DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Harlan Capital Partners LLC
Latest filing Mar 30, 2026
First filing on the tape May 1, 2017 · 18 filings
SEC status approved since May 30, 2017
RAUM
$281M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$281M as of Mar 30, 2026
Mar 1, 2018$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 1, 20180 then
Employees (5.A)9 as of Mar 30, 2026
Mar 1, 20185 then
Private funds6 as of Mar 30, 2026
Mar 1, 20183 then
RAUM -13% over the last fiscal year-2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $278M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$281M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $278M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Harlan Special Opportunities Fund V LP | Private Equity Fund | $121M | 74 | Mar 24, 2023 |
| Harlan Special Opportunities Fund IV LP | Private Equity Fund | $113M | 114 | Mar 13, 2019 |
| Harlan Special Opportunities Fund III LP | Private Equity Fund | $45.9M | 88 | Mar 24, 2017 |
| Harlan Special Opportunities Fund II LP | Private Equity Fund | $22.1M | 97 | Mar 28, 2014 |
| Hcp Fiber LP | Private Equity Fund | $20.7M | 41 | Mar 27, 2024 |
| Harlan Gcs Coinvestment Fund LP | Private Equity Fund | $8.7M | 15 | Mar 27, 2024 |
| Harlan Special Opportunities Fund LP | Private Equity Fund | $1.5M | 37 | Jul 30, 2013 |
| Harlan Thrasio Spv LP | Private Equity Fund | $273,822 | 22 | Mar 11, 2021 |
Owners and control persons
Schedule A and B, latest filing
- David Joshua Harlan · Chief Compliance Officer/Managing Membercontrolsince 10/2010 · owns 75% or more
- Morton Leonard Harlan · Membersince 01/2011 · owns 10% to 25%
Related persons
Schedule D 7.A
- Harlan Capital (Gp) Fiber LLCpooled vehicle sponsorn
- Harlan Capital (Gp) Gcs LLCpooled vehicle sponsorn
- Harlan Capital (Gp) II LLCpooled vehicle sponsorn
- Harlan Capital (Gp) III LLCpooled vehicle sponsorn
- Harlan Capital (Gp) IV LLCpooled vehicle sponsorn
- Harlan Capital (Gp) LLCpooled vehicle sponsorn
- Harlan Capital (Gp) V LLCpooled vehicle sponsorn
- Harlan Thrasio Spv (Gp) LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 6Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 4 to 6Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 6Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $320M to $278MMar 27, 2025 to Mar 30, 2026
- Employees · 7 to 9Mar 27, 2025 to Mar 30, 2026
- Private funds · 7 to 6Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $324M to $281MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $324M to $281MMar 27, 2025 to Mar 30, 2026
- RAUM · $324M to $281MMar 27, 2025 to Mar 30, 2026
- Accounts · 8 to 7Aug 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 8 to 7Aug 27, 2024 to Mar 27, 2025
- Assets in custody · $328M to $320MAug 27, 2024 to Mar 27, 2025
- Employees · 6 to 7Aug 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Aug 27, 2024 to Mar 27, 2025
- Private funds · 8 to 7Aug 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $333M to $324MAug 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $333M to $324MAug 27, 2024 to Mar 27, 2025
- RAUM · $333M to $324MAug 27, 2024 to Mar 27, 2025
- Accounts · 6 to 8Apr 14, 2023 to Mar 27, 2024
- Pooled vehicle clients · 6 to 8Apr 14, 2023 to Mar 27, 2024
- Assets in custody · $276M to $328MApr 14, 2023 to Mar 27, 2024
- Private funds · 6 to 8Apr 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $306M to $333MApr 14, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $306M to $333MApr 14, 2023 to Mar 27, 2024
- RAUM · $306M to $333MApr 14, 2023 to Mar 27, 2024
- Accounts · 5 to 6May 12, 2022 to Mar 24, 2023
- Advisory employees · 3 to 4May 12, 2022 to Mar 24, 2023
- Pooled vehicle clients · 5 to 6May 12, 2022 to Mar 24, 2023
- Assets in custody · $244M to $276MMay 12, 2022 to Mar 24, 2023
- Private funds · 5 to 6May 12, 2022 to Mar 24, 2023
- Discretionary RAUM · $244M to $306MMay 12, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $244M to $306MMay 12, 2022 to Mar 24, 2023
- RAUM · $244M to $306MMay 12, 2022 to Mar 24, 2023
- Succession · true to falseMay 12, 2022 to Mar 24, 2023
- Succession · false to trueMar 16, 2022 to May 12, 2022
- Assets in custody · $225M to $244MDec 3, 2021 to Mar 16, 2022
- Employees · 5 to 6Dec 3, 2021 to Mar 16, 2022
- Discretionary RAUM · $225M to $244MDec 3, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $225M to $244MDec 3, 2021 to Mar 16, 2022
- RAUM · $225M to $244MDec 3, 2021 to Mar 16, 2022
Signals
2 dated events
- Harlan Capital Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)May 12, 2022 · Succession (Item 4) · fact
- Harlan Capital Partners Llc filed its initial SEC registration (Form ADV)May 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Harlan Capital Partners LLC · Independent Sponsorsshared crd · capital_provider
- Harlan Capital Partners LLC · Private Equityshared crd · organization
- Harlan Capital Partners LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/harlan-capital-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HARLANCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-467-5400reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026