DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jul 31, 2014 · 26 filings
SEC status approved since Aug 26, 2014
RAUM
$584M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
38%
$221M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$195M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$584M as of Mar 27, 2026
Mar 5, 2015$159M then
HNW client RAUM$199M as of Mar 27, 2026
Mar 29, 2018$152M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 5, 20155 then
Employees (5.A)5 as of Mar 27, 2026
Mar 5, 20156 then
Private funds6 as of Mar 27, 2026
Mar 5, 20151 then
RAUM +15% over the last fiscal year+8.3% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- dual wealth and asset m•••••• · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $195MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.1MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $352M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M37%
- Pooled investment vehicles$163M30%
- Other investment advisers$150M28%
- Individuals$21.9M4.1%
- Pension and profit-sharing plans$2.4M0.5%
- Corporations and businesses$836,4660.2%
- Individual clients
- 51reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 344reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $352M for 26 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.38 fund_share=0.54 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• D• M•••• | Wayne, Pa | Nov 19, 2013 | 13 y | 0 |
| D•••• B•••• B•••• | Wayne, Pa | Jan 30, 2014 | 25 y | 1 |
| R•••••• S••• H••••••••• | Wayne, Pa | Feb 3, 2014 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• T••••• to L•••••• S••••• A•••••••May 22, 2020 · RIA to RIA
Joined, latest
- D•••• B•••• B•••• from S•• A•••••••• I•••Jan 30, 2014 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• C•••••• R••• E••••• F•••• L•• | Real Estate Fund | $114M | 100 | Mar 5, 2015 |
| C••••••••• F••• I• L•no longer reported | Hedge Fund | $7.7M | 22 | Mar 28, 2016 |
| F••••• C•••••• M••••• O• L•• | Real Estate Fund | $1.3M | 7 | Mar 31, 2023 |
| F••••• C•••••• N•••• B•••• O• L•• | Real Estate Fund | $1.3M | 7 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• B•••• · Presidentcontrolsince 08/2013 · owns less than 5%
- K••••• C••••••• A••• · Chief Compliance Officercontrolsince 11/2017 · owns less than 5%
- B••••• D••••• B•••• · Partnercontrolsince 07/2013 · owns 25% to 50% of F••••• F••••• O•••••• L•• •••••••• F••••• W•••••• L••
- C•••••• B••••• S•••• · Partnercontrolsince 09/2013 · owns 25% to 50% of F••••• F••••• O•••••• L•• •••••••• F••••• W•••••• L••
- H••••••••• R••••••• S••• · Partnercontrolsince 09/2013 · owns F of F••••• F••••• O•••••• L•• •••••••• F••••• W•••••• L••
Entity owners
- F••••• F••••• O•••••• L•• •••••••• F••••• W•••••• L•• · Holding Company/Managing Memberdirect · owns 75% or more
- F••••• P•••••••• L•• · General Partner Of The Holding Company/Single Member LLCindirect · owns F of F••••• F••••• O•••••• L•• •••••••• F••••• W•••••• L••
Related persons
Schedule D 7.A
- F••••• C•••••• R••• E••••• M••••••• L••pooled vehicle sponsorn
- F••••• F••••• O••••• S•••••••• L••insurancen
- F••••• S••••••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wayne, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 336 to 344Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 4 to 3Mar 28, 2025 to Mar 27, 2026
- HNW clients · 29 to 28Mar 28, 2025 to Mar 27, 2026
- Individual clients · 44 to 51Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 4 to 6Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $301M to $352MMar 28, 2025 to Mar 27, 2026
- Employees · 6 to 5Mar 28, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 3Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $385M to $427MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $176M to $199MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $15.8M to $21.9MMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $123M to $157MMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $2.1M to $2.4MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $145M to $163MMar 28, 2025 to Mar 27, 2026
- RAUM · $508M to $584MMar 28, 2025 to Mar 27, 2026
- Accounts · 352 to 336Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Mar 28, 2024 to Mar 28, 2025
- HNW clients · 27 to 29Mar 28, 2024 to Mar 28, 2025
- Individual clients · 45 to 44Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 4Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $326M to $301MMar 28, 2024 to Mar 28, 2025
- Employees · 7 to 6Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Private funds · 3 to 6Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $373M to $385MMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $177M to $176MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $18.1M to $15.8MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $97.4M to $123MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $1.6M to $2.1MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $128M to $145MMar 28, 2024 to Mar 28, 2025
- RAUM · $471M to $508MMar 28, 2024 to Mar 28, 2025
- Accounts · 274 to 352Jan 22, 2024 to Mar 28, 2024
- HNW clients · 26 to 27Jan 22, 2024 to Mar 28, 2024
- Individual clients · 36 to 45Jan 22, 2024 to Mar 28, 2024
- Assets in custody · $330M to $326MJan 22, 2024 to Mar 28, 2024
- Discretionary RAUM · $438M to $373MJan 22, 2024 to Mar 28, 2024
- HNW RAUM · $205M to $177MJan 22, 2024 to Mar 28, 2024
- Individual RAUM · $15.1M to $18.1MJan 22, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $21.9M to $97.4MJan 22, 2024 to Mar 28, 2024
Signals
4 dated events
- M•••••• T••••• (Chief Investment Officer) no longer on Schedule A of F••••• A•••••••• L•• (listed 2020-03-30, absent 2020-05-22)May 22, 2020 · Control person left · inference
- F••••• A•••••••• L•• reported RAUM $457.2M, up 31% from $348.7M (2019-05-13 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- F••••• A•••••••• L•• reported RAUM $361.9M, up 44% from $250.8M (2017-12-08 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- F••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 31, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-313-0910reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- F•••••-WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-313-0910reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- fortisfamilyoffice.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fortisfamilyoffice.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $195Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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