DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••• C••••••

Former SEC-registered adviserGreenville, South CarolinaCRD 164102SEC 801-80201IAPD
Legal name A••••• M••••••••• C••••••• L••
Latest filing May 14, 2018
First filing on the tape Aug 8, 2014 · 12 filings
RAUM
$84.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$42.0M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$56.6M gross assets
History
12 filings and snapshots on the tape
RAUM$83.7M as of Mar 28, 2018
Mar 30, 2015$139M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2018
Mar 30, 20150 then
Employees (5.A)7 as of Mar 28, 2018
Mar 30, 20158 then
Private funds2 as of Mar 28, 2018
Mar 30, 20153 then
RAUM -12% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 14, 2018; every figure names its basis
RAUM per advisor
$42.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$42.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$84.1M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P•••••• A••• D•••••Greenville, ScJan 1, 202630 y0
M••••••• H•••••••• C••• I••Greenville, ScJan 15, 202618 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• F••• I•• L•Private Equity Fund$34.4M86Aug 8, 2014
      T•• A••••• P••••••• C•••••••• F•••• L•••no longer reportedPrivate Equity Fund$30.0M2Mar 28, 2016
      A••••• F••• I••• L•Private Equity Fund$22.2M97Aug 8, 2014
      A••••• F••• I•• L•no longer reportedPrivate Equity Fund$86,42375Aug 8, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• B••••••• J• · Chief Compliance Officercontrol
        since 01/2015 · owns less than 5%
      • C••• I••• M•••••••• H•••••••• · Member / Cfocontrol
        since 11/2008 · owns 50% to 75%
      • D•••••• P••••••• A••• · Member / Managercontrol
        since 11/2008 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • A••••• F••• I•• G•• L••
        pooled vehicle sponsorn
      • A••••• F••• I• G•• L••
        pooled vehicle sponsorn
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Greenville, Sc · principal220
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $83.7M to $84.1M
        Mar 28, 2018 to May 14, 2018
      • Pooled vehicle RAUM · $83.7M to $84.1M
        Mar 28, 2018 to May 14, 2018
      • RAUM · $83.7M to $84.1M
        Mar 28, 2018 to May 14, 2018
      • Accounts · 3 to 2
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 2.0
        Mar 30, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 28, 2018
      • Private funds · 3 to 2
        Mar 30, 2017 to Mar 28, 2018
      • Discretionary RAUM · $95.5M to $83.7M
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 83665000.0
        Mar 30, 2017 to Mar 28, 2018
      • RAUM · $95.5M to $83.7M
        Mar 30, 2017 to Mar 28, 2018
      • Accounts · 4 to 3
        Jul 27, 2016 to Mar 30, 2017
      • Employees · 8 to 7
        Jul 27, 2016 to Mar 30, 2017
      • Private funds · 4 to 3
        Jul 27, 2016 to Mar 30, 2017
      • Discretionary RAUM · $99.6M to $95.5M
        Jul 27, 2016 to Mar 30, 2017
      • Non-discretionary RAUM · $30.0M to $0
        Jul 27, 2016 to Mar 30, 2017
      • RAUM · $130M to $95.5M
        Jul 27, 2016 to Mar 30, 2017
      • Private funds · 3 to 4
        Feb 3, 2016 to Mar 28, 2016
      • Discretionary RAUM · $109M to $99.6M
        Feb 3, 2016 to Mar 28, 2016
      • Non-discretionary RAUM · $30.0M to $30.0M
        Feb 3, 2016 to Mar 28, 2016
      • RAUM · $139M to $130M
        Feb 3, 2016 to Mar 28, 2016
      • Discretionary RAUM · $139M to $109M
        Oct 16, 2015 to Feb 3, 2016
      • Non-discretionary RAUM · $0 to $30.0M
        Oct 16, 2015 to Feb 3, 2016
      • Accounts · 3 to 4
        Dec 19, 2014 to Mar 30, 2015
      • Advisory employees · 8 to 6
        Dec 19, 2014 to Mar 30, 2015
      • Employees · 10 to 8
        Dec 19, 2014 to Mar 30, 2015
      • Discretionary RAUM · $95.0M to $139M
        Dec 19, 2014 to Mar 30, 2015
      • RAUM · $95.0M to $139M
        Dec 19, 2014 to Mar 30, 2015
      • Legal name · A••••• MANAGEMENT III, LLC to A••••• M••••••••• C••••••• L••
        Aug 8, 2014 to Aug 19, 2014
      Signals
      1 dated events
      • A••••• C•••••• filed its initial SEC registration (Form ADV)
        Aug 8, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/azalea-capitalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      A•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $42.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026