DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

L•• C•••••• P••••••• L••

Former SEC-registered adviserBoston, MassachusettsCRD 163107SEC 801-79034IAPD
Latest filing Mar 31, 2017
First filing on the tape Dec 26, 2013 · 8 filings
RAUM
$26.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
6
$26.9M gross assets
History
8 filings and snapshots on the tape
RAUM$26.9M as of Mar 31, 2017
Mar 31, 2015$50.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 31, 20150 then
Employees (5.A)6 as of Mar 31, 2017
Mar 31, 20156 then
Private funds6 as of Mar 31, 2017
Mar 31, 20156 then
RAUM -38% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-38%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L••••••••• D••••• A••••••••• L•Private Equity Fund$6.3M9Mar 23, 2023
      L•• S••••••••• E••••• F••• L•••Private Equity Fund$1.1M12Mar 30, 2012
      L•• I•••••••• L•••Private Equity Fund$609,2299Mar 30, 2012
      L•• I•••••••• A•• B• L•••Private Equity Fund$02Mar 30, 2012
      L•• S•• A•• B• L•••Private Equity Fund$03Mar 30, 2012
      L•• S•• A•• A• L•••Private Equity Fund$09Mar 30, 2012
      L•• I•••••••• A•• A• L•••Private Equity Fund$07Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • L••••••• P••••••• J•••• · Managing Director/Managing Membercontrol
        since 11/2005 · owns less than 5%
      • L•••• J••••••• M••• · Managing Director/Managing Membercontrol
        since 11/2005 · owns 25% to 50%
      • M••••••• F••••••••• S••••• · Ceo/Managing Director/Managing Member/Chief Compliance Officercontrol
        since 11/2005 · owns less than 5%
      • S••••••••• P•••• · Acting Cfocontrol
        since 01/2006 · owns less than 5%
      • L••••••• P••••••• J•••• · Managing Membercontrol
        since 11/2005 · owns 50% to 75% of L•••••• M•••••• C•••••• G•••• L••
      • M••••••• F••••••••• S••••• · Managing Membercontrol
        since 11/2005 · owns 50% to 75% of L•••••• M•••••• C•••••• G•••• L••
      Entity owners
      • L•••••• M•••••• C•••••• G•••• L•• · Direct Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • L•• A••••••• L•••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • ,
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $43.7M to $26.9M
        Jul 6, 2016 to Mar 31, 2017
      • RAUM · $43.7M to $26.9M
        Jul 6, 2016 to Mar 31, 2017
      • Discretionary RAUM · $50.0M to $43.7M
        Apr 8, 2015 to Mar 30, 2016
      • RAUM · $50.0M to $43.7M
        Apr 8, 2015 to Mar 30, 2016
      • Advisory employees · 3 to 5
        May 22, 2014 to Mar 31, 2015
      • BD registered reps · 1 to 0
        May 22, 2014 to Mar 31, 2015
      • Insurance-licensed employees · 1 to 0
        May 22, 2014 to Mar 31, 2015
      • State-registered IARs · 1 to 0
        May 22, 2014 to Mar 31, 2015
      • Discretionary RAUM · $59.1M to $50.0M
        May 22, 2014 to Mar 31, 2015
      • RAUM · $59.1M to $50.0M
        May 22, 2014 to Mar 31, 2015
      • Related adviser · false to true
        May 22, 2014 to Mar 31, 2015
      • Related broker-dealer · true to false
        May 22, 2014 to Mar 31, 2015
      • Private funds · 12 to 6
        Dec 26, 2013 to May 22, 2014
      Signals
      1 dated events
      • L•• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 26, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      LLMCAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026