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N••••••• V•••••••• C••••••••• I••

Former SEC-registered adviserFormer SEC adviser· Centennial, Colorado

Former SEC-registered adviser, based in Centennial, Colorado.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
Not applicable
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
Not established
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 16 Form ADV filings for this adviser, the latest 19 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 164739 · SEC 801-76989 · 16 filingsShow
CRD 164739SEC 801-76989Legal name N••••••• V•••••••• C••••••••• I•••First filing on the tape Jul 30, 2012, latest Feb 3, 2025SEC status approved since Aug 6, 2012IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM: $0
HNW client RAUM$0 as of Feb 3, 2025
Feb 5, 2018$0 then
State-registered IARs (5.B.3)0 as of Feb 3, 2025
Jul 11, 20130 then
Employees (5.A)6 as of Feb 3, 2025
Jul 11, 20138 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 3, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
1reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••• L••••• W•••• · President/Chief Compliance Officercontrol
        since 01/2012 · owns 75% or more
      Related persons
      Schedule D 7.A
      • N••••••• V•••••••• C••••••••• I•••
        LP sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Rutherford, NJ1 employees
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Apr 1, 2024 to Feb 3, 2025
      • Discretionary RAUM · unset to 0.0
        Apr 1, 2024 to Feb 3, 2025
      • Non-discretionary RAUM · unset to 0.0
        Apr 1, 2024 to Feb 3, 2025
      • RAUM · unset to 0.0
        Apr 1, 2024 to Feb 3, 2025
      • Legal name · NVC-I, INC to N••••••• V•••••••• C••••••••• I•••
        Aug 29, 2019 to Mar 4, 2020
      • Advisory employees · 7 to 5
        Feb 15, 2017 to Feb 5, 2018
      • Charity clients · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Corporate clients · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • HNW clients · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Individual clients · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Pension plan clients · unset to 1.0
        Feb 15, 2017 to Feb 5, 2018
      • Pooled vehicle clients · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Employees · 8 to 6
        Feb 15, 2017 to Feb 5, 2018
      • Other offices · unset to 1.0
        Feb 15, 2017 to Feb 5, 2018
      • HNW RAUM · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Individual RAUM · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Pension RAUM · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Feb 15, 2017 to Feb 5, 2018
      • Advisory employees · 6 to 7
        Mar 17, 2015 to Mar 4, 2016
      • Advisory employees · unset to 6.0
        Aug 3, 2012 to Jul 11, 2013
      • BD registered reps · unset to 0.0
        Aug 3, 2012 to Jul 11, 2013
      • Employees · unset to 8.0
        Aug 3, 2012 to Jul 11, 2013
      • State-registered IARs · unset to 0.0
        Aug 3, 2012 to Jul 11, 2013
      Signals
      2 dated events
      • ••• Locked
        Jul 1, 2025 · Left the SEC roster · derived
      • ••• Locked
        Jul 30, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026