DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••• E••••• P••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Jun 29, 2015 · 25 filings
SEC status approved since Jul 10, 2015
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.5B as of Jun 30, 2026
Mar 29, 2016$303M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 29, 20160 then
Employees (5.A)8 as of Jun 30, 2026
Mar 29, 20166 then
Private funds20 as of Jun 30, 2026
Mar 29, 201619 then
RAUM +17% over the last fiscal year+6.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $74.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $1.5B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 20 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
49 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•• P•••••• E••••• L•• • S••••• D• | Private Equity Fund | $254M | 5 | Mar 29, 2018 |
| B•• V• L•• | Private Equity Fund | $152M | 6 | Mar 31, 2015 |
| B•• P•••••• E••••• L•• • S••••• F• | Private Equity Fund | $146M | 5 | Mar 29, 2018 |
| B•• I•• L••no longer reported | Private Equity Fund | $105M | 20 | Mar 31, 2015 |
| B•• P•••••• E••••• L•• • S••••• F• | Private Equity Fund | $101M | 5 | Mar 28, 2019 |
| B•• I• L•• | Private Equity Fund | $97.1M | 10 | Jun 29, 2015 |
| B•• P•••••• E••••• L•• • S••••• D• | Private Equity Fund | $93.2M | 10 | Mar 29, 2018 |
| B•• P•••••• C••••• L•• | Private Equity Fund | $81.3M | 5 | Mar 31, 2017 |
| B•• I•• L•• | Private Equity Fund | $73.0M | 15 | Jun 29, 2015 |
| B•• P•••••• E••••• L•• • S••••• F• | Private Equity Fund | $70.3M | 3 | Mar 28, 2023 |
| B•• P•••••• E••••• L•• • S••••• D• | Private Equity Fund | $48.4M | 3 | Mar 25, 2022 |
| B•• P•••••• E••••• L•• • S••••• N• | Private Equity Fund | $40.6M | 5 | Mar 29, 2018 |
| B•• I•••••••• L•• • S••••• F• | Private Equity Fund | $38.8M | 14 | Mar 28, 2019 |
| B•• I•• C•••••••• L••no longer reported | Private Equity Fund | $32.1M | 11 | Mar 31, 2015 |
| B•• H•••••••• L••no longer reported | Other Private Fund | $24.9M | 15 | Mar 28, 2013 |
| B•• O• L••no longer reported | Other Private Fund | $22.1M | 10 | Mar 31, 2017 |
| B•• C••• H••••••• L••no longer reported | Other Private Fund | $19.5M | 21 | Mar 31, 2015 |
| B•• P••••••••• H••••• L••no longer reported | Other Private Fund | $15.8M | 17 | Mar 28, 2013 |
| B•• I•••••••• L•• S••••• A•• | Private Equity Fund | $10.1M | 2 | Mar 30, 2021 |
| B•• M••• L••no longer reported | Other Private Fund | $9.5M | 16 | Mar 28, 2013 |
| B•• A•• I•••••••• L•• | Private Equity Fund | $9.3M | 1 | Mar 30, 2021 |
| B•• T••••••• L••no longer reported | Other Private Fund | $7.5M | 15 | Mar 31, 2014 |
| B•• S••••••• L••no longer reported | Other Private Fund | $5.9M | 16 | Mar 28, 2013 |
| B•• S•• L•• | Other Private Fund | $5.8M | 5 | Mar 31, 2017 |
| B•• F•••••••• L••no longer reported | Other Private Fund | $5.8M | 33 | Mar 31, 2015 |
| B•• C•••••••• L••no longer reported | Other Private Fund | $5.2M | 7 | Mar 31, 2014 |
| B•• V••••••• L••no longer reported | Other Private Fund | $4.8M | 9 | Mar 31, 2014 |
| B•• N•• L••no longer reported | Other Private Fund | $3.5M | 10 | Mar 28, 2013 |
| S• C••••••••• L•• | Private Equity Fund | $2.7M | 4 | Mar 31, 2015 |
| B•• I• L•• • S••••• B•• C•••••••• L•• | Private Equity Fund | $2.6M | 7 | Jun 29, 2015 |
| B•• I•••••••• L•• • S••••• G• C•••••••• | Private Equity Fund | $2.4M | 2 | Mar 28, 2019 |
| B•• M•••••••• L••no longer reported | Other Private Fund | $1.9M | 11 | Mar 28, 2013 |
| B•• N•• P•••• L••no longer reported | Other Private Fund | $1.9M | 14 | Mar 28, 2013 |
| B•• I• L•• • S••••• B•• V••••••• L•• | Private Equity Fund | $525,226 | 6 | Jun 29, 2015 |
| B•• I• L•• • S••••• B•• N•• P•••• L••no longer reported | Private Equity Fund | $471,107 | 14 | Jun 29, 2015 |
| B•• I•••••••• L•• • S••••• M••• F•••••••• G•••• I••no longer reported | Private Equity Fund | $364,025 | 1 | Mar 29, 2016 |
| B•• I• L•• • S••••• B•• S••••••• L••no longer reported | Private Equity Fund | $356,432 | 16 | Jun 29, 2015 |
| B•• I• L•• • S••••• B•• P••••••••• H••••• L•• | Private Equity Fund | $136,948 | 10 | Jun 29, 2015 |
| B•••••••• S••• L••no longer reported | Other Private Fund | $119,532 | 16 | May 30, 2012 |
| B•• I•••••••• L•• • S••••• B•• F•••••••• L•• | Private Equity Fund | $108,390 | 3 | Jun 29, 2015 |
Owners and control persons
Schedule A and B, latest filing
- D••••••••• R••••••• T••••• · Member/ Managing Directorcontrolsince 03/2014 · owns 25% to 50%
- H••••• D•••••• L•••• · Member/Managing Directorcontrolsince 03/2012 · owns 25% to 50%
- W•••••• R••••••• F•••••• · Chief Compliance Officer/Member/Managing Directorcontrolsince 03/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•• I•• G• L••pooled vehicle sponsory
- B•• I• G• L••pooled vehicle sponsory
- B•• V• G• L••pooled vehicle sponsory
- B•• V• G• L••pooled vehicle sponsory
- H••••••• C•••••• I•••••••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.4B to $1.5BMar 26, 2026 to Jun 30, 2026
- Discretionary RAUM · $1.4B to $1.5BMar 26, 2026 to Jun 30, 2026
- Pooled vehicle RAUM · $1.4B to $1.5BMar 26, 2026 to Jun 30, 2026
- RAUM · $1.4B to $1.5BMar 26, 2026 to Jun 30, 2026
- Assets in custody · $1.3B to $1.4BJun 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.3B to $1.4BJun 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.3B to $1.4BJun 25, 2025 to Mar 26, 2026
- RAUM · $1.3B to $1.4BJun 25, 2025 to Mar 26, 2026
- Assets in custody · $1.3B to $1.3BMar 27, 2025 to Jun 25, 2025
- Financial planning clients · unset to Mar 27, 2025 to Jun 25, 2025
- Discretionary RAUM · $1.3B to $1.3BMar 27, 2025 to Jun 25, 2025
- Pooled vehicle RAUM · $1.3B to $1.3BMar 27, 2025 to Jun 25, 2025
- RAUM · $1.3B to $1.3BMar 27, 2025 to Jun 25, 2025
- Assets in custody · $1.2B to $1.3BJul 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.2B to $1.3BJul 8, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.2B to $1.3BJul 8, 2024 to Mar 27, 2025
- RAUM · $1.2B to $1.3BJul 8, 2024 to Mar 27, 2025
- Assets in custody · $1.2B to $1.2BMar 22, 2024 to Jul 8, 2024
- Discretionary RAUM · $1.2B to $1.2BMar 22, 2024 to Jul 8, 2024
- Pooled vehicle RAUM · $1.2B to $1.2BMar 22, 2024 to Jul 8, 2024
- RAUM · $1.2B to $1.2BMar 22, 2024 to Jul 8, 2024
- Accounts · 23 to 20Jul 12, 2023 to Mar 22, 2024
- Pooled vehicle clients · 23 to 20Jul 12, 2023 to Mar 22, 2024
- Assets in custody · $1.3B to $1.2BJul 12, 2023 to Mar 22, 2024
- Private funds · 23 to 20Jul 12, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.3B to $1.2BJul 12, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.3B to $1.2BJul 12, 2023 to Mar 22, 2024
- RAUM · $1.3B to $1.2BJul 12, 2023 to Mar 22, 2024
- Assets in custody · $1.2B to $1.3BMar 28, 2023 to Jul 12, 2023
- Discretionary RAUM · $1.2B to $1.3BMar 28, 2023 to Jul 12, 2023
- Pooled vehicle RAUM · $1.2B to $1.3BMar 28, 2023 to Jul 12, 2023
- RAUM · $1.2B to $1.3BMar 28, 2023 to Jul 12, 2023
- Accounts · 24 to 23Jul 7, 2022 to Mar 28, 2023
- Pooled vehicle clients · 24 to 23Jul 7, 2022 to Mar 28, 2023
- Assets in custody · $1.6B to $1.2BJul 7, 2022 to Mar 28, 2023
- Private funds · 24 to 23Jul 7, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.6B to $1.2BJul 7, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.6B to $1.2BJul 7, 2022 to Mar 28, 2023
- RAUM · $1.6B to $1.2BJul 7, 2022 to Mar 28, 2023
- Assets in custody · $1.5B to $1.6BMar 25, 2022 to Jul 7, 2022
Signals
4 dated events
- B•••••••• E••••• P••••••• L•• reported RAUM $1.6B, up 30% from $1.2B (2020-06-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- B•••••••• E••••• P••••••• L•• reported RAUM $1.3B, up 57% from $816.2M (2019-07-05 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- B•••••••• E••••• P••••••• L•• reported RAUM $840.8M, up 33% from $633.5M (2018-06-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- B•••••••• E••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••••• E••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••••• E••••• P••••••• L•• · Private Equityshared crd · organization
- B•••••••• E••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/brookside-equity-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-595-4520reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026