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Former SEC-registered adviser

K• P•••• I•••

Former SEC-registered adviserCRD 163890SEC 801-76603IAPD
Latest filing Mar 28, 2019
First filing on the tape Apr 20, 2012 · 8 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2019
Mar 19, 20130 then
Employees (5.A)1 as of Mar 28, 2019
Mar 19, 20132 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
hourly, commissionsreportedItem 5.E
Advisory activities
financial planning, pension consulting, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
3reported
Pension plan clients
9reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L•••• T•••••••• J••••••• · Cco/Presidentcontrol
        since 01/2016 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • Corporate clients · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • HNW clients · unset to 3.0
        Mar 31, 2017 to Mar 31, 2018
      • Individual clients · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • Pension plan clients · unset to 9.0
        Mar 31, 2017 to Mar 31, 2018
      • Pooled vehicle clients · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • Advisory employees · 2 to 1
        Mar 24, 2016 to Mar 31, 2017
      • Employees · 2 to 1
        Mar 24, 2016 to Mar 31, 2017
      • Legal name · LANG, TERRENCE J to K• P•••• I•••
        Mar 19, 2013 to Mar 19, 2014
      • Advisory employees · unset to 2.0
        Apr 20, 2012 to Mar 19, 2013
      • BD registered reps · unset to 0.0
        Apr 20, 2012 to Mar 19, 2013
      • Employees · unset to 2.0
        Apr 20, 2012 to Mar 19, 2013
      • State-registered IARs · unset to 0.0
        Apr 20, 2012 to Mar 19, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026