DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• P••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2013 · 19 filings
SEC status approved since Jul 5, 2013
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$306M as of Mar 31, 2026
Mar 25, 2014$77.4M then
HNW client RAUM: $1.1M
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20140 then
Employees (5.A)4 as of Mar 31, 2026
Mar 25, 20144 then
Private funds3 as of Mar 31, 2026
Mar 25, 20143 then
RAUM +63% over the last fiscal year+0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $61.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $97.2M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$151M49%
- Pooled investment vehicles$97.2M32%
- Investment companies$58.0M19%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.2M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.51 institutional_share=0.49 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••••• M••••• F•••• L••• | Hedge Fund | $66.4M | 17 | Mar 27, 2012 |
| M••••••••• O••••••• F•••• L••• | Hedge Fund | $24.6M | 4 | Mar 27, 2012 |
| M••••••••• P•••••••• L• | Hedge Fund | $23.8M | 13 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- L••• M•••• M• · Managing Membercontrolsince 05/2011 · owns 75% or more
- W•••••••• G••••••• S•••••• · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
Related persons
Schedule D 7.A
- M••••••••• P••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $58.9M to $97.2MMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $187M to $306MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $58.9M to $97.2MMar 28, 2025 to Mar 31, 2026
- RAUM · $187M to $306MMar 28, 2025 to Mar 31, 2026
- Accounts · 6 to 5Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $66.4M to $58.9MMar 28, 2024 to Mar 28, 2025
- Employees · 3 to 4Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $253M to $187MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $66.4M to $58.9MMar 28, 2024 to Mar 28, 2025
- RAUM · $253M to $187MMar 28, 2024 to Mar 28, 2025
- Assets in custody · $63.9M to $66.4MSep 22, 2023 to Mar 28, 2024
- Employees · 5 to 3Sep 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $303M to $253MSep 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $63.9M to $66.4MSep 22, 2023 to Mar 28, 2024
- RAUM · $303M to $253MSep 22, 2023 to Mar 28, 2024
- Assets in custody · $73.6M to $63.9MMar 31, 2022 to Mar 28, 2023
- Discretionary RAUM · $316M to $303MMar 31, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $73.6M to $63.9MMar 31, 2022 to Mar 28, 2023
- RAUM · $316M to $303MMar 31, 2022 to Mar 28, 2023
- Accounts · 5 to 6May 10, 2021 to Mar 31, 2022
- Assets in custody · $55.5M to $73.6MMay 10, 2021 to Mar 31, 2022
- Discretionary RAUM · $226M to $316MMay 10, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $55.5M to $73.6MMay 10, 2021 to Mar 31, 2022
- RAUM · $226M to $316MMay 10, 2021 to Mar 31, 2022
- Assets in custody · $51.4M to $55.5MJan 28, 2021 to Mar 29, 2021
- Employees · 4 to 5Jan 28, 2021 to Mar 29, 2021
- Discretionary RAUM · $186M to $226MJan 28, 2021 to Mar 29, 2021
- Pooled vehicle RAUM · $51.4M to $55.5MJan 28, 2021 to Mar 29, 2021
- RAUM · $186M to $226MJan 28, 2021 to Mar 29, 2021
- Pooled vehicle RAUM · $121M to $51.4MMar 26, 2019 to Mar 26, 2020
- RAUM · $226M to $186MMar 26, 2019 to Mar 26, 2020
- Assets in custody · $121M to $51.4MMar 26, 2019 to Mar 26, 2020
- Employees · 5 to 4Mar 26, 2019 to Mar 26, 2020
- Discretionary RAUM · $226M to $186MMar 26, 2019 to Mar 26, 2020
- Accounts · 8 to 5Mar 27, 2018 to Mar 26, 2019
- Advisory activities · 4 to 3Mar 27, 2018 to Mar 26, 2019
- Assets in custody · $110M to $121MMar 27, 2018 to Mar 26, 2019
- Discretionary RAUM · $209M to $226MMar 27, 2018 to Mar 26, 2019
- HNW RAUM · 1097486.0 to unsetMar 27, 2018 to Mar 26, 2019
Signals
9 dated events
- M••••••••• P••••••• M••••••••• L•• reported RAUM $305.7M, up 63% from $187.4M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Daniel Borenstein (Chief Compliance Officer / Chief Financial Officer) no longer on Schedule A of M••••••••• P••••••• M••••••••• L•• (listed 2023-03-28, absent 2023-09-22)Sep 22, 2023 · Control person left · inference
- Stephen Gregory Williams (Chief Compliance Officer) appeared on Schedule A of M••••••••• P••••••• M••••••••• L••Sep 22, 2023 · Control person joined · fact
- David Marc Simon (Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of M••••••••• P••••••• M••••••••• L•• (listed 2020-03-26, absent 2021-01-28)Jan 28, 2021 · Control person left · inference
- P. John Hallowell (Member) no longer on Schedule A of M••••••••• P••••••• M••••••••• L•• (listed 2020-03-26, absent 2021-01-28)Jan 28, 2021 · Control person left · inference
- Daniel Borenstein (Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of M••••••••• P••••••• M••••••••• L••Jan 28, 2021 · Control person joined · fact
- Alexander Benjamin Borton (Principal) no longer on Schedule A of M••••••••• P••••••• M••••••••• L•• (listed 2019-03-26, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- M••••••••• P••••••• M••••••••• L•• reported RAUM $209.1M, up 143% from $86.0M (2017-03-23 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- M••••••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-459-7064reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026