DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••• C••••••• G•••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 163639SEC 801-88208websiteIAPD
Latest filing Apr 9, 2026
First filing on the tape Mar 31, 2015 · 15 filings
SEC status approved since Apr 10, 2015
RAUM
$858M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$858M as of Apr 9, 2026
Mar 24, 2016$259M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 9, 2026
Mar 24, 20160 then
Employees (5.A)8 as of Apr 9, 2026
Mar 24, 20166 then
Private funds9 as of Apr 9, 2026
Mar 24, 201613 then
RAUM -4.8% over the last fiscal year-6.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 9, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$95.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-4.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$748M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$858M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$748M for 11 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      34 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• C••••••• G••••• F••• I•• L•••Private Equity Fund$455M75Mar 28, 2019
      A••••••• C••••••• G••••• F••• I••• L•••Private Equity Fund$293M65Mar 29, 2017
      A••••••• C••••••• G••••• F••• I•• L•••Private Equity Fund$61.1M63Mar 31, 2015
      A••••••• C••••••• G••••• F••• V• L•••Private Equity Fund$37.9M55Mar 31, 2023
      A•• J•••• C••••••••• L••no longer reportedPrivate Equity Fund$10.5M30Mar 31, 2015
      A•• P••••••••• L••Private Equity Fund$9.8M14Mar 31, 2023
      A•• I•• F••••••• C•••••• L•••Private Equity Fund$9.5M20Mar 29, 2017
      A•• I• F••••••• C•••••• L•••Private Equity Fund$4.9M27Mar 28, 2019
      A•• P••••••• H••••••• I• L••no longer reportedPrivate Equity Fund$4.8M29Mar 26, 2018
      M•••• G•••••• H••••••• L•Private Equity Fund$3.7M8Mar 30, 2020
      A•• C•••••• C••••••••• L••Private Equity Fund$939,62432Mar 31, 2015
      A••••••• C••••••• G••••• F••• V••• L•••Private Equity Fund$904,5293Mar 29, 2024
      A•• B•••••• I•••••••• L••no longer reportedPrivate Equity Fund$392,5732Mar 31, 2015
      T•••••• L••Private Equity Fund$251,29277Mar 24, 2016
      A•• P••••••• H••••••• I• L••no longer reportedPrivate Equity Fund$69,42726Mar 26, 2018
      A•• P••••••• H••••••• I•• L••no longer reportedPrivate Equity Fund$62,16026Mar 26, 2018
      A••••••• C••••••• G••••• F•••• L•••no longer reportedPrivate Equity Fund$54,76129Mar 30, 2012
      A•• P••••••• H••••••• I• L••no longer reportedPrivate Equity Fund$45,87231Mar 28, 2019
      A•• J•••• C••••••••• I• L••no longer reportedSecuritized Asset Fund$35,12616Mar 31, 2015
      A•• S•••• C••••••••• L••no longer reportedPrivate Equity Fund$27,58926Mar 31, 2015
      H•••••• C•••••••• L••no longer reportedPrivate Equity Fund$20,1987Mar 31, 2015
      A•• J•••• C••••••••• L••no longer reportedPrivate Equity Fund$17,50021Mar 31, 2015
      A•• J•••• C••••••••• I• L••no longer reportedSecuritized Asset Fund$17,50016Mar 28, 2019
      A•• J•••• C••••••••• I•• L••no longer reportedPrivate Equity Fund$17,50025Mar 31, 2015
      M•••••• V••• I•••••••• L••Private Equity Fund$14,61352Mar 26, 2018
      A•• S•••• L••Private Equity Fund$050Mar 30, 2021
      A•• H••••••• L••no longer reportedPrivate Equity Fund$08Mar 29, 2017
      U• P••••••• L••Private Equity Fund$04Mar 24, 2016
      N•••• S••• I•• L••Private Equity Fund$07Mar 31, 2023
      A•• T•• C•••••••• H••••••• L••no longer reportedPrivate Equity Fund$05Mar 31, 2015
      A•• W••••• C•••••••• L••no longer reportedPrivate Equity Fund$03Mar 24, 2016
      C•••••• C••••• L••Private Equity Fund$026Mar 30, 2020
      N•••• S••• I• L••Private Equity Fund$023Mar 30, 2020
      A•• J•••••• L••no longer reportedPrivate Equity Fund$021Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• J•••••• N••••• · Membercontrol
        since 06/2011 · owns 50% to 75%
      • S••••••••• J•••••• D•••• · Managing Partner, Chief Compliance Officercontrol
        since 06/2011 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • A•• G• P••••••• 2••• C••••••••• L••
        pooled vehicle sponsorn
      • A•• G• P••••••• I•• L••
        pooled vehicle sponsorn
      • A•• G• P••••••• I••• L••
        pooled vehicle sponsorn
      • A•• G• P••••••• I•• L••
        pooled vehicle sponsorn
      • A•• G• P••••••• V• L••
        pooled vehicle sponsorn
      • A•• G• P•••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Los Angeles, CA3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 13 to 9
        Mar 28, 2025 to Apr 9, 2026
      • Advisory employees · 8 to 7
        Mar 28, 2025 to Apr 9, 2026
      • Pooled vehicle clients · 13 to 9
        Mar 28, 2025 to Apr 9, 2026
      • Assets in custody · $754M to $748M
        Mar 28, 2025 to Apr 9, 2026
      • Employees · 9 to 8
        Mar 28, 2025 to Apr 9, 2026
      • Private funds · 13 to 9
        Mar 28, 2025 to Apr 9, 2026
      • Discretionary RAUM · $901M to $858M
        Mar 28, 2025 to Apr 9, 2026
      • Pooled vehicle RAUM · $901M to $858M
        Mar 28, 2025 to Apr 9, 2026
      • RAUM · $901M to $858M
        Mar 28, 2025 to Apr 9, 2026
      • Accounts · 17 to 13
        Oct 17, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 17 to 13
        Oct 17, 2024 to Mar 28, 2025
      • Assets in custody · $878M to $754M
        Oct 17, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Oct 17, 2024 to Mar 28, 2025
      • Private funds · 17 to 13
        Oct 17, 2024 to Mar 28, 2025
      • Discretionary RAUM · $965M to $901M
        Oct 17, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $965M to $901M
        Oct 17, 2024 to Mar 28, 2025
      • RAUM · $965M to $901M
        Oct 17, 2024 to Mar 28, 2025
      • Accounts · 19 to 17
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 9 to 8
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 19 to 17
        Mar 31, 2023 to Mar 29, 2024
      • Assets in custody · $951M to $878M
        Mar 31, 2023 to Mar 29, 2024
      • Employees · 12 to 9
        Mar 31, 2023 to Mar 29, 2024
      • Private funds · 19 to 17
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.0B to $965M
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.0B to $965M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $1.0B to $965M
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 16 to 19
        Mar 29, 2022 to Mar 31, 2023
      • Advisory employees · 10 to 9
        Mar 29, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 16 to 19
        Mar 29, 2022 to Mar 31, 2023
      • Assets in custody · $902M to $951M
        Mar 29, 2022 to Mar 31, 2023
      • Employees · 13 to 12
        Mar 29, 2022 to Mar 31, 2023
      • Private funds · 16 to 19
        Mar 29, 2022 to Mar 31, 2023
      • Discretionary RAUM · $981M to $1.0B
        Mar 29, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $981M to $1.0B
        Mar 29, 2022 to Mar 31, 2023
      • RAUM · $981M to $1.0B
        Mar 29, 2022 to Mar 31, 2023
      • Advisory employees · 9 to 10
        Mar 30, 2021 to Mar 29, 2022
      • Assets in custody · $620M to $902M
        Mar 30, 2021 to Mar 29, 2022
      • Employees · 12 to 13
        Mar 30, 2021 to Mar 29, 2022
      • Discretionary RAUM · $817M to $981M
        Mar 30, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $817M to $981M
        Mar 30, 2021 to Mar 29, 2022
      Signals
      4 dated events
      • Catalano Alyssa Ferenz (Partner & Chief Financial Officer, Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of A••••••• C••••••• G•••••• L•• (listed 2024-03-29, absent 2024-10-17)
        Oct 17, 2024 · Control person left · inference
      • Trevor Nelson (Member) no longer on Schedule A of A••••••• C••••••• G•••••• L•• (listed 2019-03-28, absent 2019-08-07)
        Aug 7, 2019 · Control person left · inference
      • A••••••• C••••••• G•••••• L•• reported RAUM $816.7M, up 97% from $414.6M (2018-03-26 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • A••••••• C••••••• G•••••• L•• filed its initial SEC registration (Form ADV)
        Mar 31, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/alliance-consumer-growth-llcreportedpublic record, Form ADV, Sep 18, 2026
      Website
      w••.a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-940-9630reportedpublic record, Form ADV, Apr 9, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026