DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

J•• M•••••••••

Former SEC-registered adviserNew York, New YorkCRD 163374SEC 801-78280IAPD
Legal name J•• M••••••••• L••
Latest filing Mar 30, 2016
First filing on the tape Jun 26, 2013 · 4 filings
RAUM
$555M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
10
$573M gross assets
History
4 filings and snapshots on the tape
RAUM$555M as of Mar 30, 2016
Mar 31, 2014$265M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 31, 20140 then
Employees (5.A)7 as of Mar 30, 2016
Mar 31, 20146 then
Private funds10 as of Mar 30, 2016
Mar 31, 20146 then
RAUM +124% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$61.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+124%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$381M, 9 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$381M for 9 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••••• L••• V••••••• L••Real Estate Fund$151M2Mar 31, 2015
      J•• I• L•Real Estate Fund$141M90Mar 27, 2013
      J•• V• L•Real Estate Fund$120M70Mar 30, 2016
      J•• I•• L•Real Estate Fund$40.8M57Mar 29, 2012
      J•• I• L•Real Estate Fund$36.8M86Mar 29, 2012
      J•• R••••••••• L•Real Estate Fund$25.5M42Mar 29, 2012
      J•• I• C•••••••• L•Real Estate Fund$25.4M5Mar 27, 2013
      J•• V• F••••• L•Real Estate Fund$18.0M4Mar 30, 2016
      J•• I• C•••••••• 2• L•Real Estate Fund$15.1M3Mar 31, 2014
      J•• V• P••••••• F••• L•Real Estate Fund$00Mar 30, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• A••••• J••••• · Special L•••••• Member Of J•• P••••••• L••control
        since 01/2014 · owns less than 5%
      • B•••••• F••••••• V••••••• · Cfo / Ccocontrol
        since 03/2014 · owns less than 5%
      • L••••••••• E••••• Z••• · Special L•••••• Member Of J•• P••••••• L••control
        since 01/2014 · owns less than 5%
      • L••••••••• R•••••• S••••• · Managing Member / Managing Director, J•• P•••••••• L••control
        since 07/2005 · owns 75% or more
      • L••••••••• R•••••• S••••• · Managing Member/Managing Directorcontrol
        since 07/2005 · owns 75% or more of Jen Partners,LLC
      Entity owners
      • J•• P•••••••• L•• · Managing Member,Jen IV Gp,LLC
        direct · owns 75% or more
      • L•••••••• F••••• L•••••• P••••••••• · Voting Member, J•• P•••••••• L••
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • J•• I• G• L••
        investment adviserpooled vehicle sponsorn
      • J•• P••••••• L••
        investment adviserpooled vehicle sponsorn
      • J•• V• G• L••
        investment adviserpooled vehicle sponsorn
      • S•• M•••••• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 9
        Mar 31, 2015 to Mar 30, 2016
      • Assets in custody · $248M to $381M
        Mar 31, 2015 to Mar 30, 2016
      • Private funds · 7 to 10
        Mar 31, 2015 to Mar 30, 2016
      • Discretionary RAUM · $248M to $555M
        Mar 31, 2015 to Mar 30, 2016
      • RAUM · $248M to $555M
        Mar 31, 2015 to Mar 30, 2016
      • Accounts · 6 to 7
        Mar 31, 2014 to Mar 31, 2015
      • Assets in custody · $170M to $248M
        Mar 31, 2014 to Mar 31, 2015
      • Employees · 6 to 7
        Mar 31, 2014 to Mar 31, 2015
      • Financial planning clients · unset to 0
        Mar 31, 2014 to Mar 31, 2015
      • Private funds · 6 to 7
        Mar 31, 2014 to Mar 31, 2015
      • Discretionary RAUM · $265M to $248M
        Mar 31, 2014 to Mar 31, 2015
      • RAUM · $265M to $248M
        Mar 31, 2014 to Mar 31, 2015
      • Related adviser · false to true
        Mar 31, 2014 to Mar 31, 2015
      • Accounts · 5 to 6
        Jun 26, 2013 to Mar 31, 2014
      • Advisory employees · 4 to 3
        Jun 26, 2013 to Mar 31, 2014
      • Assets in custody · $221M to $170M
        Jun 26, 2013 to Mar 31, 2014
      • Financial planning clients · 0 to unset
        Jun 26, 2013 to Mar 31, 2014
      • Private funds · 10 to 6
        Jun 26, 2013 to Mar 31, 2014
      • Discretionary RAUM · $221M to $265M
        Jun 26, 2013 to Mar 31, 2014
      • RAUM · $221M to $265M
        Jun 26, 2013 to Mar 31, 2014
      Signals
      1 dated events
      • J•• M••••••••• filed its initial SEC registration (Form ADV)
        Jun 26, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      J•• M••••••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…