DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• W•••••••• G••••
Legal name W•••••••• M••••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 24, 2022 · 10 filings
SEC status approved since Jul 22, 2022
RAUM
$178M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
18
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$178M as of Mar 30, 2026
Mar 30, 2023$266M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)13 as of Mar 30, 2026
Mar 30, 202315 then
Private funds18 as of Mar 30, 2026
Mar 30, 202315 then
RAUM +23% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $178M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$178M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $178M for 18 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $89.9M | 27 | Mar 27, 2012 |
| W•••••••• O••••••••• F••• S••••• I• • W••••• | Private Equity Fund | $57.3M | 42 | Mar 30, 2022 |
| W••••••••• P•••••••• L• | Private Equity Fund | $52.4M | 58 | Mar 29, 2018 |
| W••••••••• P••• P••••••• I••• L••• | Private Equity Fund | $40.1M | 54 | Mar 30, 2023 |
| W••••••••• P••••••• I•• L•no longer reported | Private Equity Fund | $35.5M | 22 | Mar 27, 2012 |
| W•••••••• W••••• C••••••••• L• | Private Equity Fund | $26.4M | 2 | Mar 30, 2022 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $23.4M | 65 | Mar 16, 2016 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $15.3M | 67 | Mar 15, 2017 |
| W••••••••• P••••••• I••• L• | Private Equity Fund | $11.4M | 36 | Mar 30, 2023 |
| W••••••••• P••• P•••••••• L•no longer reported | Private Equity Fund | $10.6M | 50 | Mar 29, 2019 |
| W••••••••• P•••••••• L• | Private Equity Fund | $8.6M | 41 | Mar 30, 2023 |
| W••••••••• D••• P•••••••• L• | Private Equity Fund | $8.5M | 47 | Mar 29, 2019 |
| W•••••••• R•••••• L••no longer reported | Real Estate Fund | $4.2M | 25 | Mar 27, 2012 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $4.0M | 42 | Mar 28, 2013 |
| W••••••••• P••••••• I•• L•no longer reported | Private Equity Fund | $3.5M | 27 | Mar 6, 2015 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $2.4M | 18 | Mar 27, 2012 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $2.2M | 27 | Mar 27, 2012 |
| W••••••••• P••• P••••••• I•• L• | Private Equity Fund | $1.6M | 59 | Mar 29, 2021 |
| W••••••••• P•••••••• L• | Real Estate Fund | $1.6M | 36 | Mar 30, 2023 |
| O•••••• R••••• L•• | Real Estate Fund | $1.5M | 33 | Mar 16, 2016 |
| F••••••••• W•••• R••••• I• L• | Real Estate Fund | $1.5M | 24 | Mar 29, 2019 |
| F••••••••• W•••• R••••• I•• L• | Real Estate Fund | $1.4M | 10 | Mar 29, 2019 |
| W••••••••• P•••••••• L• | Private Equity Fund | $472,645 | 50 | Mar 28, 2013 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $59,521 | 37 | Mar 27, 2012 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $21,016 | 52 | Mar 28, 2013 |
| W••••••••• P•••••••• L• | Private Equity Fund | $1 | 46 | Mar 30, 2020 |
| W••••••••• P••••••• I•• L• | Private Equity Fund | $1 | 32 | Mar 29, 2021 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $0 | 39 | Mar 27, 2012 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $0 | 56 | Mar 10, 2014 |
| W••••••••• P•••••••• L•no longer reported | Private Equity Fund | $0 | 34 | Mar 6, 2015 |
Owners and control persons
Schedule A and B, latest filing
- K••••• J•••• · President And Chief Operating Officercontrolsince 08/2016 · owns 50% to 75%
- K••••• S•••••• E••••• · Managing Membercontrolsince 03/2002 · owns 25% to 50%
- P••••••• B•••••••• P•••••• · Chief Compliance Officer, Senior Partnercontrolsince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
- F••••••••• W•••• R••••• M••••••••• L••pooled vehicle sponsorn
- S••••• E• K••••pooled vehicle sponsory
- W•••••••• O••••••••• G• L•pooled vehicle sponsorn
- W•••••••• O••••••••• G•• L••pooled vehicle sponsorn
- W••••••••• E••••••••• I•• L••pooled vehicle sponsorn
- W••••••••• E••••••••• L••pooled vehicle sponsorn
- W••••••••• E••••••••• I•• L••pooled vehicle sponsorn
- W••••••••• E••••••••• I••• L••pooled vehicle sponsorn
- W••••••••• E••••••••• L••pooled vehicle sponsorn
- W••••••••• E••••••••• L••pooled vehicle sponsorn
- W••••••••• E••••••••• L••pooled vehicle sponsorn
- W••••••••• E••••••••• I• L••pooled vehicle sponsorn
- W••••••••• E••••••••• I••• L••pooled vehicle sponsorn
- W••••••••• E••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 19 to 18Oct 29, 2025 to Mar 30, 2026
- Advisory employees · 8 to 9Oct 29, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 18Oct 29, 2025 to Mar 30, 2026
- Assets in custody · $163M to $178MOct 29, 2025 to Mar 30, 2026
- Private funds · 19 to 18Oct 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $163M to $178MOct 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $163M to $178MOct 29, 2025 to Mar 30, 2026
- RAUM · $163M to $178MOct 29, 2025 to Mar 30, 2026
- Accounts · 16 to 19Mar 26, 2025 to Oct 29, 2025
- Advisory employees · 9 to 8Mar 26, 2025 to Oct 29, 2025
- Pooled vehicle clients · 16 to 19Mar 26, 2025 to Oct 29, 2025
- Assets in custody · $145M to $163MMar 26, 2025 to Oct 29, 2025
- Employees · 14 to 13Mar 26, 2025 to Oct 29, 2025
- Private funds · 16 to 19Mar 26, 2025 to Oct 29, 2025
- Discretionary RAUM · $145M to $163MMar 26, 2025 to Oct 29, 2025
- Pooled vehicle RAUM · $145M to $163MMar 26, 2025 to Oct 29, 2025
- RAUM · $145M to $163MMar 26, 2025 to Oct 29, 2025
- Accounts · 15 to 16May 28, 2024 to Mar 26, 2025
- Advisory employees · 11 to 9May 28, 2024 to Mar 26, 2025
- Pooled vehicle clients · 15 to 16May 28, 2024 to Mar 26, 2025
- Assets in custody · unset to 145088497.0May 28, 2024 to Mar 26, 2025
- Custody of client assets · false to trueMay 28, 2024 to Mar 26, 2025
- Employees · 16 to 14May 28, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 28, 2024 to Mar 26, 2025
- Private funds · 15 to 16May 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $213M to $145MMay 28, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $213M to $145MMay 28, 2024 to Mar 26, 2025
- RAUM · $213M to $145MMay 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $209M to $213MMar 29, 2024 to May 28, 2024
- Pooled vehicle RAUM · $209M to $213MMar 29, 2024 to May 28, 2024
- RAUM · $209M to $213MMar 29, 2024 to May 28, 2024
- Advisory employees · 10 to 11Sep 20, 2023 to Mar 29, 2024
- Employees · 15 to 16Sep 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $246M to $209MSep 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $246M to $209MSep 20, 2023 to Mar 29, 2024
- RAUM · $246M to $209MSep 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $266M to $246MMar 30, 2023 to Sep 20, 2023
- Pooled vehicle RAUM · $266M to $246MMar 30, 2023 to Sep 20, 2023
- RAUM · $266M to $246MMar 30, 2023 to Sep 20, 2023
- Accounts · 14 to 15Jan 3, 2023 to Mar 30, 2023
Signals
1 dated events
- T•• W•••••••• G•••• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• W•••••••• G•••• · Independent Sponsorsshared crd · capital_provider
- T•• W•••••••• G•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/THE-W••••••••-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-891-6660reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•• W•••••••• G•••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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