Jun 28, 2013 · 17 filings
SEC status approved since Jul 17, 2013
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.4B as of Apr 21, 2026
Mar 28, 2014$524M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 21, 2026
Mar 28, 20140 then
Employees (5.A)19 as of Apr 21, 2026
Mar 28, 201411 then
Private funds11 as of Apr 21, 2026
Mar 28, 20144 then
RAUM +4.3% over the last fiscal year+9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• R••• E••••• C•••••• F••• V• L••• | Real Estate Fund | $595M | 343 | Mar 20, 2017 |
| E•••••••• R••• E••••• C•••••• F••• V•• L••• | Real Estate Fund | $342M | 12 | Mar 29, 2024 |
| E•••••••• O••••••••• F••• I•• L••• | Hedge Fund | $127M | 38 | Mar 27, 2020 |
| E•••••••• R••• E••••• C•••••• F••• I•• L••• | Real Estate Fund | $108M | 531 | Mar 30, 2016 |
| E•••••••• R••• E••••• C•••••• F••• I••• L••• | Real Estate Fund | $63.1M | 488 | Jun 28, 2013 |
| E•••••••• O••••••••• F••• V• L••• | Hedge Fund | $56.3M | 59 | Mar 31, 2023 |
| E•••••••• O••••••••• F••• I••• L••• | Hedge Fund | $53.3M | 152 | Mar 28, 2019 |
| E•••••••• O••••••••• F••• I•• L••• | Hedge Fund | $36.8M | 476 | Mar 31, 2015 |
| E•••••••• O••••••••• F••• I• L••• | Hedge Fund | $11.0M | 477 | Jun 28, 2013 |
| E•••••••• R••• E••••• C•••••• F••• I•• L••• | Real Estate Fund | $6.3M | 478 | Mar 30, 2012 |
| E•••••••• R••• E••••• C•••••• F••• I• L••• | Real Estate Fund | $1.4M | 423 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• R•••••• B•••• · President Of S•• P••••••• G• L••controlsince 03/2012 · owns less than 5%
- G•••••••• L••••• J•• · Vice President And Secretary Of S•• P••••••• G• L••controlsince 03/2012 · owns less than 5%
- P••••• I••••• M•••••• · Vice President Of S•• P••••••• G• L••controlsince 11/2016 · owns less than 5%
- S•••••••• R•••••• E••• · Vice President Of S•• P••••••• G• L••controlsince 03/2012 · owns less than 5%
- T••••••• B••••• A••• · Vice President And Treasurer Of S•• P••••••• G• L••controlsince 03/2012 · owns less than 5%
- W••••••• K••••• W•••• · Vice President Of S•• P••••••• G• L••controlsince 03/2012 · owns less than 5%
- W••••••• R•••••••• J•• · Cco Of E•••••••• R••• E••••• C••••••• L•••; Vice President Of S•• P••••••• G• L••controlsince 03/2012 · owns less than 5%
- F•••••••• J•••••• L•••• · Chief Operating Officersince 05/2022 · owns less than 5%
Entity owners
- S•• P••••••• G• L•• · General Partner Of Reporting Adviserdirect · owns less than 5%
- S•• P•••••••• L••• · Sponsor Limited Partner Of Reporting Adviserdirect · owns 50% to 75%
- A••••• C••••••• L•• · General Partnerindirect · owns F of A••••• C•••••• P••••••• I•• L•••
- R••• C•••••• M••••••••• I••• L•• · General Partnerindirect · owns F of R••• C•••••• P••••••• I••• L•••
- S•• P••••••• H••••••• L•• · Sponsor And Sole Memberindirect · owns 75% or more of S•• P••••••• G• L••
- S•• P••••••• H••••••• L•• · General Partnerindirect · owns F of S•• P•••••••• L•••
- A••••• C•••••• P••••••• I•• L••• · Limited Partner Of Reporting Adviserdirect · owns 10% to 25%
- R••• C•••••• P••••••• I••• L••• · Limited Partner Of Reporting Adviserdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- E•••••••• O••••••••• F••• G• I• L••pooled vehicle sponsory
- E•••••••• O••••••••• F••• G• I• L••pooled vehicle sponsory
- E•••••••• O••••••••• F••• G• I•• L••bankpooled vehicle sponsory
- E•••••••• O••••••••• F••• G• I• L••bankpooled vehicle sponsory
- E•••••••• O••••••••• F••• G• V• L••bankpooled vehicle sponsory
- E•••••••• R••• E••••• C•••••• G• I• L••pooled vehicle sponsorn
- E•••••••• R••• E••••• C•••••• G• I• L••pooled vehicle sponsory
- E•••••••• R••• E••••• C•••••• G• I•• L••pooled vehicle sponsory
- E•••••••• R••• E••••• C•••••• G• I• L••pooled vehicle sponsory
- E•••••••• R••• E••••• C•••••• G• V• L••pooled vehicle sponsory
- E•••••••• R••• E••••• C•••••• G• V• L••pooled vehicle sponsory
- E•••••••• R••• E••••• C•••••• L••••• I•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.4B to $1.4BMar 26, 2026 to Apr 21, 2026
- Discretionary RAUM · $1.4B to $1.4BMar 26, 2026 to Apr 21, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BMar 26, 2026 to Apr 21, 2026
- RAUM · $1.4B to $1.4BMar 26, 2026 to Apr 21, 2026
- Assets in custody · $1.4B to $1.4BApr 10, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.4B to $1.4BApr 10, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BApr 10, 2025 to Mar 26, 2026
- RAUM · $1.4B to $1.4BApr 10, 2025 to Mar 26, 2026
- Accounts · 14 to 13Apr 10, 2024 to Apr 10, 2025
- Advisory employees · 12 to 13Apr 10, 2024 to Apr 10, 2025
- Pooled vehicle clients · 14 to 13Apr 10, 2024 to Apr 10, 2025
- Assets in custody · $1.4B to $1.4BApr 10, 2024 to Apr 10, 2025
- Employees · 18 to 19Apr 10, 2024 to Apr 10, 2025
- Financial planning clients · unset to Apr 10, 2024 to Apr 10, 2025
- Discretionary RAUM · $1.4B to $1.4BApr 10, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $1.4B to $1.4BApr 10, 2024 to Apr 10, 2025
- RAUM · $1.4B to $1.4BApr 10, 2024 to Apr 10, 2025
- Assets in custody · $1.3B to $1.4BMar 29, 2024 to Apr 10, 2024
- Discretionary RAUM · $1.3B to $1.4BMar 29, 2024 to Apr 10, 2024
- Pooled vehicle RAUM · $1.3B to $1.4BMar 29, 2024 to Apr 10, 2024
- RAUM · $1.3B to $1.4BMar 29, 2024 to Apr 10, 2024
- Accounts · 13 to 14Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 13 to 14Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.1B to $1.3BMar 31, 2023 to Mar 29, 2024
- Private funds · 10 to 11Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $1.3BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $1.3BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.1B to $1.3BMar 31, 2023 to Mar 29, 2024
- Accounts · 12 to 13Mar 22, 2022 to Mar 31, 2023
- Advisory employees · 11 to 12Mar 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 12 to 13Mar 22, 2022 to Mar 31, 2023
- Assets in custody · $1.1B to $1.1BMar 22, 2022 to Mar 31, 2023
- Employees · 16 to 18Mar 22, 2022 to Mar 31, 2023
- HQ city · MIAMI BEACH to MIAMIMar 22, 2022 to Mar 31, 2023
- Private funds · 9 to 10Mar 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $1.1BMar 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BMar 22, 2022 to Mar 31, 2023
- RAUM · $1.1B to $1.1BMar 22, 2022 to Mar 31, 2023
- Advisory employees · 10 to 11Mar 19, 2021 to Mar 22, 2022
- Assets in custody · $1.1B to $1.1BMar 19, 2021 to Mar 22, 2022
Signals
1 dated events
- E•••••••• R••• E••••• C••••••• L••• filed its initial SEC registration (Form ADV)Jun 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• R••• E••••• C••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- E••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-503-4050reportedpublic record, Form ADV, Apr 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
E•••••••• R••• E••••• C••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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