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N••••••• V•••••••• C••••••••• I••
Former SEC-registered adviserFormer SEC adviser· Centennial, Colorado
Former SEC-registered adviser, based in Centennial, Colorado.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Last reported RAUM
- Not applicable
- Advisors
- Not applicable
- Net advisor flow, 12 months
- Not applicable
- RAUM change, last fiscal year
- Not applicable
- Private clients
- Not established
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record
We hold 16 Form ADV filings for this adviser, the latest 19 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.
Every filed figure, and the identifiersCRD 164739 · SEC 801-76989 · 16 filingsShowHide
CRD 164739SEC 801-76989Legal name N••••••• V•••••••• C••••••••• I•••First filing on the tape Jul 30, 2012, latest Feb 3, 2025SEC status approved since Aug 6, 2012IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM: $0
HNW client RAUM$0 as of Feb 3, 2025
Feb 5, 2018$0 then
State-registered IARs (5.B.3)0 as of Feb 3, 2025
Jul 11, 20130 then
Employees (5.A)6 as of Feb 3, 2025
Jul 11, 20138 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 3, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• L••••• W•••• · President/Chief Compliance Officercontrolsince 01/2012 · owns 75% or more
Related persons
Schedule D 7.A
- N••••••• V•••••••• C••••••••• I•••LP sponsorn
Offices
Schedule D 1.F, the 25 largest
- Rutherford, NJ1 employees
What changed
consecutive filings, newest first
- Accounts · unset to 0.0Apr 1, 2024 to Feb 3, 2025
- Discretionary RAUM · unset to 0.0Apr 1, 2024 to Feb 3, 2025
- Non-discretionary RAUM · unset to 0.0Apr 1, 2024 to Feb 3, 2025
- RAUM · unset to 0.0Apr 1, 2024 to Feb 3, 2025
- Legal name · NVC-I, INC to N••••••• V•••••••• C••••••••• I•••Aug 29, 2019 to Mar 4, 2020
- Advisory employees · 7 to 5Feb 15, 2017 to Feb 5, 2018
- Charity clients · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Corporate clients · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- HNW clients · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Individual clients · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Pension plan clients · unset to 1.0Feb 15, 2017 to Feb 5, 2018
- Pooled vehicle clients · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Employees · 8 to 6Feb 15, 2017 to Feb 5, 2018
- Other offices · unset to 1.0Feb 15, 2017 to Feb 5, 2018
- HNW RAUM · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Individual RAUM · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Pension RAUM · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Pooled vehicle RAUM · unset to 0.0Feb 15, 2017 to Feb 5, 2018
- Advisory employees · 6 to 7Mar 17, 2015 to Mar 4, 2016
- Advisory employees · unset to 6.0Aug 3, 2012 to Jul 11, 2013
- BD registered reps · unset to 0.0Aug 3, 2012 to Jul 11, 2013
- Employees · unset to 8.0Aug 3, 2012 to Jul 11, 2013
- State-registered IARs · unset to 0.0Aug 3, 2012 to Jul 11, 2013
Signals
2 dated events
- ••• LockedJul 1, 2025 · Left the SEC roster · derived
- ••• LockedJul 30, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026