DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• A•••••••
Legal name S•••••••• C•••••• S••
Latest filing Mar 31, 2026
First filing on the tape Sep 12, 2012 · 20 filings
SEC status approved since Oct 1, 2012
RAUM
$4.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$3.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.1M as of Mar 31, 2026
Feb 12, 2013$389,472 then
HNW client RAUM$337,098 as of Mar 31, 2026
Mar 28, 2018$602,899 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 12, 20130 then
Employees (5.A)1 as of Mar 31, 2026
Feb 12, 20132 then
Private funds: no history
RAUM +116% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $168,549derivedHNW RAUM over HNW clients
- Average account
- $124,759derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +116%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.0%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$3.0M74%
- Investment companies$741,29718%
- High-net-worth individuals$337,0988.2%
- Individual clients
- 30reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.82 fund_share=0.18 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• S•••••• R••• · Chief Operating Officer, Chief Compliance Officer, Chief Executive Officercontrolsince 02/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): no on the filing of 2025-03-31, yes on the filing of 2026-03-31peers: independent wealth managers, under $100M (707)
What changed
consecutive filings, newest first
- Individual clients · 31 to 30Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $0 to $4.1MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $176,372 to $337,098Mar 31, 2025 to Mar 31, 2026
- Individual RAUM · $1.7M to $3.0MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.9M to $0Mar 31, 2025 to Mar 31, 2026
- RAUM · $1.9M to $4.1MMar 31, 2025 to Mar 31, 2026
- Accounts · 25 to 33Mar 29, 2024 to Mar 31, 2025
- Individual clients · 23 to 31Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 26-50Mar 29, 2024 to Mar 31, 2025
- HQ state · unset to Mar 29, 2024 to Mar 31, 2025
- Organization form · Corporation to Limited Liability CompanyMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $502,456 to $176,372Mar 29, 2024 to Mar 31, 2025
- Individual RAUM · $1.4M to $1.7MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.9M to $1.9MMar 29, 2024 to Mar 31, 2025
- RAUM · $1.9M to $1.9MMar 29, 2024 to Mar 31, 2025
- Accounts · 26 to 25May 10, 2023 to Mar 29, 2024
- Individual clients · 24 to 23May 10, 2023 to Mar 29, 2024
- Financial planning clients · 26-50 to 11-25May 10, 2023 to Mar 29, 2024
- HNW RAUM · $373,538 to $502,456May 10, 2023 to Mar 29, 2024
- Individual RAUM · $1.1M to $1.4MMay 10, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $1.5M to $1.9MMay 10, 2023 to Mar 29, 2024
- RAUM · $1.5M to $1.9MMay 10, 2023 to Mar 29, 2024
- Accounts · 17 to 26Mar 30, 2022 to Mar 31, 2023
- Advisory activities · 1 to 3Mar 30, 2022 to Mar 31, 2023
- Individual clients · 15 to 24Mar 30, 2022 to Mar 31, 2023
- Financial planning clients · 11-25 to 26-50Mar 30, 2022 to Mar 31, 2023
- HNW RAUM · $786,881 to $373,538Mar 30, 2022 to Mar 31, 2023
- Individual RAUM · $1.1M to $1.1MMar 30, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.8M to $1.5MMar 30, 2022 to Mar 31, 2023
- RAUM · $1.8M to $1.5MMar 30, 2022 to Mar 31, 2023
- Accounts · 19 to 17Mar 31, 2021 to Mar 30, 2022
- Corporate clients · 1.0 to unsetMar 31, 2021 to Mar 30, 2022
- HNW clients · 3 to 2Mar 31, 2021 to Mar 30, 2022
- Financial planning clients · unset to 11-25Mar 31, 2021 to Mar 30, 2022
- Legal name · S•••••••• CAPITAL LTD to S•••••••• C•••••• S••Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.1M to $0Mar 31, 2021 to Mar 30, 2022
- HNW RAUM · $1.1M to $786,881Mar 31, 2021 to Mar 30, 2022
- Individual RAUM · $946,775 to $1.1MMar 31, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $0 to $1.8MMar 31, 2021 to Mar 30, 2022
- RAUM · $2.1M to $1.8MMar 31, 2021 to Mar 30, 2022
Signals
3 dated events
- Andrei Bogdan Georgescu (President) no longer on Schedule A of S•••••••• A••••••• (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- S•••••••• A••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 31, 2021 · Succession (Item 4) · fact
- S•••••••• A••••••• filed its initial SEC registration (Form ADV)Sep 12, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S••••••••CAPITAL.ROreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 0040744331681reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- s•••••••••.roreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026