DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
T• L•••• A•••••• P•••••••
Legal name T••••••• C•••••• L••
Latest filing Mar 29, 2019
First filing on the tape Aug 5, 2014 · 13 filings
RAUM
$568M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
27 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
7
$378M gross assets
History
13 filings and snapshots on the tape
RAUM$568M as of Mar 29, 2019
Mar 31, 2015$213M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 31, 20150 then
Employees (5.A)27 as of Mar 29, 2019
Mar 31, 201514 then
Private funds7 as of Mar 29, 2019
Mar 31, 20153 then
RAUM +7.3% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $63.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $18.3M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$506M94%
- Sovereign wealth funds$31.1M5.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.3M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••• D• C•••••• P•••••• T••••••• C••••••no longer reported | Real Estate Fund | $23.7M | 4 | Aug 5, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• S•••••••• H•••••••• · Chief Compliance Officercontrolsince 10/2014 · owns less than 5%
- G•••••••• D•••••• •••• · Managing Partnercontrolsince 01/2012 · owns less than 5%
- S••••••• L•••• A•••••• · Chief Financial Officercontrolsince 01/2015 · owns less than 5%
- S••••••••• G•••••••• •••• · Managing Partnercontrolsince 01/2012 · owns less than 5%
- G•••••••• D•••••• •••• · Managing Membercontrolsince 12/2011 · owns 25% to 50% of S•• A••••••• L••
- S••••••••• G•••••••• •••• · Managing Membercontrolsince 12/2011 · owns 50% to 75% of S•• A••••••• L••
- C••••••••• F•••••••• · Membersince 01/2016 · owns 5% to 10%
Entity owners
- S•• A••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- S•• C•••••• L••investment advisern
- T••••••• C•••••• C••••••• S••pooled vehicle sponsory
- T••••••• C•••••• L•••• A•••••• R••• E••••• F••• G• I• L••pooled vehicle sponsorn
- T••••••• C•••••• L•••• A•••••• R••• E••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Bogota, Colombia9 employees
- Df, Mexico7 employees
- Lima, Peru6 employees
What changed
consecutive filings, newest first
- Advisory employees · 26 to 27Mar 30, 2018 to Mar 29, 2019
- Employees · 26 to 27Mar 30, 2018 to Mar 29, 2019
- Non-discretionary RAUM · $529M to $568MMar 30, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $493M to $506MMar 30, 2018 to Mar 29, 2019
- RAUM · $529M to $568MMar 30, 2018 to Mar 29, 2019
- Accounts · 3 to 9Sep 29, 2017 to Mar 30, 2018
- Advisory employees · 13 to 26Sep 29, 2017 to Mar 30, 2018
- Pooled vehicle clients · unset to 6.0Sep 29, 2017 to Mar 30, 2018
- Assets in custody · $0 to $18.3MSep 29, 2017 to Mar 30, 2018
- Custody of client assets · false to trueSep 29, 2017 to Mar 30, 2018
- Employees · 17 to 26Sep 29, 2017 to Mar 30, 2018
- Other offices · unset to 3.0Sep 29, 2017 to Mar 30, 2018
- Private funds · 2 to 7Sep 29, 2017 to Mar 30, 2018
- Non-discretionary RAUM · $461M to $529MSep 29, 2017 to Mar 30, 2018
- Pooled vehicle RAUM · unset to 492843028.0Sep 29, 2017 to Mar 30, 2018
- RAUM · $461M to $529MSep 29, 2017 to Mar 30, 2018
- Advisory employees · 12 to 13Jun 24, 2016 to Mar 31, 2017
- Employees · 18 to 17Jun 24, 2016 to Mar 31, 2017
- Private funds · 3 to 2Jun 24, 2016 to Mar 31, 2017
- Non-discretionary RAUM · $332M to $461MJun 24, 2016 to Mar 31, 2017
- RAUM · $332M to $461MJun 24, 2016 to Mar 31, 2017
- Accounts · 2 to 3Apr 30, 2015 to Mar 30, 2016
- Advisory employees · 11 to 12Apr 30, 2015 to Mar 30, 2016
- Employees · 14 to 18Apr 30, 2015 to Mar 30, 2016
- Non-discretionary RAUM · $211M to $332MApr 30, 2015 to Mar 30, 2016
- RAUM · $211M to $332MApr 30, 2015 to Mar 30, 2016
- Non-discretionary RAUM · $213M to $211MApr 4, 2015 to Apr 30, 2015
- RAUM · $213M to $211MApr 4, 2015 to Apr 30, 2015
- Non-discretionary RAUM · $213M to $213MMar 31, 2015 to Apr 4, 2015
- RAUM · $213M to $213MMar 31, 2015 to Apr 4, 2015
- Accounts · 3 to 2Oct 22, 2014 to Mar 31, 2015
- Advisory employees · 13 to 11Oct 22, 2014 to Mar 31, 2015
- Custody of client assets · true to falseOct 22, 2014 to Mar 31, 2015
- Employees · 15 to 14Oct 22, 2014 to Mar 31, 2015
- Private funds · 2 to 3Oct 22, 2014 to Mar 31, 2015
- Non-discretionary RAUM · $407M to $213MOct 22, 2014 to Mar 31, 2015
- RAUM · $407M to $213MOct 22, 2014 to Mar 31, 2015
- Business name · T••••••• C•••••• L•• to T• L•••• A•••••• P•••••••Oct 22, 2014 to Oct 22, 2014
Signals
1 dated events
- T••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Aug 5, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T• L•••• A•••••• P••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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