DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• B•• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2014 · 14 filings
SEC status approved since Apr 8, 2014
RAUM
$518M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$518M as of Mar 31, 2026
Mar 31, 2015$126M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20150 then
Employees (5.A)3 as of Mar 31, 2026
Mar 31, 20154 then
Private funds15 as of Mar 31, 2026
Mar 31, 20151 then
RAUM +217% over the last fiscal year+94% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +217%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$518M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.6M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••• B•• V•••••••• L• • S••••• I• | Private Equity Fund | $26.9M | 90 | Mar 31, 2022 |
| B••••••• B•• V•••••••• L• • S••••• H• | Private Equity Fund | $13.1M | 46 | Mar 31, 2021 |
| B••••••• B•• V•••••••• L• • S••••• G• | Private Equity Fund | $9.4M | 21 | Mar 31, 2021 |
| B••••••• B•• V•••••••• L• • S••••• A• B• A•• C•no longer reported | Private Equity Fund | $7.7M | 45 | Mar 30, 2016 |
| B••••••• B•• M•••••• L••• | Hedge Fund | $7.1M | 25 | Dec 24, 2013 |
| B••••••• B•• O•••••• O••••••••• L• | Hedge Fund | $6.7M | 16 | Mar 30, 2018 |
| B••••••• B•• V•••••••• L• • S••••• C• | Private Equity Fund | $6.6M | 18 | Mar 27, 2020 |
| B••••••• B•• V•••••••• L• • S••••• A• | Private Equity Fund | $2.2M | 19 | Mar 27, 2020 |
| B••••••• B•• V•••••••• L• • S••••• B• | Private Equity Fund | $2.0M | 10 | Mar 27, 2020 |
| B••••••• B•• S••• M•••••• L•••no longer reported | Hedge Fund | $1.8M | 9 | Mar 31, 2017 |
| B••••••• B•• V•••••••• L• • S••••• F• | Private Equity Fund | $1.8M | 42 | Mar 27, 2020 |
| B••••••• B•• V•••••••• L• • S••••• E•no longer reported | Private Equity Fund | $430,458 | 0 | Mar 27, 2020 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• W••••••• B••••••• · Managing Member And Chief Investment Officercontrolsince 04/2012 · owns less than 5%
- G•••••• W••••••• B••••••• · Managing Membercontrolsince 06/2012 · owns 75% or more of C•••••• G•• L••
- K•••••• M••••••• T••••• · Managing Membercontrolsince 10/2012 · owns 75% or more of C•••••••• L••
- B••••• K••••••• B•••••• · Ccosince 05/2012 · owns less than 5%
Entity owners
- C•••••• G•• L•• · Memberdirect · owns 75% or more
- C•••••••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- B••••••• B•• G• L••bankpooled vehicle sponsorn
- B••••••• B•• O•••••• G• L••bankpooled vehicle sponsorn
- B••••••• B•• V••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 10.0 to 15.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (490 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (490) · 93% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $163,740,446 to $518,389,654 (+217.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (673 comparable advisers, 98.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 15Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 15Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $0 to $11.6MMar 31, 2025 to Mar 31, 2026
- Private funds · 10 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $164M to $518MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $164M to $518MMar 31, 2025 to Mar 31, 2026
- RAUM · $164M to $518MMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 10Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 2 to 3Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 10Mar 27, 2024 to Mar 31, 2025
- Employees · 2 to 3Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- Private funds · 7 to 10Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $62.2M to $164MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $62.2M to $164MMar 27, 2024 to Mar 31, 2025
- RAUM · $62.2M to $164MMar 27, 2024 to Mar 31, 2025
- Accounts · 9 to 7Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 9 to 7Mar 29, 2023 to Mar 27, 2024
- Private funds · 9 to 7Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $71.1M to $62.2MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $71.1M to $62.2MMar 29, 2023 to Mar 27, 2024
- RAUM · $71.1M to $62.2MMar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $123M to $71.1MMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $123M to $71.1MMar 31, 2022 to Mar 29, 2023
- RAUM · $123M to $71.1MMar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $80.4M to $123MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $80.4M to $123MMar 31, 2021 to Mar 31, 2022
- RAUM · $80.4M to $123MMar 31, 2021 to Mar 31, 2022
- Accounts · 8 to 9Mar 27, 2020 to Mar 31, 2021
- Pooled vehicle clients · 8 to 9Mar 27, 2020 to Mar 31, 2021
- Assets in custody · $24.0M to $0Mar 27, 2020 to Mar 31, 2021
- Private funds · 7 to 9Mar 27, 2020 to Mar 31, 2021
- Discretionary RAUM · $115M to $80.4MMar 27, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $115M to $80.4MMar 27, 2020 to Mar 31, 2021
- RAUM · $115M to $80.4MMar 27, 2020 to Mar 31, 2021
- Pooled vehicle clients · 7 to 8Mar 28, 2019 to Mar 27, 2020
- Assets in custody · $74.2M to $24.0MMar 28, 2019 to Mar 27, 2020
- Employees · 3 to 2Mar 28, 2019 to Mar 27, 2020
- Private funds · 4 to 7Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $74.2M to $115MMar 28, 2019 to Mar 27, 2020
Signals
3 dated events
- B••••••• B•• C•••••• M••••••••• L•• reported RAUM $518.4M, up 217% from $163.7M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- B••••••• B•• C•••••• M••••••••• L•• reported RAUM $163.7M, up 163% from $62.2M (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- B••••••• B•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••• B•• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••••• B•• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- B••••••• B•• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/B•••••••-BAY-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••BAY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-358-4181reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026