DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2015 · 17 filings
SEC status approved since Jul 8, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 10, 2016$253M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 13, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 10, 20160 then
Employees (5.A)14 as of Mar 31, 2026
Mar 10, 20168 then
Private funds8 as of Mar 31, 2026
Mar 10, 20166 then
RAUM -3.6% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••• C•••••• F••• I••• L• | Private Equity Fund | $228M | 14 | Mar 26, 2019 |
| R••••• C•••••• F••• I•• L• | Private Equity Fund | $155M | 11 | Mar 31, 2015 |
| R•••••• O••••••••• F••• 1• L•• | Private Equity Fund | $59.4M | 5 | May 24, 2012 |
| R••••• C•••••• F••• I•••• L• | Private Equity Fund | $7.5M | 2 | Mar 31, 2015 |
| R••••• C•••••• •••• I••• L• | Private Equity Fund | $7.5M | 20 | Mar 26, 2019 |
| R••••• C•••••• •••• I•• L• | Private Equity Fund | $5.7M | 10 | Mar 31, 2015 |
| C•• A••••••• J••••••• L•no longer reported | Private Equity Fund | $525,000 | 28 | May 24, 2012 |
| C•• I•• F•••• L••no longer reported | Private Equity Fund | $490,000 | 20 | May 24, 2012 |
| R••••••••• L••no longer reported | Private Equity Fund | $447,358 | 26 | May 24, 2012 |
| R••••••••• L••no longer reported | Private Equity Fund | $413,870 | 24 | May 24, 2012 |
| R••••••••• L••no longer reported | Private Equity Fund | $359,375 | 19 | May 24, 2012 |
| R••••••••• L••no longer reported | Private Equity Fund | $46,392 | 26 | May 24, 2012 |
| R••••• C•••••• •••• I•• L• | Private Equity Fund | $0 | 20 | Mar 29, 2024 |
| R••••••••• L••no longer reported | Private Equity Fund | $0 | 26 | May 24, 2012 |
| R••••• C•••••• F••• I•• L• | Private Equity Fund | $0 | 14 | Mar 29, 2024 |
| R••••••••• L••no longer reported | Private Equity Fund | $0 | 17 | May 24, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• W•••••• M•••••• · Partnercontrolsince 07/2023 · owns less than 5%
- H•••• D••••• A••• · Managing Partner, Chief Compliance Officercontrolsince 10/2014 · owns less than 5%
- J••••••••• D•••••• W•••• · Managing Partnercontrolsince 10/2014 · owns less than 5%
- M•••••• J•••••••• B•••• · Partnercontrolsince 07/2023 · owns less than 5%
- F••••••• W•••••• M•••••• · Membercontrolsince 07/2023 · owns F of R••••• H•••••••• L••
- H•••• D••••• A••• · Membercontrolsince 07/2014 · owns F of R••••• H•••••••• L••
- J••••••••• D•••••• W•••• · Membercontrolsince 07/2014 · owns 25% to 50% of R••••• H•••••••• L••
- M•••••• J•••••••• B•••• · Membercontrolsince 07/2023 · owns F of R••••• H•••••••• L••
Entity owners
- R••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- R••••• C•••••• G• I•• L••pooled vehicle sponsorn
- R••••• C•••••• G• I••• L••pooled vehicle sponsorn
- R••••• C•••••• G• I•• L••pooled vehicle sponsorn
- R••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.0B to $1.0BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $1.0BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.0B to $1.0BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 12 to 14Mar 29, 2024 to Mar 31, 2025
- Employees · 12 to 14Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $738M to $1.0BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $738M to $1.0BMar 29, 2024 to Mar 31, 2025
- RAUM · $738M to $1.0BMar 29, 2024 to Mar 31, 2025
- Accounts · 6 to 8Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 13 to 12Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 8Mar 31, 2023 to Mar 29, 2024
- Employees · 14 to 12Mar 31, 2023 to Mar 29, 2024
- Private funds · 6 to 8Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $586M to $738MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $586M to $738MMar 31, 2023 to Mar 29, 2024
- RAUM · $586M to $738MMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $590M to $586MMar 23, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $590M to $586MMar 23, 2022 to Mar 31, 2023
- RAUM · $590M to $586MMar 23, 2022 to Mar 31, 2023
- Advisory employees · 10 to 13Mar 23, 2021 to Mar 23, 2022
- Employees · 11 to 14Mar 23, 2021 to Mar 23, 2022
- Discretionary RAUM · $479M to $590MMar 23, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $479M to $590MMar 23, 2021 to Mar 23, 2022
- RAUM · $479M to $590MMar 23, 2021 to Mar 23, 2022
- Pooled vehicle clients · 0 to 6Sep 15, 2020 to Mar 23, 2021
- Discretionary RAUM · $407M to $479MSep 15, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $0 to $479MSep 15, 2020 to Mar 23, 2021
- RAUM · $407M to $479MSep 15, 2020 to Mar 23, 2021
- Accounts · 7 to 6Jun 4, 2019 to Mar 23, 2020
- Advisory employees · 9 to 10Jun 4, 2019 to Mar 23, 2020
- Employees · 10 to 11Jun 4, 2019 to Mar 23, 2020
- Private funds · 7 to 6Jun 4, 2019 to Mar 23, 2020
- Discretionary RAUM · $393M to $407MJun 4, 2019 to Mar 23, 2020
- RAUM · $393M to $407MJun 4, 2019 to Mar 23, 2020
- Accounts · 6 to 7Mar 13, 2018 to Mar 26, 2019
- Private funds · 6 to 7Mar 13, 2018 to Mar 26, 2019
- Discretionary RAUM · $207M to $393MMar 13, 2018 to Mar 26, 2019
- RAUM · $207M to $393MMar 13, 2018 to Mar 26, 2019
- Advisory employees · 7 to 9Jun 26, 2017 to Mar 13, 2018
Signals
8 dated events
- R••••• C••••••• L•• reported RAUM $1.0B, up 42% from $738.1M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- R••••• C••••••• L•• reported RAUM $738.1M, up 26% from $585.8M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Matthew Warren Farrell (Partner) appeared on Schedule A of R••••• C••••••• L••Mar 29, 2024 · Control person joined · fact
- Barry Jonathon Miller (Partner) appeared on Schedule A of R••••• C••••••• L••Mar 29, 2024 · Control person joined · fact
- Michael Manos (Member) no longer on Schedule A of R••••• C••••••• L•• (listed 2022-03-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Bowman Scott Lavie (Partner) no longer on Schedule A of R••••• C••••••• L•• (listed 2022-03-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- R••••• C••••••• L•• reported RAUM $392.8M, up 90% from $206.7M (2018-03-13 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- R••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R••••• C••••••• L•• · Private Equityshared crd · organization
- R••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-699-4960reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026