DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• F••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 6, 2014 · 19 filings
SEC status approved since Aug 25, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
10
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 11, 2015$225M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 11, 20150 then
Employees (5.A)23 as of Mar 31, 2026
Mar 11, 201516 then
Private funds10 as of Mar 31, 2026
Mar 11, 20153 then
RAUM +0.4% over the last fiscal year-5.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $554MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $1.1B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• R••• E••••• P••••••• I•• L••• | Real Estate Fund | $69.4M | 11 | Mar 28, 2024 |
| A••• I• P••••••• S• F•••• L• | Real Estate Fund | $44.3M | 4 | Mar 28, 2024 |
| A•••••• 1••• I••••••••• L•• | Real Estate Fund | $34.2M | 26 | Mar 27, 2020 |
| A•••• R••• E••••• P••••••• I•• L• | Real Estate Fund | $30.9M | 99 | Aug 6, 2014 |
| A•••••• P••••••• S• F•••• L• | Real Estate Fund | $30.6M | 4 | Mar 27, 2020 |
| A•••• R••• E••••• P••••••• I•••• L•• | Real Estate Fund | $7.6M | 50 | Mar 24, 2016 |
| A•••• O••••••••• F••• I•• L• | Real Estate Fund | $6.6M | 99 | Aug 6, 2014 |
| A•••• R••• E••••• P••••••• I• L• | Real Estate Fund | $4.5M | 88 | Jun 15, 2012 |
| A•••• F••••••••• L•• | Real Estate Fund | $1.8M | 9 | Mar 31, 2023 |
| A•••• F•• W•••• L••• | Real Estate Fund | $410,171 | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••••• S•••• · Chief Compliance Officer / Chief Operating Officercontrolsince 04/2014 · owns less than 5%
- D••••••• A•••••• J••••• · Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- S••••••• C••••• A•••• · Chairman & Chief Executive Officercontrolsince 04/1995 · owns less than 5%
- N••••• A•••••• M••• · Trusteecontrolsince 07/2015 · owns F of A••••••• I••••••••• L•
- N••••• L•••••••• M•••••• · Trusteecontrolsince 07/2015 · owns F of A••••••• I••••••••• L•
- S••••••• C••••• A•••• · General Partner And 1% Ownercontrolsince 04/1995 · owns F of A••••••• Investments, LP
Entity owners
- A••••••• I••••••••• L• · Managing Member And 100% Owner Of Member Interestsdirect · owns 75% or more
- S•••••• F••••• T•••• · Limited Partner And 99% Ownerindirect · owns 75% or more of A••••••• Investments, LP
Related persons
Schedule D 7.A
- A••••••• I••••••••• L•pooled vehicle sponsory
- C•••• A• S••••••investment companypooled vehicle sponsory
- J••••• S•••••••investment companyn
- T•• A•••• G•••• I•••investment companyn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
- Santa Monica, CA1 employees
What changed
consecutive filings, newest first
- Advisory employees · 13 to 15May 21, 2025 to Mar 31, 2026
- Assets in custody · $1.1B to $1.1BMay 21, 2025 to Mar 31, 2026
- Employees · 20 to 23May 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $1.1BMay 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BMay 21, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.1BMay 21, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to May 21, 2025
- Accounts · 14 to 13Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 15 to 13Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 13Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $1.2B to $1.1BMar 28, 2024 to Mar 31, 2025
- Employees · 22 to 20Mar 28, 2024 to Mar 31, 2025
- Private funds · 11 to 10Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.1BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.1BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.1BMar 28, 2024 to Mar 31, 2025
- Accounts · 11 to 14Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 14 to 15Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 14Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.3B to $1.2BMar 31, 2023 to Mar 28, 2024
- Employees · 21 to 22Mar 31, 2023 to Mar 28, 2024
- Private funds · 8 to 11Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 28, 2024
- Accounts · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 12 to 14Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 0 to 2Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.2B to $1.3BMar 31, 2022 to Mar 31, 2023
- Employees · 19 to 21Mar 31, 2022 to Mar 31, 2023
- Insurance-licensed employees · 0 to 2Mar 31, 2022 to Mar 31, 2023
- State-registered IARs · 0 to 2Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 2Mar 31, 2022 to Mar 31, 2023
- Private funds · 6 to 8Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 15 to 12Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $867M to $1.2BMar 30, 2021 to Mar 31, 2022
Signals
4 dated events
- A•••• F••• M••••••••• L•• reported RAUM $1.2B, up 40% from $867.1M (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- J••••• A••••• D•••••• (Chief Financial Officer) appeared on Schedule A of A•••• F••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- A•••• F••• M••••••••• L•• reported RAUM $867.1M, up 125% from $385.7M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- A•••• F••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 6, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• F••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••• F••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- radv.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-735-1313reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•••• F••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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