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Former SEC-registered adviser

P••••• I••••••••• M••••••••• L••

Former SEC-registered adviserBishop'S Stortford, CRD 164504SEC 801-78180IAPD
Latest filing Jun 21, 2013
First filing on the tape Jun 4, 2013 · 2 filings
RAUM
$69.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$72.0M gross assets
History
2 filings and snapshots on the tape
RAUM$69.1M as of Jun 21, 2013
Jun 4, 2013$69.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 21, 2013
Jun 4, 20130 then
Employees (5.A)2 as of Jun 21, 2013
Jun 4, 20132 then
Private funds1 as of Jun 21, 2013
Jun 4, 20132 then
Practice profile
derived from the filing of Jun 21, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$69.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••••• M••••••• F•••• L•••Hedge Fund$21.2M18Jun 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• M••••••• W•••• · Membercontrol
        since 06/2012 · owns 10% to 25%
      • B••••••••• J••••• L•••••• · Member, Ceocontrol
        since 06/2012 · owns 25% to 50%
      • L••••••• D••••• A•••• · Membercontrol
        since 06/2012 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list P••••• I••••••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Westlake Village, CA
      What changed
      consecutive filings, newest first
      • Private funds · 2 to 1
        Jun 4, 2013 to Jun 21, 2013
      Signals
      1 dated events
      • P••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 4, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      P•••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026