DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• H••• C••••••
Legal name R••• H••• C•••••• G••••• L••
Latest filing May 5, 2026
First filing on the tape Jun 20, 2016 · 21 filings
SEC status approved since Jul 25, 2016
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$239M as of May 5, 2026
Mar 29, 2017$234M then
HNW client RAUM: $194M
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 29, 20170 then
Employees (5.A)4 as of May 5, 2026
Mar 29, 201712 then
Private funds5 as of May 5, 2026
Mar 29, 20173 then
RAUM +4.7% over the last fiscal year+4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $239M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$239M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $239M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••• H••• C••••••no longer reported | Private Equity Fund | $205M | 153 | Mar 31, 2019 |
| R••• H••• C•••••• I••• L• | Private Equity Fund | $142M | 86 | Mar 30, 2016 |
| R••• H••• C•••••• I•• L• | Private Equity Fund | $52.0M | 66 | Mar 29, 2012 |
| R••• H••• C•••••• I• L• | Private Equity Fund | $8.4M | 31 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H•••• R••••••• B•••• · Managing Membercontrolsince 09/2007 · owns 50% to 75%
- S••••••• R•••• W•••• · Manager / Chief Compliance Officercontrolsince 02/2008 · owns 25% to 50%
Related persons
Schedule D 7.A
- R••• H••• C•••••• I• G•• L••pooled vehicle sponsorn
- R••• H••• C•••••• I•• G•• L••pooled vehicle sponsorn
- R••• H••• C•••••• I••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5May 12, 2025 to Mar 10, 2026
- Pooled vehicle clients · 4 to 5May 12, 2025 to Mar 10, 2026
- Assets in custody · $228M to $239MMay 12, 2025 to Mar 10, 2026
- Private funds · 4 to 5May 12, 2025 to Mar 10, 2026
- Discretionary RAUM · $228M to $239MMay 12, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $228M to $239MMay 12, 2025 to Mar 10, 2026
- RAUM · $228M to $239MMay 12, 2025 to Mar 10, 2026
- Financial planning clients · unset to Mar 7, 2025 to May 12, 2025
- Accounts · 3 to 4Mar 1, 2024 to Mar 7, 2025
- Advisory employees · 5 to 3Mar 1, 2024 to Mar 7, 2025
- Pooled vehicle clients · 3 to 4Mar 1, 2024 to Mar 7, 2025
- Assets in custody · $202M to $228MMar 1, 2024 to Mar 7, 2025
- Employees · 6 to 4Mar 1, 2024 to Mar 7, 2025
- Private funds · 3 to 4Mar 1, 2024 to Mar 7, 2025
- Discretionary RAUM · $202M to $228MMar 1, 2024 to Mar 7, 2025
- Pooled vehicle RAUM · $202M to $228MMar 1, 2024 to Mar 7, 2025
- RAUM · $202M to $228MMar 1, 2024 to Mar 7, 2025
- Assets in custody · $207M to $202MNov 14, 2023 to Mar 1, 2024
- Discretionary RAUM · $207M to $202MNov 14, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $207M to $202MNov 14, 2023 to Mar 1, 2024
- RAUM · $207M to $202MNov 14, 2023 to Mar 1, 2024
- Advisory employees · 4 to 5Mar 1, 2022 to Feb 14, 2023
- Assets in custody · $187M to $207MMar 1, 2022 to Feb 14, 2023
- Employees · 5 to 6Mar 1, 2022 to Feb 14, 2023
- Discretionary RAUM · $187M to $207MMar 1, 2022 to Feb 14, 2023
- Pooled vehicle RAUM · $187M to $207MMar 1, 2022 to Feb 14, 2023
- RAUM · $187M to $207MMar 1, 2022 to Feb 14, 2023
- Advisory employees · 7 to 4Sep 7, 2021 to Mar 1, 2022
- Assets in custody · $199M to $187MSep 7, 2021 to Mar 1, 2022
- Employees · 8 to 5Sep 7, 2021 to Mar 1, 2022
- Discretionary RAUM · $199M to $187MSep 7, 2021 to Mar 1, 2022
- Pooled vehicle RAUM · $199M to $187MSep 7, 2021 to Mar 1, 2022
- RAUM · $199M to $187MSep 7, 2021 to Mar 1, 2022
- Assets in custody · $161M to $199MMar 10, 2021 to Sep 7, 2021
- Discretionary RAUM · $192M to $199MMar 10, 2021 to Sep 7, 2021
- Pooled vehicle RAUM · $192M to $199MMar 10, 2021 to Sep 7, 2021
- RAUM · $192M to $199MMar 10, 2021 to Sep 7, 2021
- Advisory employees · 8 to 7Mar 26, 2020 to Mar 10, 2021
- Assets in custody · $262M to $161MMar 26, 2020 to Mar 10, 2021
- Employees · 10 to 8Mar 26, 2020 to Mar 10, 2021
Signals
6 dated events
- Patrick James Wilson (Manager) no longer on Schedule A of R••• H••• C•••••• (listed 2021-09-07, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Doan Trang Prosperie (Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of R••• H••• C•••••• (listed 2021-03-10, absent 2021-09-07)Sep 7, 2021 · Control person left · inference
- R••• H••• C•••••• reported RAUM $191.8M, down 35% from $294.9M (2020-03-26 to 2021-03-10)Mar 10, 2021 · RAUM change · derived
- R••• H••• C•••••• reported RAUM $40.0M, down 83% from $233.8M (2018-03-29 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- Doan Trang Prosperie (Chief Financial Officer/Chief Compliance Officer) appeared on Schedule A of R••• H••• C••••••Mar 31, 2019 · Control person joined · fact
- R••• H••• C•••••• filed its initial SEC registration (Form ADV)Jun 20, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••• H••• C•••••• · Independent Sponsorsshared crd · capital_provider
- R••• H••• C•••••• · Private Equityshared crd · organization
- R••• H••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rock-hill-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-715-7510reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026