DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K• F•••• M•••••••••

Former SEC-registered adviserNew York, New YorkCRD 163281SEC 801-79918IAPD
Legal name K• F•••• M••••••••• L••
Latest filing Mar 26, 2021
First filing on the tape Jun 6, 2014 · 11 filings
RAUM
$897M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$897M gross assets
History
11 filings and snapshots on the tape
RAUM$897M as of Mar 26, 2021
Mar 19, 2015$141M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2021
Mar 19, 20150 then
Employees (5.A)11 as of Mar 26, 2021
Mar 19, 20157 then
Private funds3 as of Mar 26, 2021
Mar 19, 20152 then
RAUM +15% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$224MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$897M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$897M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$897M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K• I••••••••• F•••• L••Hedge Fund$844M142Mar 30, 2012
      K• E••••••• O••••••••• F••• L•Private Equity Fund$24.5M32Mar 27, 2017
      K• S••••• O••••••••• F••• L•no longer reportedPrivate Equity Fund$17.2M33Mar 25, 2014
      K• C••••••••• O••••••••• F••• L•Private Equity Fund$4.0M35Mar 26, 2021
      K• S•••••• O••••••••• F••• L••no longer reportedHedge Fund$3.9M7Feb 26, 2013
      K• F•••• L••no longer reportedHedge Fund$572,2175Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• I•• · M••••••• M•••••control
        since 06/2008 · owns 50% to 75%
      • Z•••••• I••• · Chief Investment Officercontrol
        since 06/2008 · owns 25% to 50%
      • G••••••• B••••• W•••• · Chief Financial Officer & Chief Compliance Officer
        since 01/2015 · owns less than 5%
      • M•••••• R••• M•••••• · Partner
        since 01/2014 · owns less than 5%
      Related persons
      Schedule D 7.A
      • F•••• A••••••• M••••••••• L••
        investment adviserpooled vehicle sponsorn
      • K• F•••• M••••••• M••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Sep 2, 2020 to Mar 26, 2021
      • Advisory employees · 7 to 6
        Sep 2, 2020 to Mar 26, 2021
      • Pooled vehicle clients · 3 to 4
        Sep 2, 2020 to Mar 26, 2021
      • Assets in custody · $779M to $897M
        Sep 2, 2020 to Mar 26, 2021
      • Employees · 12 to 11
        Sep 2, 2020 to Mar 26, 2021
      • Private funds · 2 to 3
        Sep 2, 2020 to Mar 26, 2021
      • Discretionary RAUM · $779M to $897M
        Sep 2, 2020 to Mar 26, 2021
      • Pooled vehicle RAUM · $779M to $897M
        Sep 2, 2020 to Mar 26, 2021
      • RAUM · $779M to $897M
        Sep 2, 2020 to Mar 26, 2021
      • Accounts · 4 to 3
        Mar 28, 2019 to Mar 27, 2020
      • Advisory employees · 6 to 7
        Mar 28, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 4 to 3
        Mar 28, 2019 to Mar 27, 2020
      • Assets in custody · $489M to $779M
        Mar 28, 2019 to Mar 27, 2020
      • Employees · 11 to 12
        Mar 28, 2019 to Mar 27, 2020
      • Private funds · 3 to 2
        Mar 28, 2019 to Mar 27, 2020
      • Discretionary RAUM · $489M to $779M
        Mar 28, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $489M to $779M
        Mar 28, 2019 to Mar 27, 2020
      • RAUM · $489M to $779M
        Mar 28, 2019 to Mar 27, 2020
      • Advisory employees · 5 to 6
        Mar 28, 2018 to Mar 28, 2019
      • Assets in custody · $404M to $489M
        Mar 28, 2018 to Mar 28, 2019
      • Employees · 10 to 11
        Mar 28, 2018 to Mar 28, 2019
      • Discretionary RAUM · $404M to $489M
        Mar 28, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $404M to $489M
        Mar 28, 2018 to Mar 28, 2019
      • RAUM · $404M to $489M
        Mar 28, 2018 to Mar 28, 2019
      • Advisory employees · 4 to 5
        Mar 27, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 27, 2017 to Mar 28, 2018
      • Assets in custody · $220M to $404M
        Mar 27, 2017 to Mar 28, 2018
      • Employees · 7 to 10
        Mar 27, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 27, 2017 to Mar 28, 2018
      • Discretionary RAUM · $220M to $404M
        Mar 27, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 403711959.0
        Mar 27, 2017 to Mar 28, 2018
      • RAUM · $220M to $404M
        Mar 27, 2017 to Mar 28, 2018
      • Related adviser · false to true
        Mar 27, 2017 to Mar 28, 2018
      • Accounts · 3 to 4
        Mar 17, 2016 to Mar 27, 2017
      • Assets in custody · $172M to $220M
        Mar 17, 2016 to Mar 27, 2017
      • Legal name · K• F•••• M•••••••••, LLC to K• F•••• M••••••••• L••
        Mar 17, 2016 to Mar 27, 2017
      • Private funds · 2 to 3
        Mar 17, 2016 to Mar 27, 2017
      • Discretionary RAUM · $172M to $220M
        Mar 17, 2016 to Mar 27, 2017
      • RAUM · $172M to $220M
        Mar 17, 2016 to Mar 27, 2017
      • Advisory employees · 5 to 4
        Mar 19, 2015 to Mar 17, 2016
      Signals
      3 dated events
      • K• F•••• M••••••••• reported RAUM $779.4M, up 59% from $489.2M (2019-03-28 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • K• F•••• M••••••••• reported RAUM $403.7M, up 83% from $220.3M (2017-03-27 to 2018-03-28)
        Mar 28, 2018 · RAUM change · derived
      • K• F•••• M••••••••• filed its initial SEC registration (Form ADV)
        Jun 6, 2014 · ria f•••• adv filing · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      KGFUNDS.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026