DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• T••• V•••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2024 · 4 filings
SEC status approved since May 3, 2024
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
35 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
43
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$2.6B as of Mar 31, 2026
Mar 28, 2025$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20250 then
Employees (5.A)46 as of Mar 31, 2026
Mar 28, 202543 then
Private funds43 as of Mar 31, 2026
Mar 28, 202542 then
RAUM +14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.6B, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 43reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6B for 43 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
46 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C• V••••••• C••••••• L••• | Venture Capital Fund | $967M | 2 | Apr 1, 2020 |
| F•••• V•••••• C•••••• I•• L••• | Venture Capital Fund | $240M | 2 | Mar 14, 2016 |
| P•••••• T••• V••••••• C•••••• V•• L••• | Venture Capital Fund | $102M | 2 | Mar 31, 2022 |
| P•••••• T••• V••••••• C•••••• X••• L••• | Venture Capital Fund | $99.1M | 2 | Mar 31, 2023 |
| P•••••• T••• V••••••• C•••••• I• L••• | Venture Capital Fund | $96.7M | 2 | Apr 1, 2020 |
| P•••••• T••• V••••••• S•• I• L••• | Venture Capital Fund | $79.5M | 40 | Apr 1, 2020 |
| F•••• V•••••• C•••••• X••• L••• | Venture Capital Fund | $50.5M | 2 | Mar 22, 2018 |
| P•••••• T••• V••••••• C•••••• V••• L••• | Venture Capital Fund | $48.0M | 3 | Mar 31, 2022 |
| P•••••• T••• V••••••• C•••••• V•••• L••• | Venture Capital Fund | $42.5M | 25 | Mar 31, 2022 |
| F•••• V•••••• C•••••• X•• L••• | Venture Capital Fund | $41.6M | 2 | Mar 22, 2018 |
| P•••••• T••• V••••••• S•• I•• L••• | Venture Capital Fund | $36.1M | 29 | Mar 31, 2021 |
| F•••• V•••••• C•••••• X•••• L••• | Venture Capital Fund | $35.4M | 2 | Mar 29, 2019 |
| P•••••• T••• V••••••• C•••••• X••• L••• | Venture Capital Fund | $30.8M | 59 | Mar 31, 2023 |
| A••• C•••• L•••• G•• P•••••• T••• V•••••••• L••• | Venture Capital Fund | $29.8M | 4 | Mar 31, 2023 |
| F•••• V•••••• C•••••• X••• L•••no longer reported | Venture Capital Fund | $25.3M | 2 | Mar 29, 2019 |
| F•••• V•••••• C•••••• I••• L••• | Venture Capital Fund | $22.0M | 15 | Feb 27, 2014 |
| P•••••• T••• V••••••• C•••••• X• L••• | Venture Capital Fund | $19.0M | 2 | Mar 31, 2022 |
| F•••• I•••••• V•••••• C•••••• V• L••• | Venture Capital Fund | $18.9M | 2 | Mar 16, 2015 |
| F•••• V•••••• C•••••• X•• L••• | Venture Capital Fund | $18.5M | 2 | Mar 14, 2016 |
| F•••• X••• L••• | Venture Capital Fund | $18.2M | 2 | Mar 28, 2017 |
| F•••• V•••••• C•••••• X••• L•••no longer reported | Venture Capital Fund | $17.6M | 2 | Mar 28, 2017 |
| F•••• X•• L••• | Venture Capital Fund | $17.6M | 2 | Mar 28, 2017 |
| P•••••• T••• V••••••• C•••••• X•• L••• | Venture Capital Fund | $17.4M | 8 | Mar 31, 2023 |
| F•••• I••••••• V•••••• C•••••• V•• L••• | Venture Capital Fund | $12.1M | 2 | Mar 14, 2016 |
| F•••• V•••••• C•••••• X• L••• | Venture Capital Fund | $11.7M | 2 | Mar 14, 2016 |
| P•••••• T••• V••••••• S•• I•• L••• | Venture Capital Fund | $11.0M | 41 | Mar 31, 2021 |
| P•••••• T••• V••••••• S•• V• L••• | Venture Capital Fund | $10.3M | 2 | Mar 31, 2021 |
| P•••••• T••• V••••••• C•••••• X••• L••• | Venture Capital Fund | $10.2M | 8 | Mar 31, 2023 |
| P•••••• T••• V••••••• C•••••• I•• L••• | Venture Capital Fund | $9.0M | 2 | Mar 31, 2022 |
| P•••••• T••• V••••••• C•••••• V• L••• | Venture Capital Fund | $8.8M | 2 | Mar 31, 2022 |
| P•••••• T••• V••••••• C•••••• I•• L••• | Venture Capital Fund | $8.3M | 3 | Mar 31, 2021 |
| P•••••• T••• V••••••• C•••••• X•• L••• | Venture Capital Fund | $8.3M | 5 | Mar 29, 2024 |
| P•••••• T••• V••••••• C•••••• I•• L••• | Venture Capital Fund | $7.8M | 3 | Mar 31, 2021 |
| F•••• V•••••• C•••••• I•• L••• | Venture Capital Fund | $6.6M | 2 | Jun 25, 2012 |
| F•••• V•••••• C•••••• X••• L••• | Venture Capital Fund | $6.1M | 2 | Mar 29, 2019 |
| F•••• V•••••• C•••••• X•••• L••• | Venture Capital Fund | $5.7M | 2 | Mar 29, 2019 |
| P•••••• T••• V••••••• C•••••• I••• L••• | Venture Capital Fund | $3.6M | 2 | Apr 1, 2020 |
| F•••• V•••••• C••••••• L••• | Venture Capital Fund | $3.2M | 2 | Jun 25, 2012 |
| F•••• V•••••• C•••••• V••• L•no longer reported | Venture Capital Fund | $2.4M | 3 | Mar 16, 2015 |
| F•••• V•••••• C•••••• V•••• L••• | Venture Capital Fund | $1.9M | 7 | Mar 14, 2016 |
Owners and control persons
Schedule A and B, latest filing
- U••••••• M• A•••• N• M••••• N••• · Chief Executive Officercontrolsince 05/2011 · owns less than 5%
- U••••••• M• A•••• N• M••••• N••• · Representative Directorcontrolsince 10/2021 · owns 75% or more of P•••••• T••• H•••••••• K•••
- U•••• E••• N• M••••• N••• · Chief Compliance Officersince 12/2023 · owns less than 5%
Entity owners
- P•••••• T••• H•••••••• K••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••• P•••••• T••• V•••••••• L••pooled vehicle sponsorn
- C• V••••••• M••••••••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• I•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• I••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• I•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• I•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• V• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• V•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• V•••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X•••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X••••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X•• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X•••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• X•••• L••pooled vehicle sponsorn
- F•••• V•••••• M••••••••• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• I• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• I•• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• I••• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• I•• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• I•• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• V• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• V•• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• V••• L••pooled vehicle sponsorn
- P•••••• T••• V••••••• M••••••••• V•••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 42 to 43Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 29 to 35Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 42 to 43Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $2.3B to $2.6BMar 28, 2025 to Mar 31, 2026
- Employees · 43 to 46Mar 28, 2025 to Mar 31, 2026
- Private funds · 42 to 43Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.3B to $2.6BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.3B to $2.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $2.3B to $2.6BMar 28, 2025 to Mar 31, 2026
- Accounts · 40 to 42May 3, 2024 to Mar 28, 2025
- Advisory employees · 28 to 29May 3, 2024 to Mar 28, 2025
- Pooled vehicle clients · 40 to 42May 3, 2024 to Mar 28, 2025
- Assets in custody · $2.2B to $2.3BMay 3, 2024 to Mar 28, 2025
- Employees · 40 to 43May 3, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 3, 2024 to Mar 28, 2025
- Private funds · 40 to 42May 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.2B to $2.3BMay 3, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.2B to $2.3BMay 3, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.3BMay 3, 2024 to Mar 28, 2025
- Private funds · 80 to 40Mar 29, 2024 to May 3, 2024
Signals
1 dated events
- P•••••• T••• V•••••••• I••• filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• T••• V•••••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pegasus-tech-venturesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pegasustechventures.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 408-645-5532reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026