DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• C•••••• A•••••••• I•••
Latest filing Jun 9, 2026
First filing on the tape Aug 28, 2012 · 7 filings
SEC status approved since Jul 11, 2025
RAUM
$202M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$198M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$50.6M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$202M as of Jun 9, 2026
Jul 24, 2025$116M then
HNW client RAUM$77.5M as of Jun 9, 2026
Jul 24, 2025$27.6M then
State-registered IARs (5.B.3)4 as of Jun 9, 2026
Jul 24, 20254 then
Employees (5.A)5 as of Jun 9, 2026
Jul 24, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $50.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 356derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $95,528derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$120M59%
- High-net-worth individuals$77.5M38%
- Corporations and businesses$4.6M2.3%
- Charitable organizations$53,7550.0%
- Individual clients
- 1,386reported
- HNW clients
- 36reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 2,119reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• W•••• M•••••• | Bethany, Ok | Nov 28, 2012 | 35 y | 4 |
| S•••• W•••• M•••••••• | Bethany, Ok | Sep 4, 2020 | 24 y | 0 |
| J••••• C••••••••• D••••• | Bethany, Ok | Apr 18, 2024 | 14 y | 0 |
| M• J•••• M•••••• | Oklahoma City, Ok | Dec 23, 2024 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M• J•••• M•••••• to A••••• F•••••••• G••••• I•••Feb 23, 2018 · Other
Joined, latest
- M• J•••• M•••••• from A••••• F•••••••• G••••• I•••Dec 23, 2024 · Other
- M•••••• W•••• M•••••• from H•••••• S••••••••• I•••Nov 28, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• J••••• T••••• · Membercontrolsince 08/2012 · owns 50% to 75%
- M••••••• M••••••• W•••• · Member And Chief Compliance Officercontrolsince 08/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethany, Ok · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jun 9, 2026private clients per advisor of 355.5 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 8.5 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 2,017 to 2,119Mar 24, 2026 to Jun 9, 2026
- Corporate clients · 6 to 16Mar 24, 2026 to Jun 9, 2026
- HNW clients · 32 to 36Mar 24, 2026 to Jun 9, 2026
- Individual clients · 1,340 to 1,386Mar 24, 2026 to Jun 9, 2026
- Discretionary RAUM · $201M to $202MMar 24, 2026 to Jun 9, 2026
- HNW RAUM · $79.0M to $77.5MMar 24, 2026 to Jun 9, 2026
- Individual RAUM · $120M to $120MMar 24, 2026 to Jun 9, 2026
- RAUM · $201M to $202MMar 24, 2026 to Jun 9, 2026
- Accounts · 1,689 to 2,017Jul 24, 2025 to Mar 24, 2026
- Corporate clients · 7 to 6Jul 24, 2025 to Mar 24, 2026
- HNW clients · 14 to 32Jul 24, 2025 to Mar 24, 2026
- Individual clients · 1,161 to 1,340Jul 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $116M to $201MJul 24, 2025 to Mar 24, 2026
- HNW RAUM · $27.6M to $79.0MJul 24, 2025 to Mar 24, 2026
- Individual RAUM · $82.0M to $120MJul 24, 2025 to Mar 24, 2026
- RAUM · $116M to $201MJul 24, 2025 to Mar 24, 2026
- Accounts · 0 to 1,689Dec 14, 2012 to Jul 24, 2025
- Advisory employees · 2 to 4Dec 14, 2012 to Jul 24, 2025
- Advisory activities · 2 to 3Dec 14, 2012 to Jul 24, 2025
- Business name · H••••• M•••••• C•••••• M••••••••• L••••• to M•••••• C•••••• A•••••••• I•••Dec 14, 2012 to Jul 24, 2025
- Charity clients · unset to 2.0Dec 14, 2012 to Jul 24, 2025
- Corporate clients · unset to 7.0Dec 14, 2012 to Jul 24, 2025
- HNW clients · unset to 14.0Dec 14, 2012 to Jul 24, 2025
- Individual clients · unset to 1161.0Dec 14, 2012 to Jul 24, 2025
- Pension plan clients · unset to 0.0Dec 14, 2012 to Jul 24, 2025
- Pooled vehicle clients · unset to 0.0Dec 14, 2012 to Jul 24, 2025
- Employees · 2 to 5Dec 14, 2012 to Jul 24, 2025
- Financial planning clients · unset to Dec 14, 2012 to Jul 24, 2025
- HQ city · EDMOND to BETHANYDec 14, 2012 to Jul 24, 2025
- State-registered IARs · 1 to 4Dec 14, 2012 to Jul 24, 2025
- Legal name · H••••• M•••••• C•••••• M••••••••• L••••• to M•••••• C•••••• A•••••••• I•••Dec 14, 2012 to Jul 24, 2025
- Other offices · unset to 0.0Dec 14, 2012 to Jul 24, 2025
- Organization form · Limited Liability Company to CorporationDec 14, 2012 to Jul 24, 2025
- Discretionary RAUM · $0 to $116MDec 14, 2012 to Jul 24, 2025
- HNW RAUM · unset to 27632008.0Dec 14, 2012 to Jul 24, 2025
- Individual RAUM · unset to 81989975.0Dec 14, 2012 to Jul 24, 2025
- Pension RAUM · unset to 0.0Dec 14, 2012 to Jul 24, 2025
- Pooled vehicle RAUM · unset to 0.0Dec 14, 2012 to Jul 24, 2025
- RAUM · $0 to $116MDec 14, 2012 to Jul 24, 2025
- Related insurance company · false to trueDec 14, 2012 to Jul 24, 2025
Signals
1 dated events
- H••••• M•••••• C•••••• M••••••••• L••••• filed its initial SEC registration (Form ADV)Aug 28, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m•••••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 405-378-2233reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- M••••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 405-378-2233reportedpublic record, Form ADV, Jun 9, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026