DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C••••• C••••••
Legal name C••••• C•••••• M••••••••• •••• K•••• L••••••
Latest filing Mar 31, 2025
First filing on the tape Apr 19, 2012 · 29 filings
SEC status approved since May 11, 2012
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$4.9B as of Mar 31, 2025
Mar 28, 2013$781M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2025
Mar 28, 20130 then
Employees (5.A)13 as of Mar 31, 2025
Mar 28, 20135 then
Private funds2 as of Mar 31, 2025
Mar 28, 20131 then
RAUM -4.2% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $373MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 80%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$3.3B69%
- State and municipal entities$631M13%
- Pooled investment vehicles$510M11%
- Other investment advisers$302M6.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• Q••• C•••• T•••• R••••• F••• L••• | Hedge Fund | $514M | 59 | Mar 30, 2016 |
| C••••• C•••• E••••• R••••••• R••••• F••• L••• | Hedge Fund | $93.1M | 5 | Feb 23, 2023 |
| C••••• A••••••• R••••• F••• L•••no longer reported | Hedge Fund | $68.8M | 23 | Apr 19, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••• Y•••• •••• · Chief Financial Officercontrolsince 02/2011 · owns less than 5%
- J•••• N••• · Director And Co-Chief Executive Officercontrolsince 04/2024 · owns less than 5%
- L•• G•••• •••• · Directorcontrolsince 01/2007 · owns less than 5%
- M••• Y•• •••• · Directorcontrolsince 03/2007 · owns less than 5%
- P••• Y•• Y•• · Chief Investment Officercontrolsince 04/2023 · owns less than 5%
- W•• S•••••••• •••• · Directorcontrolsince 03/2007 · owns less than 5%
- J•••• S••••• •••• · Beneficial Ownercontrolsince 12/2018 · owns 25% to 50% of C•• G•••••• H••••••• C•••••• L••••••
- L•• G•••• •••• · Beneficial Ownercontrolsince 08/2006 · owns 75% or more of C•••• I•••• I••••••••• L••••••
- M••• Y•• •••• · Beneficial Ownercontrolsince 11/2006 · owns 75% or more of N•• D•••••• A••••• I•••
- W•• S•••••••• •••• · Beneficial Ownercontrolsince 12/2018 · owns 25% to 50% of C•• G•••••• H••••••• C•••••• L••••••
Entity owners
- C••••• C•••••• M••••••••• C•••••• L•••••• · Shareholderdirect · owns 75% or more
- C•• G•••••• H••••••• C•••••• L•••••• · Shareholderindirect · owns 75% or more of C•• I••••••••• M••••••••• C•••••• L••••••
- C•• I••••••••• M••••••••• C•••••• L•••••• · Shareholderindirect · owns 25% to 50% of C••••• C•••••• M••••••••• C•••••• L••••••
- C••••• C•••••• I••••••••• C•••••• L•••••• · Shareholderindirect · owns 50% to 75% of C••••• C•••••• M••••••••• C•••••• L••••••
- C•••• I•••• I••••••••• L•••••• · Shareholderindirect · owns 50% to 75% of C••••• C•••••• I••••••••• C•••••• L••••••
- N•• D•••••• A••••• I••• · Shareholderindirect · owns 25% to 50% of C••••• C•••••• I••••••••• C•••••• L••••••
Related persons
Schedule D 7.A
- C•• I••••••••• A••••••• P•••••• L••••••investment advisernRAUM $2.8B
- C•• I••••••••• M••••••••• C•••••• L••••••investment advisern
- C•• I••••••••• M••••••••• •••• K•••• L••••••investment advisern
- C••••• C•••••• I••••••••• C•••••• L••••••investment advisery
- C••••• C•••••• M••••••••• •••••••• L••••••investment advisery
- C••••• C•••••• M••••••••• C•••••• L••••••investment adviserpooled vehicle sponsory
Advisers that list C••••• C•••••• as a related person
- 163756 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 13Apr 29, 2024 to Mar 31, 2025
- Advisory employees · 8 to 9Apr 29, 2024 to Mar 31, 2025
- Employees · 15 to 13Apr 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 31, 2025
- HQ state · unset to Apr 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.1B to $4.9BApr 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $645M to $510MApr 29, 2024 to Mar 31, 2025
- RAUM · $5.1B to $4.9BApr 29, 2024 to Mar 31, 2025
- Corporate clients · 3.0 to unsetApr 12, 2024 to Apr 29, 2024
- Accounts · 17 to 16Nov 8, 2023 to Mar 28, 2024
- Corporate clients · 2 to 3Nov 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.4B to $5.1BNov 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $645MNov 8, 2023 to Mar 28, 2024
- RAUM · $6.4B to $5.1BNov 8, 2023 to Mar 28, 2024
- Accounts · 15 to 17Apr 12, 2022 to Feb 23, 2023
- Corporate clients · 1 to 2Apr 12, 2022 to Feb 23, 2023
- Organization form · Corporation to Other (specify)Apr 12, 2022 to Feb 23, 2023
- Private funds · 1 to 2Apr 12, 2022 to Feb 23, 2023
- Discretionary RAUM · $8.7B to $6.4BApr 12, 2022 to Feb 23, 2023
- Pooled vehicle RAUM · $1.7B to $1.2BApr 12, 2022 to Feb 23, 2023
- RAUM · $8.7B to $6.4BApr 12, 2022 to Feb 23, 2023
- Accounts · 14 to 15Mar 17, 2022 to Apr 12, 2022
- Pooled vehicle clients · 3 to 4Mar 17, 2022 to Apr 12, 2022
- Discretionary RAUM · $8.7B to $8.7BMar 17, 2022 to Apr 12, 2022
- Pooled vehicle RAUM · $1.7B to $1.7BMar 17, 2022 to Apr 12, 2022
- RAUM · $8.7B to $8.7BMar 17, 2022 to Apr 12, 2022
- Accounts · 15 to 14Mar 22, 2021 to Mar 17, 2022
- Advisory employees · 7 to 8Mar 22, 2021 to Mar 17, 2022
- Pooled vehicle clients · 4 to 3Mar 22, 2021 to Mar 17, 2022
- Employees · 14 to 15Mar 22, 2021 to Mar 17, 2022
- Private funds · 2 to 1Mar 22, 2021 to Mar 17, 2022
- Discretionary RAUM · $9.5B to $8.7BMar 22, 2021 to Mar 17, 2022
- Pooled vehicle RAUM · $1.6B to $1.7BMar 22, 2021 to Mar 17, 2022
- RAUM · $9.5B to $8.7BMar 22, 2021 to Mar 17, 2022
- Accounts · 16 to 15Apr 17, 2020 to Mar 22, 2021
- Advisory employees · 11 to 7Apr 17, 2020 to Mar 22, 2021
- Corporate clients · 2 to 1Apr 17, 2020 to Mar 22, 2021
- Employees · 18 to 14Apr 17, 2020 to Mar 22, 2021
- Discretionary RAUM · $6.3B to $9.5BApr 17, 2020 to Mar 22, 2021
- Pooled vehicle RAUM · $1.1B to $1.6BApr 17, 2020 to Mar 22, 2021
Signals
7 dated events
- C••••• C•••••• no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $4.9B)Feb 2, 2026 · Left the SEC roster · derived
- Ning Jing (Director And Co-Chief Executive Officer) appeared on Schedule A of C••••• C••••••Apr 29, 2024 · Control person joined · fact
- Yin Yin Pei (Chief Investment Officer And Head Of Research) appeared on Schedule A of C••••• C••••••Mar 28, 2024 · Control person joined · fact
- C••••• C•••••• reported RAUM $6.4B, down 26% from $8.7B (2022-04-12 to 2023-02-23)Feb 23, 2023 · RAUM change · derived
- C••••• C•••••• reported RAUM $9.5B, up 51% from $6.3B (2020-04-17 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
- C••••• C•••••• reported RAUM $6.3B, up 67% from $3.8B (2019-07-18 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- C••••• C•••••• reported RAUM $4.6B, up 79% from $2.6B (2017-07-19 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cepheicapital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026