DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Donalies Financial Planning, LLC
Latest filing Mar 25, 2026
First filing on the tape Nov 20, 2024 · 6 filings
SEC status approved since Jan 2, 2025
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$205M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$51.1M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$205M as of Mar 25, 2026
Jan 3, 2025$100M then
HNW client RAUM$174M as of Mar 25, 2026
Jan 3, 2025$86.5M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Jan 3, 20251 then
Employees (5.A)5 as of Mar 25, 2026
Jan 3, 20251 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $51.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $444,670derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$174M85%
- Individuals$30.1M15%
- Individual clients
- 20reported
- HNW clients
- 115reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 460reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Edward DonaliesCertified Financial Planner | Washington, Dc | Dec 13, 2023 | 16 y | 2 |
| Courtney Hunter CalottaCertified Financial Planner | Chester, Vt | Jan 5, 2025 | 12 y | 1 |
| Irina GabidullinaCertified Financial Planner | Potomac, Md | Feb 6, 2025 | 18 y | 1 |
| Catherine Anne Kirchner | Washington, Dc | Apr 8, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Irina Gabidullina from Gallant Financial Planning, LLCFeb 6, 2025 · Other
- Courtney Hunter Calotta from Gallant Financial Planning, LLCJan 5, 2025 · Other
- Charles Edward Donalies from Tricapital Advisors IncDec 13, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Charles Donalies · President/Chief Compliance Officercontrolsince 04/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington, Dc | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 482 to 460Jun 4, 2025 to Mar 25, 2026
- Advisory employees · 3 to 4Jun 4, 2025 to Mar 25, 2026
- HNW clients · 68 to 115Jun 4, 2025 to Mar 25, 2026
- Individual clients · 72 to 20Jun 4, 2025 to Mar 25, 2026
- Assets in custody · 0.0 to unsetJun 4, 2025 to Mar 25, 2026
- Financial planning clients · 51-100 to 101-250Jun 4, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 4Jun 4, 2025 to Mar 25, 2026
- Discretionary RAUM · $180M to $205MJun 4, 2025 to Mar 25, 2026
- HNW RAUM · $160M to $174MJun 4, 2025 to Mar 25, 2026
- Individual RAUM · $19.8M to $30.1MJun 4, 2025 to Mar 25, 2026
- RAUM · $180M to $205MJun 4, 2025 to Mar 25, 2026
- Financial planning clients · 51-100 to 51-100Apr 7, 2025 to Jun 4, 2025
- Accounts · 302 to 482Feb 5, 2025 to Apr 7, 2025
- Advisory employees · 1 to 3Feb 5, 2025 to Apr 7, 2025
- HNW clients · 42 to 68Feb 5, 2025 to Apr 7, 2025
- Individual clients · 37 to 72Feb 5, 2025 to Apr 7, 2025
- Employees · 1 to 5Feb 5, 2025 to Apr 7, 2025
- Financial planning clients · 26-50 to 51-100Feb 5, 2025 to Apr 7, 2025
- State-registered IARs · 1 to 3Feb 5, 2025 to Apr 7, 2025
- Other offices · 2 to 4Feb 5, 2025 to Apr 7, 2025
- Discretionary RAUM · $100M to $180MFeb 5, 2025 to Apr 7, 2025
- HNW RAUM · $86.5M to $160MFeb 5, 2025 to Apr 7, 2025
- Individual RAUM · $13.6M to $19.8MFeb 5, 2025 to Apr 7, 2025
- RAUM · $100M to $180MFeb 5, 2025 to Apr 7, 2025
- HQ city · WASHINGTON to Jan 3, 2025 to Feb 5, 2025
- HQ state · DC to Jan 3, 2025 to Feb 5, 2025
- Other offices · 1 to 2Nov 20, 2024 to Jan 3, 2025
Signals
1 dated events
- Donalies Financial Planning, Llc filed its initial SEC registration (Form ADV)Nov 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 240-888-2573reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- DONALIESFP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 240-888-2573reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026