DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• H••••• U• I••••••••• M••••••••• L•
Latest filing May 26, 2026
First filing on the tape Jun 8, 2012 · 67 filings
SEC status approved since Jun 14, 2012
RAUM
$34B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
228
114 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$34B as of May 26, 2026
Mar 27, 2013$8.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 27, 20130 then
Employees (5.A)228 as of May 26, 2026
Mar 27, 201328 then
Private funds: no history
RAUM +64% over the last fiscal year+35% a year over threeIARs 0 to 0offices 4 to 14
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived15 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$34B99%
- State and municipal entities$310M0.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=true related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• J••••• J••••• · Co-Head Of Riskcontrolsince 06/2024 · owns less than 5%
- E••••••• E••• · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- G••••••• A•••• J••••• · Chief Operating Officer Bh Digitalcontrolsince 09/2021 · owns less than 5%
- L••••••••• M•••••• · US Head Of Macrocontrolsince 09/2024 · owns less than 5%
- M•••••• K••••• D••• · Chief Human Resources Officercontrolsince 12/2022 · owns less than 5%
- N•••••• A•••••• E•••• · Head Of Legalcontrolsince 09/2021 · owns less than 5%
- S••••• A•••••••• K•••• · Co-Head Of Riskcontrolsince 06/2024 · owns less than 5%
- V••••• G••••••• · Head Of Systematiccontrolsince 07/2021 · owns less than 5%
- H•••••• A•••• E•••• · L•••••• Partner Of A••• L•••controlsince 10/2008 · owns 75% or more of A••• L•••
Entity owners
- B• G• L•• · Gp Of B••••• H••••• U• I••••••••• M••••••••• L•direct · owns less than 5%
- B••• H••••••• L•• · LP Of B••••• H••••• U• I••••••••• M••••••••• L•direct · owns 75% or more
- A••• G• L•••••• · G•••••• Partner Of A••• L•••indirect · owns F of A••• L•••
- A••• L••• · L•••••• Partner Of B••••• H••••• C•••••• M••••••••• L•indirect · owns 75% or more of B••••• H••••• C•••••• M••••••••• L•
- B••••• H••••• A•••• M••••••••• S••••••• L•••••• · 100% Of Share Capital Of B• G• L••indirect · owns 75% or more of B• G• L••
- B••••• H••••• A•••• M••••••••• S••••••• L•• · Owner Of 100% Share Capital Of B••• H••••••• L••indirect · owns 75% or more of B••• H••••••• L••
- B••••• H••••• C•••••• M••••••••• L• · Owner Of 100% Of Share Capital Of B••••• H••••• I••••••••• H••••••• L••indirect · owns 75% or more of B••••• H••••• I••••••••• H••••••• L••
- B••••• H••••• C•••••• M••••••••• L•• · G•••••• Partner Of B••••• H••••• C•••••• M••••••••• L•indirect · owns F of B••••• H••••• C•••••• M••••••••• L•
- B••••• H••••• I••••••••• H••••••• L•• · Owner Of 100% Of Share Capital Of B••••• H••••• A•••• M••••••••• S••••••• L••indirect · owns 75% or more of B••••• H••••• A•••• M••••••••• S••••••• L••
Related persons
Schedule D 7.A
- B••••• H••••• •••• K•••• L••••••investment adviserbankn
- B••••• H••••• ••• A•••• L••investment advisern
- B••••• H••••• A•••• M••••••••• L••investment adviserbankn
- B••••• H••••• C•••••• M••••••••• L•investment adviserbanky
- B••••• H••••• C••••• S••• L••bankn
- B••••• H••••• G•••••• P•••••• L••••••pooled vehicle sponsorn
- B••••• H••••• I••••••••• P••••••• L••••••investment adviserbankn
- B••••• H••••• P•••••• L••••••investment adviserbankn
- B••••• H••••• U• L••broker-dealery
- C••••••••• A•••• M••••••••• H••••••• L••pooled vehicle sponsorn
- P•••• A•••••••• L••investment adviserbanknRAUM $1.1B
Offices
Schedule D 1.F, the 25 largest
- Austin, TX11 employees
- Chicago, IL2 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $20,916,195,233 to $34,393,420,451 (+64.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 93.0th percentile of changes)peers: asset managers, $20B and over (470) · 93% percentile
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 14.0 (+250.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (198 comparable advisers, 100.0th percentile of changes)peers: asset managers, $20B and over (198) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 122 to 114Feb 25, 2026 to Mar 31, 2026
- BD registered reps · 4 to 3Feb 25, 2026 to Mar 31, 2026
- Employees · 245 to 228Feb 25, 2026 to Mar 31, 2026
- Other offices · 4 to 14Feb 25, 2026 to Mar 31, 2026
- Discretionary RAUM · $21B to $34BFeb 25, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $21B to $34BFeb 25, 2026 to Mar 31, 2026
- RAUM · $21B to $34BFeb 25, 2026 to Mar 31, 2026
- Accounts · 13 to 10Dec 12, 2024 to Mar 31, 2025
- Advisory employees · 128 to 122Dec 12, 2024 to Mar 31, 2025
- BD registered reps · 3 to 4Dec 12, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 9Dec 12, 2024 to Mar 31, 2025
- Employees · 300 to 245Dec 12, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 12, 2024 to Mar 31, 2025
- Other offices · 7 to 4Dec 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $18B to $21BDec 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $18B to $21BDec 12, 2024 to Mar 31, 2025
- RAUM · $18B to $21BDec 12, 2024 to Mar 31, 2025
- Accounts · 8 to 13Feb 29, 2024 to Mar 28, 2024
- Advisory employees · 71 to 128Feb 29, 2024 to Mar 28, 2024
- Pooled vehicle clients · 7 to 12Feb 29, 2024 to Mar 28, 2024
- Employees · 211 to 300Feb 29, 2024 to Mar 28, 2024
- Other offices · 4 to 7Feb 29, 2024 to Mar 28, 2024
- Discretionary RAUM · $14B to $18BFeb 29, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $14B to $18BFeb 29, 2024 to Mar 28, 2024
- RAUM · $14B to $18BFeb 29, 2024 to Mar 28, 2024
- Accounts · 5 to 8Feb 27, 2023 to Mar 31, 2023
- Advisory employees · 42 to 71Feb 27, 2023 to Mar 31, 2023
- BD registered reps · 2 to 3Feb 27, 2023 to Mar 31, 2023
- Pooled vehicle clients · 4 to 7Feb 27, 2023 to Mar 31, 2023
- Employees · 88 to 211Feb 27, 2023 to Mar 31, 2023
- Other offices · 3 to 4Feb 27, 2023 to Mar 31, 2023
- Discretionary RAUM · $8.7B to $14BFeb 27, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $8.5B to $14BFeb 27, 2023 to Mar 31, 2023
- RAUM · $8.7B to $14BFeb 27, 2023 to Mar 31, 2023
- Accounts · 1 to 5Mar 1, 2022 to Mar 31, 2022
- Advisory employees · 17 to 42Mar 1, 2022 to Mar 31, 2022
- Advisory activities · 1 to 2Mar 1, 2022 to Mar 31, 2022
- BD registered reps · 1 to 2Mar 1, 2022 to Mar 31, 2022
- Pooled vehicle clients · 1 to 4Mar 1, 2022 to Mar 31, 2022
- Employees · 26 to 88Mar 1, 2022 to Mar 31, 2022
Signals
40 dated events
- B••••• H••••• U• I••••••••• M••••••••• L• reported 14 offices beyond its principal office, up from 4 (2026-02-25 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- B••••• H••••• U• I••••••••• M••••••••• L• reported RAUM $34.4B, up 64% from $20.9B (2026-02-25 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Martin Stewart Russell (Portfolio Manager, Core Trading Advisor) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2024-09-20, absent 2024-11-22)Nov 22, 2024 · Control person left · inference
- Christopher Michael Neus (Chief Administrative Officer) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2024-09-20, absent 2024-11-22)Nov 22, 2024 · Control person left · inference
- Michael Lublinsky (Us Head Of Macro) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Sep 20, 2024 · Control person joined · fact
- Amarendra Kumar Singh (Co-Head Of Risk) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Sep 20, 2024 · Control person joined · fact
- J Jamie Achar (Co-Head Of Risk) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Sep 20, 2024 · Control person joined · fact
- Mark Joseph Ipri (Senior Portfolio Manager) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2024-08-28, absent 2024-09-20)Sep 20, 2024 · Control person left · inference
- Martin Stephan Brohme (Head Of Risk Alpha) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2024-08-28, absent 2024-09-20)Sep 20, 2024 · Control person left · inference
- B••••• H••••• U• I••••••••• M••••••••• L• reported RAUM $17.8B, up 27% from $14.1B (2024-02-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Kaptan Hakan Guney (Chief Operating Officer) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2023-12-05, absent 2024-01-05)Jan 5, 2024 · Control person left · inference
- Martin Stewart Russell (Portfolio Manager, Core Trading Advisor) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Dec 5, 2023 · Control person joined · fact
- Harish Rishi Shah (Co-Head Of Trading) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2023-11-28, absent 2023-12-05)Dec 5, 2023 · Control person left · inference
- Edward Stephen Mahanna (Co Head Of Compliance) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2023-08-13, absent 2023-11-10)Nov 10, 2023 · Control person left · inference
- B••••• H••••• U• I••••••••• M••••••••• L• reported RAUM $14.1B, up 61% from $8.7B (2023-02-27 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Joseph Adam Gibbons (Chief Operating Officer Bh Digital) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Mar 31, 2023 · Control person joined · fact
- Dawn Kelly Matika (Chief Human Resources Officer) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Mar 31, 2023 · Control person joined · fact
- Nmi Gregoire Vidal (Head Of Systematic Manager Selection) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Nov 22, 2022 · Control person joined · fact
- Jeremy Peter Hornick (Head Of Business Development) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2022-05-27, absent 2022-11-22)Nov 22, 2022 · Control person left · inference
- Joseph Adam Gibbons (Chief Operating Officer; Executive Committee - Member) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2022-05-27, absent 2022-11-22)Nov 22, 2022 · Control person left · inference
- Aneta Bresliska (Head Of Risk; Executive Committee - Member) no longer on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L• (listed 2022-05-27, absent 2022-11-22)Nov 22, 2022 · Control person left · inference
- Christopher Michael Neus (Chief Administrative Officer) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Nov 22, 2022 · Control person joined · fact
- K Hakan Guney (Chief Operating Officer) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Nov 22, 2022 · Control person joined · fact
- Stephan Brohme (Head Of Risk Alpha) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Nov 22, 2022 · Control person joined · fact
- Andrew Nelson (Head Of Legal) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Mar 31, 2022 · Control person joined · fact
- B••••• H••••• U• I••••••••• M••••••••• L• reported RAUM $8.7B, up 39% from $6.3B (2022-03-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- E Stephen Mahanna (Chief Compliance Officer) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Mar 31, 2022 · Control person joined · fact
- Eric Estrada (Co-Head Of Compliance) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Mar 31, 2022 · Control person joined · fact
- B••••• H••••• U• I••••••••• M••••••••• L• reported RAUM $6.3B, up 258% from $1.8B (2021-04-01 to 2021-09-23)Sep 23, 2021 · RAUM change · derived
- Mark Joseph Ipri (Co-Head Of Trading; Executive Committee - Member) appeared on Schedule A of B••••• H••••• U• I••••••••• M••••••••• L•Sep 23, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- brevanhoward.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-602-7800reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026