DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• W••••• M••••••••• L•••
Latest filing Mar 24, 2026
First filing on the tape Jun 6, 2012 · 36 filings
SEC status approved since Jun 14, 2012
RAUM
$1.2B
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
76%
$885M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$1.2B as of Mar 24, 2026
Mar 25, 2013$6.2M then
HNW client RAUM$549M as of Mar 24, 2026
Mar 16, 2018$167M then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 25, 20130 then
Employees (5.A)11 as of Mar 24, 2026
Mar 25, 20132 then
Private funds: no history
RAUM +32% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $3.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$549M47%
- Individuals$336M29%
- Corporations and businesses$274M24%
- Insurance companies$3.0M0.3%
- Charitable organizations$949,3310.1%
- Individual clients
- 99reported
- HNW clients
- 118reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 329reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.76 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• S•••••• T••••• · Chief Executive Officer, Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- F••••• M•••••• F•••••••• · Member Board Of Directorscontrolsince 06/2013 · owns less than 5%
- G•••••• A•••••• · Chief Investment Officercontrolsince 08/2022 · owns less than 5%
- H•••••••• H•••• J•••• · Member Board Of Directorscontrolsince 04/2012 · owns less than 5%
- L••••••• G••••••• N•••••• · Chief Compliance Officercontrolsince 07/2025 · owns less than 5%
- N•••• A••••••• F•••• · Member Board Of Directorscontrolsince 06/2016 · owns less than 5%
- S••••• M••••••• M••••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- A••••••••• I•••• J•••• · Shareholdercontrolsince 02/2013 · owns 25% to 50% of P•••• E•••••••••
- M••••••••• A•••••••• I••• · Shareholdercontrolsince 02/2013 · owns 50% to 75% of P•••• E•••••••••
- N•••• G•••• · Shareholdercontrolsince 12/2007 · owns 75% or more of G• G•••• H•••••• A••••••
Entity owners
- G• G•••• H•••••• A•••••• · Shareholderdirect · owns 25% to 50%
- P•••• E••••••••• · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- A••••••• W••••• M••••••••• U•• L••investment advisery
- F•••• A••••••• G••••n
- G• T••••••• A••••••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 24, 2026S••••• M••••••• M••••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-23 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026A••••••••• I•••• J•••• (SHAREHOLDER) left Schedule A between the filings of 2023-03-23 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026L••••••• G••••••• N•••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-03-23 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026N•••• A••••••• F•••• (MEMBER BOARD OF DIRECTORS) left Schedule A between the filings of 2023-03-23 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026N•••• G•••• (SHAREHOLDER) left Schedule A between the filings of 2023-03-23 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026M••••••••• A•••••••• I••• (SHAREHOLDER) left Schedule A between the filings of 2023-03-23 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 286 to 329Nov 26, 2025 to Mar 24, 2026
- Charity clients · 1.0 to unsetNov 26, 2025 to Mar 24, 2026
- Corporate clients · 28 to 33Nov 26, 2025 to Mar 24, 2026
- HNW clients · 119 to 118Nov 26, 2025 to Mar 24, 2026
- Individual clients · 88 to 99Nov 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $550M to $797MNov 26, 2025 to Mar 24, 2026
- HNW RAUM · $436M to $549MNov 26, 2025 to Mar 24, 2026
- Individual RAUM · $273M to $336MNov 26, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $328M to $366MNov 26, 2025 to Mar 24, 2026
- RAUM · $878M to $1.2BNov 26, 2025 to Mar 24, 2026
- Financial planning clients · unset to Feb 17, 2025 to Jul 8, 2025
- Accounts · 183 to 286Jan 27, 2025 to Feb 17, 2025
- Corporate clients · 14 to 28Jan 27, 2025 to Feb 17, 2025
- HNW clients · 138 to 119Jan 27, 2025 to Feb 17, 2025
- Individual clients · 29 to 88Jan 27, 2025 to Feb 17, 2025
- Discretionary RAUM · $357M to $550MJan 27, 2025 to Feb 17, 2025
- HNW RAUM · $582M to $436MJan 27, 2025 to Feb 17, 2025
- Individual RAUM · $95.1M to $273MJan 27, 2025 to Feb 17, 2025
- Non-discretionary RAUM · $467M to $328MJan 27, 2025 to Feb 17, 2025
- RAUM · $824M to $878MJan 27, 2025 to Feb 17, 2025
- Employees · 10 to 11Dec 9, 2024 to Jan 27, 2025
- HQ state · unset to Dec 9, 2024 to Jan 27, 2025
- State-registered IARs · 1 to 0Dec 9, 2024 to Jan 27, 2025
- Advisory employees · 5 to 9Jun 26, 2024 to Dec 9, 2024
- HNW clients · 136 to 138Jun 26, 2024 to Dec 9, 2024
- Employees · 5 to 10Jun 26, 2024 to Dec 9, 2024
- HNW RAUM · $553M to $582MJun 26, 2024 to Dec 9, 2024
- Related insurance company · true to falseJun 26, 2024 to Dec 9, 2024
- Accounts · 186 to 183Nov 10, 2023 to Mar 22, 2024
- Advisory employees · 3 to 5Nov 10, 2023 to Mar 22, 2024
- Corporate clients · 16 to 14Nov 10, 2023 to Mar 22, 2024
- HNW clients · 165 to 136Nov 10, 2023 to Mar 22, 2024
- Individual clients · unset to 29.0Nov 10, 2023 to Mar 22, 2024
- Employees · 4 to 5Nov 10, 2023 to Mar 22, 2024
- Discretionary RAUM · $358M to $357MNov 10, 2023 to Mar 22, 2024
- HNW RAUM · $517M to $553MNov 10, 2023 to Mar 22, 2024
- Individual RAUM · unset to 95128049.0Nov 10, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $348M to $467MNov 10, 2023 to Mar 22, 2024
- RAUM · $706M to $824MNov 10, 2023 to Mar 22, 2024
- Accounts · 39 to 186Aug 19, 2022 to Mar 23, 2023
Signals
14 dated events
- A••••••• W••••• M••••••••• L••• reported RAUM $1.2B, up 32% from $877.7M (2025-11-26 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- A••••••• W••••• M••••••••• L••• reported RAUM $705.9M, up 328% from $165.0M (2022-08-19 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- Nadine Laetitia Mantel (Chief Executive Officer) no longer on Schedule A of A••••••• W••••• M••••••••• L••• (listed 2022-08-19, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Konrad Maximilian Riederer Von Paar (Chief Compliance Officer) no longer on Schedule A of A••••••• W••••• M••••••••• L••• (listed 2022-08-19, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- T••••• S••••• D••••• (Chief Executive Officer) appeared on Schedule A of A••••••• W••••• M••••••••• L•••Mar 23, 2023 · Control person joined · fact
- M••••••• S••••• M•••••• (Chief Compliance Officer) appeared on Schedule A of A••••••• W••••• M••••••••• L•••Mar 23, 2023 · Control person joined · fact
- A••••••• W••••• M••••••••• L••• reported RAUM $165.0M, down 63% from $440.7M (2022-06-13 to 2022-08-19)Aug 19, 2022 · RAUM change · derived
- A•••••• G••••• (Chief Investment Officer) appeared on Schedule A of A••••••• W••••• M••••••••• L•••Aug 19, 2022 · Control person joined · fact
- A•••••• Haakon Haland (Chief Investment Officer) no longer on Schedule A of A••••••• W••••• M••••••••• L••• (listed 2022-03-29, absent 2022-06-13)Jun 13, 2022 · Control person left · inference
- Mathaeus Rainer N••• (Ceo) no longer on Schedule A of A••••••• W••••• M••••••••• L••• (listed 2022-03-29, absent 2022-06-13)Jun 13, 2022 · Control person left · inference
- Konrad Maximilian Riederer Von Paar (Chief Compliance Officer) appeared on Schedule A of A••••••• W••••• M••••••••• L•••Jun 13, 2022 · Control person joined · fact
- Konrad Maximilian Riederer Von Paar (Chief Compliance Officer) no longer on Schedule A of A••••••• W••••• M••••••••• L••• (listed 2018-03-16, absent 2019-03-14)Mar 14, 2019 · Control person left · inference
- Nadine Laetitia Mantel (Chief Compliance Officer) appeared on Schedule A of A••••••• W••••• M••••••••• L•••Mar 14, 2019 · Control person joined · fact
- A••••••• W••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jun 6, 2012 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@ameliorawealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 954-727-3117reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- A•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +41 43 336 10 90reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026