DFX Intelligence
RIA Intelligence
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SEC-registered adviser
T•••• C••••••
Legal name T•••• C•••••• M••••••••• L••
Latest filing May 20, 2026
First filing on the tape Mar 11, 2016 · 17 filings
SEC status approved since Mar 17, 2016
RAUM
$58.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$58.3M as of May 20, 2026
Mar 22, 2017$311M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 22, 20170 then
Employees (5.A)7 as of May 20, 2026
Mar 22, 20175 then
Private funds2 as of May 20, 2026
Mar 22, 20171 then
RAUM -17% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$58.3M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• C•••••• M••••• F•••• L••• | Hedge Fund | $84.2M | 36 | Jan 14, 2015 |
| T•••• C•••••• V•••••• O••••••••• M••••• F•••• L•• | Hedge Fund | $11.5M | 30 | Mar 29, 2022 |
| T•••• C•••••• P••••••• L•no longer reported | Hedge Fund | $6.3M | 13 | Feb 18, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A•••• A•••••• H•••••• · Chief Financial Officer & Chief Compliance Officercontrolsince 12/2014 · owns less than 5%
- T••••• B•••••••• I•••• · Managing Member, Portfolio Managercontrolsince 05/2012 · owns 75% or more
Related persons
Schedule D 7.A
- T•••• C•••••• M••••••••• G• L••bankpooled vehicle sponsory
- T•••• C•••••• V•••••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 6Mar 24, 2025 to Mar 18, 2026
- Employees · 6 to 7Mar 24, 2025 to Mar 18, 2026
- Discretionary RAUM · $70.5M to $58.3MMar 24, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $70.5M to $58.3MMar 24, 2025 to Mar 18, 2026
- RAUM · $70.5M to $58.3MMar 24, 2025 to Mar 18, 2026
- Financial planning clients · unset to Mar 20, 2024 to Mar 24, 2025
- Discretionary RAUM · $95.6M to $70.5MMar 20, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $95.6M to $70.5MMar 20, 2024 to Mar 24, 2025
- RAUM · $95.6M to $70.5MMar 20, 2024 to Mar 24, 2025
- Advisory employees · 5 to 4Mar 22, 2023 to Mar 20, 2024
- Employees · 7 to 6Mar 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $106M to $95.6MMar 22, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $106M to $95.6MMar 22, 2023 to Mar 20, 2024
- RAUM · $106M to $95.6MMar 22, 2023 to Mar 20, 2024
- Advisory employees · 3 to 5Nov 4, 2022 to Mar 22, 2023
- Employees · 5 to 7Nov 4, 2022 to Mar 22, 2023
- Discretionary RAUM · $164M to $106MNov 4, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $164M to $106MNov 4, 2022 to Mar 22, 2023
- RAUM · $164M to $106MNov 4, 2022 to Mar 22, 2023
- Accounts · 3 to 6Aug 24, 2021 to Mar 29, 2022
- Pooled vehicle clients · 3 to 6Aug 24, 2021 to Mar 29, 2022
- Private funds · 1 to 2Aug 24, 2021 to Mar 29, 2022
- Discretionary RAUM · $273M to $164MAug 24, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $273M to $164MAug 24, 2021 to Mar 29, 2022
- RAUM · $273M to $164MAug 24, 2021 to Mar 29, 2022
- Discretionary RAUM · $320M to $273MMar 6, 2020 to Mar 12, 2021
- Pooled vehicle RAUM · $320M to $273MMar 6, 2020 to Mar 12, 2021
- RAUM · $320M to $273MMar 6, 2020 to Mar 12, 2021
- Discretionary RAUM · $299M to $320MMar 18, 2019 to Mar 6, 2020
- Pooled vehicle RAUM · $299M to $320MMar 18, 2019 to Mar 6, 2020
- RAUM · $299M to $320MMar 18, 2019 to Mar 6, 2020
- Discretionary RAUM · $334M to $299MApr 26, 2018 to Mar 18, 2019
- Pooled vehicle RAUM · $334M to $299MApr 26, 2018 to Mar 18, 2019
- RAUM · $334M to $299MApr 26, 2018 to Mar 18, 2019
- Pooled vehicle clients · unset to 3.0Apr 27, 2017 to Feb 26, 2018
- Other offices · unset to 0.0Apr 27, 2017 to Feb 26, 2018
- Discretionary RAUM · $311M to $334MApr 27, 2017 to Feb 26, 2018
- Pooled vehicle RAUM · unset to 334282298.0Apr 27, 2017 to Feb 26, 2018
- RAUM · $311M to $334MApr 27, 2017 to Feb 26, 2018
- Accounts · 2 to 3Mar 11, 2016 to Mar 22, 2017
Signals
2 dated events
- T•••• C•••••• reported RAUM $164.2M, down 40% from $272.8M (2021-08-24 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- T•••• C•••••• filed its initial SEC registration (Form ADV)Mar 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- T••••-CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212 808-3440reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026