DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• A••••••
Legal name A•••••• A•••• G••••••••• L••••••
Latest filing Jul 1, 2026
First filing on the tape Jun 4, 2012 · 29 filings
SEC status approved since Jun 15, 2012
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$0 as of Jul 1, 2026
Jun 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Oct 30, 20130 then
Employees (5.A)18 as of Jul 1, 2026
Oct 30, 20135 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, subscription, performance-based, otherreportedItem 5.E
- Advisory activities
- publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• B••••••••• O•••••••• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- H••••• M•••• C••••••••• · Ceo, Director/Shareholdercontrolsince 03/2013 · owns 50% to 75%
- A••••••••• J•••• · Shareholdersince 04/2019 · owns 5% to 10%
- K••••••• E••••••••• A•• · Director Of Financesince 04/2024 · owns less than 5%
- W•••• C••••••••• J••• · Shareholdersince 03/2024 · owns less than 5%
- W•••••• T•••••• E••••• · Shareholdersince 05/2014 · owns 10% to 25%
Entity owners
- H••••• S•••• C••••••••• L•••••• · Shareholderdirect · owns less than 5%
- T•• I••••••••• A•••••• L•••••• · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Jun 28, 2025 to Jun 29, 2026
- Employees · 19 to 18Jun 28, 2025 to Jun 29, 2026
- Accounts · unset to 0.0Jul 2, 2024 to Jun 28, 2025
- Advisory employees · 10 to 9Jul 2, 2024 to Jun 28, 2025
- Employees · 21 to 19Jul 2, 2024 to Jun 28, 2025
- Financial planning clients · 0 to 0Jul 2, 2024 to Jun 28, 2025
- HQ state · unset to Jul 2, 2024 to Jun 28, 2025
- Discretionary RAUM · unset to 0.0Jul 2, 2024 to Jun 28, 2025
- Non-discretionary RAUM · unset to 0.0Jul 2, 2024 to Jun 28, 2025
- RAUM · unset to 0.0Jul 2, 2024 to Jun 28, 2025
- Advisory employees · 12 to 10Oct 20, 2023 to Jun 28, 2024
- Employees · 23 to 21Oct 20, 2023 to Jun 28, 2024
- Advisory employees · 11 to 12May 26, 2023 to Oct 20, 2023
- Employees · 22 to 23May 26, 2023 to Oct 20, 2023
- Advisory employees · 13 to 11Dec 9, 2022 to May 26, 2023
- Business name · T•• A•••••• R••••••• L•• to T•• A••••••Dec 9, 2022 to May 26, 2023
- Employees · 21 to 22Dec 9, 2022 to May 26, 2023
- Legal name · T•• A•••••• R••••••• L•• to A•••••• A•••• G••••••••• L••••••Dec 1, 2022 to Dec 9, 2022
- Organization form · Limited Liability Partnership to Other (specify)May 31, 2022 to Dec 1, 2022
- Advisory employees · 11 to 13Jun 24, 2021 to May 30, 2022
- Advisory employees · 10 to 11Sep 22, 2020 to Jun 24, 2021
- Employees · 19 to 21Sep 22, 2020 to Jun 24, 2021
- Advisory employees · 6 to 10Jun 27, 2019 to Jun 30, 2020
- Employees · 18 to 19Jun 27, 2019 to Jun 30, 2020
- Employees · 16 to 18Jun 26, 2019 to Jun 27, 2019
- Advisory employees · 7 to 6Sep 28, 2017 to Oct 30, 2018
- Employees · 10 to 16Sep 28, 2017 to Oct 30, 2018
- Financial planning clients · unset to 0Sep 28, 2017 to Oct 30, 2018
- Other offices · unset to 0.0Sep 28, 2017 to Oct 30, 2018
- Advisory employees · 5 to 7Jan 6, 2015 to Sep 22, 2015
- Employees · 7 to 10Jan 6, 2015 to Sep 22, 2015
- Business name · T•• I••••••••• A•••••• L•••••• to T•• A•••••• R••••••• L••Aug 4, 2014 to Oct 16, 2014
- Legal name · T•• I••••••••• A•••••• L•••••• to T•• A•••••• R••••••• L••Aug 4, 2014 to Oct 16, 2014
- Succession · true to falseAug 4, 2014 to Oct 16, 2014
- Advisory employees · 4 to 5Oct 30, 2013 to Aug 4, 2014
- Employees · 5 to 7Oct 30, 2013 to Aug 4, 2014
- Organization form · Limited Liability Company to Limited Liability PartnershipOct 30, 2013 to Aug 4, 2014
- Succession · false to trueOct 30, 2013 to Aug 4, 2014
- Advisory employees · unset to 4.0Oct 26, 2012 to Oct 30, 2013
- Advisory activities · 1 to 2Oct 26, 2012 to Oct 30, 2013
Signals
5 dated events
- C••••••••• N••• M••••• (Ceo, Director/Shareholder) no longer on Schedule A of T•• A•••••• (listed 2023-10-20, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- O•••••••• B•••••••• F••••••• (Chief Compliance Officer) appeared on Schedule A of T•• A••••••Jun 24, 2021 · Control person joined · fact
- C••••••••• N••• M••••• (Ceo, Partner) appeared on Schedule A of T•• A••••••Jun 30, 2020 · Control person joined · fact
- T•• I••••••••• A•••••• L•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 4, 2014 · Succession (Item 4) · fact
- T•• I••••••••• A•••••• L•••••• filed its initial SEC registration (Form ADV)Jun 4, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-analyst---independent-equity-researreportedpublic record, Form ADV, Sep 19, 2026
- Website
- THEA••••••.CO.UKreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 207 498 6593reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026