DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• C••••••
Legal name A••••• W• B••• • C••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Jun 28, 2018 · 12 filings
SEC status approved since Jul 30, 2018
RAUM
$372M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$372M as of Mar 30, 2026
Mar 29, 2019$201M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 20, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20190 then
Employees (5.A)13 as of Mar 30, 2026
Mar 29, 20199 then
Private funds6 as of Mar 30, 2026
Mar 29, 20196 then
RAUM +5.4% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $291M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$372M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $291M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• C•••••• P••••••• I•• L••• | Private Equity Fund | $105M | 89 | Mar 29, 2017 |
| T•• C•••••• P••••••• V••• L••• | Private Equity Fund | $77.7M | 163 | Mar 28, 2024 |
| T•• C•••••• P••••••• I•••• L••• | Private Equity Fund | $60.6M | 21 | Mar 29, 2019 |
| T•• C•••••• P••••••• I••••• L••• | Private Equity Fund | $46.8M | 16 | Mar 27, 2013 |
| T•• C•••••• P••••••• I••• L••• | Private Equity Fund | $31.1M | 85 | Apr 2, 2012 |
| T•• C•••••• P••••••• V• L••• | Private Equity Fund | $14.5M | 32 | Mar 28, 2024 |
| T•••••••• V••••• V••••••• I•• L•••no longer reported | Private Equity Fund | $599,828 | 72 | Apr 2, 2012 |
| T•••••••• V••••• V•••••••• L•••no longer reported | Private Equity Fund | $137,220 | 78 | Apr 2, 2012 |
| T•• C••••••••• I•• L••no longer reported | Private Equity Fund | $45,833 | 10 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••• A•••••• W•••• · Chief Executive Officercontrolsince 10/1994 · owns 75% or more
- B•••• A•••••• W•••• · Chief Compliance Officer And Presidentcontrolsince 06/2018 · owns less than 5%
- C•••••• J••••• H•••• S•••••• · Principalcontrolsince 05/2023 · owns less than 5%
- G••••••• T•••• M••• · Principalcontrolsince 05/2023 · owns less than 5%
- W•••••• K••••••• W••• · Managing Directorcontrolsince 01/2017 · owns less than 5%
- W••••••••• J•••••• J•••• · Managing Directorcontrolsince 04/2015 · owns less than 5%
Related persons
Schedule D 7.A
- T•• E••••• I•••••••• I••• L••pooled vehicle sponsory
- T•• E••••• I•••••••• I•• L••pooled vehicle sponsory
- T•• E••••• I•••••••• V• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $269M to $291MMar 26, 2025 to Mar 30, 2026
- Employees · 12 to 13Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $353M to $372MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $353M to $372MMar 26, 2025 to Mar 30, 2026
- RAUM · $353M to $372MMar 26, 2025 to Mar 30, 2026
- Advisory employees · 7 to 8Apr 8, 2024 to Mar 26, 2025
- Assets in custody · $252M to $269MApr 8, 2024 to Mar 26, 2025
- Employees · 10 to 12Apr 8, 2024 to Mar 26, 2025
- Financial planning clients · unset to Apr 8, 2024 to Mar 26, 2025
- Discretionary RAUM · $336M to $353MApr 8, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $336M to $353MApr 8, 2024 to Mar 26, 2025
- RAUM · $336M to $353MApr 8, 2024 to Mar 26, 2025
- Accounts · 4 to 6Mar 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 6Mar 24, 2023 to Mar 28, 2024
- Assets in custody · $221M to $252MMar 24, 2023 to Mar 28, 2024
- Private funds · 4 to 6Mar 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $234M to $336MMar 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $234M to $336MMar 24, 2023 to Mar 28, 2024
- RAUM · $234M to $336MMar 24, 2023 to Mar 28, 2024
- Accounts · 6 to 4Nov 30, 2022 to Mar 24, 2023
- Advisory employees · 6 to 7Nov 30, 2022 to Mar 24, 2023
- Pooled vehicle clients · 6 to 4Nov 30, 2022 to Mar 24, 2023
- Assets in custody · $198M to $221MNov 30, 2022 to Mar 24, 2023
- Employees · 9 to 10Nov 30, 2022 to Mar 24, 2023
- Private funds · 6 to 4Nov 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $226M to $234MNov 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $226M to $234MNov 30, 2022 to Mar 24, 2023
- RAUM · $226M to $234MNov 30, 2022 to Mar 24, 2023
- Assets in custody · $171M to $198MMar 20, 2021 to Mar 30, 2022
- Discretionary RAUM · $203M to $226MMar 20, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $203M to $226MMar 20, 2021 to Mar 30, 2022
- RAUM · $203M to $226MMar 20, 2021 to Mar 30, 2022
- Charity clients · unset to 0.0Jun 16, 2020 to Mar 20, 2021
- Corporate clients · unset to 0.0Jun 16, 2020 to Mar 20, 2021
- HNW clients · unset to 0.0Jun 16, 2020 to Mar 20, 2021
- Individual clients · unset to 0.0Jun 16, 2020 to Mar 20, 2021
- Pension plan clients · unset to 0.0Jun 16, 2020 to Mar 20, 2021
- Assets in custody · $107M to $171MJun 16, 2020 to Mar 20, 2021
- Discretionary RAUM · $144M to $203MJun 16, 2020 to Mar 20, 2021
- HNW RAUM · unset to 0.0Jun 16, 2020 to Mar 20, 2021
Signals
5 dated events
- T•• C•••••• reported RAUM $335.5M, up 44% from $233.5M (2023-03-24 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Mark Troy Geuther (Principal) appeared on Schedule A of T•• C••••••Mar 28, 2024 · Control person joined · fact
- Hayes Shofner James Cooper (Principal) appeared on Schedule A of T•• C••••••Mar 28, 2024 · Control person joined · fact
- William James Gaittens (Managing Director) no longer on Schedule A of T•• C•••••• (listed 2022-11-30, absent 2023-03-24)Mar 24, 2023 · Control person left · inference
- T•• C•••••• filed its initial SEC registration (Form ADV)Jun 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• C•••••• · Independent Sponsorsshared crd · capital_provider
- T•• C•••••• · Private Equityshared crd · organization
- T•• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- TVVCAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 615-256-8061reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026