DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape May 21, 2012 · 21 filings
SEC status approved since Jun 8, 2012
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$166M as of Mar 27, 2026
Apr 1, 2013$27.1M then
HNW client RAUM$19.4M as of Mar 20, 2020
Mar 21, 2018$17.9M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 1, 20130 then
Employees (5.A)8 as of Mar 27, 2026
Apr 1, 20135 then
Private funds3 as of Mar 27, 2026
Apr 1, 20132 then
RAUM +11% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $150M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$132M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• M••••• F••• L•• | Hedge Fund | $83.6M | 4 | May 21, 2012 |
| T•• O•••••• O••••••• L•• | Hedge Fund | $44.5M | 34 | Mar 21, 2014 |
| T•• S••••• A•••••• L•• | Hedge Fund | $1.9M | 2 | Mar 27, 2024 |
| T• C•••••• L•• | Hedge Fund | $1,000 | 9 | May 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- R•••• T•••••• D•••• · Chief Executive Officer And Chief Compliance Officer (Elected Manager)controlsince 09/2009 · owns less than 5%
- S•••••• M••••••• N••••• · Chief Financial Officer (Elected Manager)controlsince 02/2010 · owns less than 5%
- R•••• T•••••• D•••• · 100% Owner/Managercontrolsince 06/2010 · owns 75% or more of T• R••• M••••••••• C•••
- R•••• T•••••• D•••• · Limited Partnercontrolsince 09/2009 · owns 75% or more of T• H••••••• L•
Entity owners
- T• H••••••• L• · 100% Owner/Sole Memberdirect · owns 75% or more
- T• R••• M••••••••• C••• · Managerindirect · owns F of T• H••••••• L•
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 7 to 8Mar 27, 2025 to Mar 27, 2026
- Private funds · 4 to 3Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $150M to $166MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $119M to $132MMar 27, 2025 to Mar 27, 2026
- RAUM · $150M to $166MMar 27, 2025 to Mar 27, 2026
- Related adviser · false to trueMar 27, 2025 to Mar 27, 2026
- Assets in custody · $133M to $150MMar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $133M to $150MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $105M to $119MMar 27, 2024 to Mar 27, 2025
- RAUM · $133M to $150MMar 27, 2024 to Mar 27, 2025
- Assets in custody · $101M to $133MMar 24, 2023 to Mar 27, 2024
- Employees · 6 to 7Mar 24, 2023 to Mar 27, 2024
- Private funds · 3 to 4Mar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $101M to $133MMar 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $72.2M to $105MMar 24, 2023 to Mar 27, 2024
- RAUM · $101M to $133MMar 24, 2023 to Mar 27, 2024
- Assets in custody · $74.6M to $101MMar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $74.6M to $101MMar 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $47.6M to $72.2MMar 30, 2022 to Mar 24, 2023
- RAUM · $74.6M to $101MMar 30, 2022 to Mar 24, 2023
- Assets in custody · $58.9M to $74.6MMar 29, 2021 to Mar 30, 2022
- Employees · 7 to 6Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $58.9M to $74.6MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $36.4M to $47.6MMar 29, 2021 to Mar 30, 2022
- RAUM · $58.9M to $74.6MMar 29, 2021 to Mar 30, 2022
- Assets in custody · $50.7M to $58.9MOct 16, 2020 to Mar 29, 2021
- Employees · 6 to 7Oct 16, 2020 to Mar 29, 2021
- Discretionary RAUM · $50.7M to $58.9MOct 16, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $31.2M to $36.4MOct 16, 2020 to Mar 29, 2021
- RAUM · $50.7M to $58.9MOct 16, 2020 to Mar 29, 2021
- HNW clients · 3.0 to unsetMar 20, 2020 to Oct 16, 2020
- HNW RAUM · 19439000.0 to unsetMar 20, 2020 to Oct 16, 2020
- Assets in custody · $51.0M to $50.7MMar 25, 2019 to Mar 20, 2020
- Employees · 5 to 6Mar 25, 2019 to Mar 20, 2020
- Discretionary RAUM · $51.0M to $50.7MMar 25, 2019 to Mar 20, 2020
- HNW RAUM · $19.2M to $19.4MMar 25, 2019 to Mar 20, 2020
- Pooled vehicle RAUM · $31.8M to $31.2MMar 25, 2019 to Mar 20, 2020
- RAUM · $51.0M to $50.7MMar 25, 2019 to Mar 20, 2020
- Assets in custody · $53.2M to $51.0MMar 21, 2018 to Mar 25, 2019
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- t••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 5162551801reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026