DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U••••••••• V•••••••
Legal name U••••••••• V••••••• F•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 27, 2014 · 25 filings
SEC status approved since Jul 10, 2014
RAUM
$363M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$363M as of Mar 31, 2026
Mar 31, 2015$311M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20150 then
Employees (5.A)3 as of Mar 31, 2026
Mar 31, 20158 then
Private funds10 as of Mar 31, 2026
Mar 31, 20157 then
RAUM +0.6% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $36.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$363M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U••••••••• V••••••• S••••• L••• | Other Private Fund | $182M | 43 | Mar 28, 2024 |
| U••••••••• V••••••• F••• I•• L••• | Other Private Fund | $177M | 20 | Mar 29, 2014 |
| A•••••• P••••••• S•• I• L•• | Other Private Fund | $17.1M | 17 | Mar 29, 2019 |
| U••••••••• V••••••• F••• I• L••• | Other Private Fund | $13.5M | 9 | Mar 30, 2012 |
| U••••••••• V••••••• F••• I• B••••••••• L••• | Other Private Fund | $11.0M | 2 | Mar 30, 2012 |
| B•••••••• F•••• L••• | Other Private Fund | $9.0M | 2 | Mar 30, 2022 |
| U••••••••• V••••••• F••• I• P• A•• A••••••••• C••••••••• L••• | Other Private Fund | $5.0M | 4 | Mar 30, 2012 |
| U••••••••• V••••••• I••••• S•••• A•••••••• F••• I• L• | Other Private Fund | $4.5M | 2 | Mar 30, 2018 |
| U••••••••• V••••••• F••• I• B••••••••• I•• L•••no longer reported | Other Private Fund | $1.7M | 2 | Apr 1, 2013 |
| U•• F••••••• C••••••••• F•••• L••• | Other Private Fund | $971,748 | 2 | Mar 31, 2017 |
| U••••••••• V••••••• F••• I• U••••••••• L••• | Other Private Fund | $358,141 | 2 | Apr 1, 2013 |
| E••••••• F•••• E•••••• P••••••• F•••• L•••no longer reported | Other Private Fund | $111,892 | 4 | Mar 31, 2017 |
| A• C••••••••• L• | Other Private Fund | $15,006 | 2 | Mar 29, 2014 |
| Z•••••• F•••• L••• | Other Private Fund | $3,211 | 2 | Mar 29, 2019 |
| E•••••• C••••••••• F•••• L••• | Other Private Fund | $1,256 | 3 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C••••• R•••• D•••• · Manager Of Uvfmcontrolsince 03/2011 · owns less than 5%
- P•••••• D•••••• S••••• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- R••••••••• G••••• A••• · Manager Of Uvfmcontrolsince 03/2011 · owns less than 5%
- C••••• R•••• D•••• · Managing Membercontrolsince 02/2004 · owns 75% or more of H••••• L••
- P•••••• D•••••• S••••• · Membercontrolsince 11/2008 · owns 75% or more of N••• F•••• L••
- R••••••••• G••••• A••• · Ownercontrolsince 05/2011 · owns 75% or more of E••••••••• I•••
Entity owners
- E••••••••• I••• · Member Of Uvfmdirect · owns 25% to 50%
- H••••• L•• · Member Of Uvfmdirect · owns 25% to 50%
- N••• F•••• L•• · Member Of Uvfmdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- A•••••• P••••••• M••••••••• L••investment advisernRAUM $672M
- A•••••• P••••••• S•• I• M••••••••• L••pooled vehicle sponsorn
- A•••••• P••••••• S•• I• L••investment adviserpooled vehicle sponsorn
- U••••••••• V••••••• F•••• P••••••• I•• L••investment adviserpooled vehicle sponsorn
- U••••••••• V••••••• F•••• P••••••• S••• L••investment adviserpooled vehicle sponsorn
- U••••••••• V••••••• F•••• P•••••••• L••investment adviserpooled vehicle sponsorn
- U• I••••• S•••• A•••••••• F••• P••••••• I• L••investment adviserpooled vehicle sponsorn
Advisers that list U••••••••• V••••••• as a related person
- 299883 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Employees · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $360M to $363MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $360M to $363MMar 31, 2025 to Mar 31, 2026
- RAUM · $360M to $363MMar 31, 2025 to Mar 31, 2026
- Accounts · 11 to 10Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 10Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 11 to 10Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $470M to $360MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $470M to $360MMar 28, 2024 to Mar 31, 2025
- RAUM · $470M to $360MMar 28, 2024 to Mar 31, 2025
- Accounts · 12 to 11Apr 25, 2023 to Mar 28, 2024
- Pooled vehicle clients · 12 to 11Apr 25, 2023 to Mar 28, 2024
- Private funds · 12 to 11Apr 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $460M to $470MApr 25, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $460M to $470MApr 25, 2023 to Mar 28, 2024
- RAUM · $460M to $470MApr 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $487M to $460MMar 29, 2023 to Apr 25, 2023
- Pooled vehicle RAUM · $487M to $460MMar 29, 2023 to Apr 25, 2023
- RAUM · $487M to $460MMar 29, 2023 to Apr 25, 2023
- Advisory employees · 2 to 4Apr 7, 2022 to Mar 29, 2023
- Employees · 3 to 4Apr 7, 2022 to Mar 29, 2023
- Discretionary RAUM · $635M to $487MApr 7, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $635M to $487MApr 7, 2022 to Mar 29, 2023
- RAUM · $635M to $487MApr 7, 2022 to Mar 29, 2023
- Accounts · 11 to 12Sep 28, 2021 to Mar 30, 2022
- Pooled vehicle clients · 11 to 12Sep 28, 2021 to Mar 30, 2022
- Assets in custody · 0.0 to unsetSep 28, 2021 to Mar 30, 2022
- Custody of client assets · true to falseSep 28, 2021 to Mar 30, 2022
- Private funds · 10 to 12Sep 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $495M to $635MSep 28, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $495M to $635MSep 28, 2021 to Mar 30, 2022
- RAUM · $495M to $635MSep 28, 2021 to Mar 30, 2022
- Private funds · 11 to 10Mar 30, 2021 to Sep 28, 2021
- Accounts · 12 to 11May 13, 2020 to Mar 30, 2021
- Advisory employees · 4 to 2May 13, 2020 to Mar 30, 2021
- Pooled vehicle clients · 12 to 11May 13, 2020 to Mar 30, 2021
- Employees · 5 to 3May 13, 2020 to Mar 30, 2021
- Private funds · 12 to 11May 13, 2020 to Mar 30, 2021
Signals
8 dated events
- U••••••••• V••••••• reported RAUM $634.8M, up 28% from $494.7M (2021-09-28 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- U••••••••• V••••••• reported RAUM $413.9M, down 30% from $593.5M (2020-03-30 to 2020-05-13)May 13, 2020 · RAUM change · derived
- U••••••••• V••••••• reported RAUM $593.5M, up 35% from $441.2M (2019-09-11 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Steven William Mcnish (Chief Compliance Officer) no longer on Schedule A of U••••••••• V••••••• (listed 2019-03-29, absent 2019-07-10)Jul 10, 2019 · Control person left · inference
- U••••••••• V••••••• reported RAUM $441.2M, up 33% from $331.4M (2019-01-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Steven William Mcnish (Chief Compliance Officer) appeared on Schedule A of U••••••••• V•••••••Jan 30, 2019 · Control person joined · fact
- S••• A•••• Z•••• (Chief Compliance Officer And Controller) no longer on Schedule A of U••••••••• V••••••• (listed 2018-06-22, absent 2019-01-30)Jan 30, 2019 · Control person left · inference
- U••••••••• V••••••• filed its initial SEC registration (Form ADV)Jun 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- U••••••••• V••••••• · Independent Sponsorsshared crd · capital_provider
- U••••••••• V••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- UNIVERSITYVENTURES.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 332-400-1140reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026