DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K••••• H••• C•••••• M••••••••• L••

Other adviserNew York, New YorkCRD 163722SEC 801-77815website IAPD

Latest filing Mar 20, 2026

First filing on the tape Mar 20, 2013 · 27 filings

SEC status approved since Apr 16, 2013

RAUM

$616M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$616M as of Mar 20, 2026

Mar 25, 2014$158M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 20, 2026

Mar 25, 20140 then

Employees (5.A)8 as of Mar 20, 2026

Mar 25, 20147 then

Private funds3 as of Mar 20, 2026

Mar 25, 20144 then

RAUM -0.2% over the last fiscal year-8.0% a year over threeIARs 0 to 0offices 9 to 8

Practice profile

derived from the filing of Mar 20, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $76.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 42%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived9 offices incl. principal (1.F.5)
RAUM growth, one year: -0.2%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Custody: $73.8M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$260M42%
Pooled investment vehicles$212M34%
Investment companies$144M23%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $73.8M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.58 institutional_share=0.42 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K••••• H••• M••••• F•••• L•••no longer reported	Hedge Fund	$60.2M	10	Mar 30, 2012
K••••• H••• P••••••• I•• L•	Hedge Fund	$51.2M	13	Mar 30, 2012
K••••• H••• P•••••••• L•	Hedge Fund	$50.1M	39	Mar 30, 2012
K••••• H••• O•••••••• L•••no longer reported	Hedge Fund	$44.0M	9	Mar 30, 2012
K••••• H••• T••••••••• L•no longer reported	Hedge Fund	$13.2M	14	Mar 31, 2017

Owners and control persons

Schedule A and B, latest filing

K•••• B••••• R••••• · Chief Financial Officer / Chief Compliance Officer/Membercontrol
since 03/2003 · owns 25% to 50%
K•••••• A•••••• Y••••• · Managing Membercontrol
since 03/2003 · owns 25% to 50%
Q•••••• A•••• · Ceocontrol
since 09/2015 · owns 25% to 50%

Related persons

Schedule D 7.A

K••••• H••• C••••••• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 20, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-20 and 2026-03-20; the peer median change was 0.0% (21 comparable advisers, 95.0th percentile of changes)
peers: other advisers, $500M to $1B (21) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 7 to 8
Mar 20, 2025 to Mar 20, 2026
Pooled vehicle clients · 3 to 4
Mar 20, 2025 to Mar 20, 2026
Assets in custody · $68.3M to $73.8M
Mar 20, 2025 to Mar 20, 2026
Other offices · 9 to 8
Mar 20, 2025 to Mar 20, 2026
Private funds · 2 to 3
Mar 20, 2025 to Mar 20, 2026
Discretionary RAUM · $617M to $616M
Mar 20, 2025 to Mar 20, 2026
Pension RAUM · $275M to $260M
Mar 20, 2025 to Mar 20, 2026
Pooled vehicle RAUM · $174M to $212M
Mar 20, 2025 to Mar 20, 2026
RAUM · $617M to $616M
Mar 20, 2025 to Mar 20, 2026
Assets in custody · $101M to $68.3M
Mar 25, 2024 to Mar 20, 2025
Financial planning clients · unset to
Mar 25, 2024 to Mar 20, 2025
Discretionary RAUM · $749M to $617M
Mar 25, 2024 to Mar 20, 2025
Pension RAUM · $281M to $275M
Mar 25, 2024 to Mar 20, 2025
Pooled vehicle RAUM · $232M to $174M
Mar 25, 2024 to Mar 20, 2025
RAUM · $749M to $617M
Mar 25, 2024 to Mar 20, 2025
Advisory employees · 9 to 7
Mar 28, 2023 to Mar 25, 2024
Assets in custody · $93.3M to $101M
Mar 28, 2023 to Mar 25, 2024
Employees · 10 to 8
Mar 28, 2023 to Mar 25, 2024
Other offices · 0 to 9
Mar 28, 2023 to Mar 25, 2024
Discretionary RAUM · $790M to $749M
Mar 28, 2023 to Mar 25, 2024
Pension RAUM · $268M to $281M
Mar 28, 2023 to Mar 25, 2024
Pooled vehicle RAUM · $315M to $232M
Mar 28, 2023 to Mar 25, 2024
RAUM · $790M to $749M
Mar 28, 2023 to Mar 25, 2024
Assets in custody · $127M to $93.3M
Mar 30, 2022 to Mar 28, 2023
Other offices · 1 to 0
Mar 30, 2022 to Mar 28, 2023
Discretionary RAUM · $831M to $790M
Mar 30, 2022 to Mar 28, 2023
Pension RAUM · $344M to $268M
Mar 30, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $323M to $315M
Mar 30, 2022 to Mar 28, 2023
RAUM · $831M to $790M
Mar 30, 2022 to Mar 28, 2023
Assets in custody · $118M to $127M
Jul 19, 2021 to Mar 29, 2022
Other offices · 0 to 1
Jul 19, 2021 to Mar 29, 2022
Discretionary RAUM · $797M to $831M
Jul 19, 2021 to Mar 29, 2022
Pension RAUM · $329M to $344M
Jul 19, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $290M to $323M
Jul 19, 2021 to Mar 29, 2022
RAUM · $797M to $831M
Jul 19, 2021 to Mar 29, 2022
Accounts · 8 to 7
Mar 4, 2020 to Mar 5, 2021
Advisory employees · 12 to 9
Mar 4, 2020 to Mar 5, 2021
Pooled vehicle clients · 4 to 3
Mar 4, 2020 to Mar 5, 2021
Assets in custody · $108M to $118M
Mar 4, 2020 to Mar 5, 2021
Employees · 13 to 10
Mar 4, 2020 to Mar 5, 2021

Signals

4 dated events

K••••• H••• C•••••• M••••••••• L•• reported 9 offices beyond its principal office, up from 0 (2023-03-28 to 2024-03-25)
Mar 25, 2024 · Office count change · derived
K••••• H••• C•••••• M••••••••• L•• reported RAUM $802.6M, up 40% from $571.6M (2018-10-24 to 2019-03-28)
Mar 28, 2019 · RAUM change · derived
K••••• H••• C•••••• M••••••••• L•• reported RAUM $571.6M, up 103% from $281.2M (2017-08-01 to 2018-03-30)
Mar 30, 2018 · RAUM change · derived
K••••• H••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Mar 20, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: K•••••H•••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-488-1728reportedpublic record, Form ADV, Mar 20, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026