DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••••• P•••••••

Former SEC-registered adviserSalt Lake City, UtahCRD 163142SEC 801-120303IAPD
Legal name M•••••• M••••••••• L••
Latest filing Jul 26, 2023
First filing on the tape Jan 11, 2021 · 6 filings
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
$1.3B gross assets
History
6 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2023
Mar 31, 2021$762M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 31, 20212 then
Employees (5.A)38 as of Mar 30, 2023
Mar 31, 202126 then
Private funds13 as of Mar 30, 2023
Mar 31, 20218 then
RAUM -7.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 26, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$58.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.3B, 23 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.3B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
23reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.3B for 23 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      15 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••• P••••••• G••••• I••• L•••Venture Capital Fund$489M55Mar 31, 2016
      M•••••• P••••••• T••••••• I• Q•• L•••Venture Capital Fund$216M112Mar 31, 2022
      M•••••• P••••••• S••••• I• L•Venture Capital Fund$171M85Mar 30, 2020
      M•••••• P••••••• S••••• I• Q•• L•••Venture Capital Fund$76.1M10Mar 30, 2020
      M•••••• P••••••• S••••• I• Q•• L•Venture Capital Fund$47.4M63Mar 31, 2022
      P•••••• F••• I•• L•••Venture Capital Fund$41.1M79Jan 11, 2021
      M•••••• P••••••• G••••• A• I••• L•••Venture Capital Fund$18.3M30Mar 31, 2016
      M•••••• P••••••• T••••••• I•• L•••Venture Capital Fund$17.1M44Mar 31, 2022
      M•••••• P••••••• S••••• I•• L•Venture Capital Fund$11.0M50Mar 31, 2022
      M•••••• P••••••• G••••• I•• L•••Venture Capital Fund$10.3M55Apr 2, 2012
      M•••••• P•••••••• L•••no longer reportedVenture Capital Fund$7.1M37Apr 2, 2012
      M•••••• P••••••• T••••••• A••••••••• I•• L•••Venture Capital Fund$6.1M40Mar 30, 2023
      M•••••• P••••••• Q•• L•••no longer reportedVenture Capital Fund$3.9M5Apr 2, 2012
      M•••••• P••••••• G••••• A• I•• L•••Venture Capital Fund$864,86025Apr 2, 2012
      M•••••• P••••••• G••••• A••••••••• I•• L•••Venture Capital Fund$475,19815Apr 1, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • W••••••• G••••••• H••••• · Managing Member, M•••••• Management, LLCcontrol
        since 10/2007 · owns 75% or more
      • P•••••• R•••• K•••••• · Chief Financial Officer/Chief Compliance Officer
        since 06/2017 · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•••••• P••••••• G••••• I• G•• L••
        pooled vehicle sponsorn
      • M•••••• P••••••• G••••• I•• G•• L••
        pooled vehicle sponsorn
      • M•••••• P••••••• S••••• I• G•• L••
        pooled vehicle sponsorn
      • M•••••• P••••••• S••••• I• G•• L••
        pooled vehicle sponsorn
      • M•••••• P••••••• T••••••• I• G•• L••
        pooled vehicle sponsorn
      • P•••••• F••• I• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 23
        May 5, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 19 to 23
        May 5, 2022 to Mar 30, 2023
      • Assets in custody · $1.5B to $1.3B
        May 5, 2022 to Mar 30, 2023
      • Employees · 35 to 38
        May 5, 2022 to Mar 30, 2023
      • Private funds · 12 to 13
        May 5, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.5B to $1.3B
        May 5, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.5B to $1.3B
        May 5, 2022 to Mar 30, 2023
      • RAUM · $1.5B to $1.3B
        May 5, 2022 to Mar 30, 2023
      • Accounts · 8 to 19
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 14 to 21
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 8 to 19
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $674M to $1.5B
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 26 to 35
        Mar 31, 2021 to Mar 31, 2022
      • Insurance-licensed employees · 2 to 0
        Mar 31, 2021 to Mar 31, 2022
      • Financial planning clients · 0 to unset
        Mar 31, 2021 to Mar 31, 2022
      • State-registered IARs · 2 to 0
        Mar 31, 2021 to Mar 31, 2022
      • Private funds · 8 to 12
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $762M to $1.5B
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $762M to $1.5B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $762M to $1.5B
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 10 to 8
        Jan 11, 2021 to Mar 31, 2021
      • Pooled vehicle clients · 10 to 8
        Jan 11, 2021 to Mar 31, 2021
      • Assets in custody · $523M to $674M
        Jan 11, 2021 to Mar 31, 2021
      • Private funds · 20 to 8
        Jan 11, 2021 to Mar 31, 2021
      • Discretionary RAUM · $613M to $762M
        Jan 11, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $613M to $762M
        Jan 11, 2021 to Mar 31, 2021
      • RAUM · $613M to $762M
        Jan 11, 2021 to Mar 31, 2021
      • Related adviser · true to false
        Jan 11, 2021 to Mar 31, 2021
      Signals
      2 dated events
      • M•••••• P••••••• reported RAUM $1.5B, up 92% from $761.9M (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • M•••••• P••••••• filed its initial SEC registration (Form ADV)
        Jan 11, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/mercato-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      M••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026