DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
7•• C••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Jan 16, 2014 · 20 filings
SEC status approved since Jan 23, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
32
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.1B as of Jul 24, 2026
Mar 12, 2015$126M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Mar 12, 20150 then
Employees (5.A)13 as of Jul 24, 2026
Mar 12, 20156 then
Private funds32 as of Jul 24, 2026
Mar 12, 201511 then
RAUM +4.9% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 7•• N••••••• L••• | Private Equity Fund | $154M | 1 | Mar 12, 2015 |
| 7•• S••••••••• V• P••••••• F•••• L••• | Private Equity Fund | $125M | 28 | Feb 15, 2018 |
| 7•• S••••••••• V••• P••••••• F•••• L••• | Private Equity Fund | $112M | 114 | Feb 27, 2023 |
| 7•• S••••••••• V•• P••••••• F•••• L••• | Private Equity Fund | $88.8M | 38 | Mar 15, 2021 |
| 7•• S••••••••• V• P••••••• F•••• L••• | Private Equity Fund | $74.4M | 18 | Mar 15, 2016 |
| 7•• S••••••••• I• P••••••• F•••• L• | Private Equity Fund | $47.6M | 13 | Jan 16, 2014 |
| 7•• S••••••••• V•••• L••• | Private Equity Fund | $47.4M | 88 | Feb 27, 2023 |
| 7•• H••••• V• P••••••• F•••• L••• | Private Equity Fund | $46.8M | 25 | Feb 27, 2023 |
| 7•• H••••• I• P••••••• F•••• L••• | Private Equity Fund | $43.5M | 13 | Mar 25, 2020 |
| 7•• S••••••••• V•• L••• | Private Equity Fund | $33.2M | 48 | Feb 15, 2018 |
| 7•• S••••••••• V••• L••• | Private Equity Fund | $28.8M | 43 | Mar 15, 2021 |
| 7•• H••••• I•• P•••••••• L••• | Private Equity Fund | $28.3M | 8 | Jan 23, 2017 |
| 7•• S•••• C••••••• L••• | Private Equity Fund | $25.0M | 1 | Mar 8, 2024 |
| 7•• W•••••••• L••• | Private Equity Fund | $24.9M | 3 | Feb 27, 2023 |
| 7•• S••••••••• I•• L• | Private Equity Fund | $16.7M | 37 | Jan 16, 2014 |
| 7•• H••••• V• L••• | Private Equity Fund | $16.1M | 39 | Feb 27, 2023 |
| 7•• S••••••••• V• L••• | Private Equity Fund | $14.5M | 23 | Mar 15, 2016 |
| 7•• H••••• I•• L••• | Private Equity Fund | $14.4M | 34 | Mar 25, 2020 |
| 7•• S••••••••• I••• L••• | Private Equity Fund | $10.7M | 5 | Jun 29, 2012 |
| 7•• H••••• I••• L••• | Private Equity Fund | $8.3M | 22 | Jan 23, 2017 |
| 7•• S•••• F• I••••••••• L•• | Private Equity Fund | $8.1M | 2 | Mar 22, 2013 |
| 7•• S••••••••• I•• P••••••• F•••• L••• | Private Equity Fund | $6.3M | 28 | Mar 22, 2013 |
| 7•• S•••• F• I••••••••• L••no longer reported | Private Equity Fund | $5.0M | 2 | Jun 29, 2012 |
| 7•• H••••• I• P••••••• F•••• L• | Private Equity Fund | $5.0M | 6 | Mar 26, 2015 |
| 7•• S••••••••• I•• L•••no longer reported | Private Equity Fund | $3.4M | 66 | Jun 29, 2012 |
| 7•• D•••••• L•••no longer reported | Private Equity Fund | $3.2M | 2 | Mar 22, 2013 |
| 7•• H•••••• L••• | Private Equity Fund | $2.0M | 4 | Jun 29, 2012 |
| 7•• H••••• I•• L• | Private Equity Fund | $1.1M | 19 | Mar 26, 2015 |
| 7•• H••••• P•••••••• L••• | Private Equity Fund | $662,150 | 11 | Mar 22, 2013 |
| 7•• S••••••••• L•• | Private Equity Fund | $465,494 | 30 | Jun 29, 2012 |
| 7•• G•• L•• | Private Equity Fund | $0 | 3 | Mar 15, 2016 |
Owners and control persons
Schedule A and B, latest filing
- D•• K•••••••• M•••• J•••••• M••••••• · Managing Membercontrolsince 06/2001 · owns 25% to 50%
- S•••••• J•••••• C•••••••• · Managing Membercontrolsince 12/2013 · owns 10% to 25%
- V•• T••••• G•••••••• F•••• J•• · Managing Membercontrolsince 06/2001 · owns 25% to 50%
- S••••••• A•••••• A••• · Shareholdercontrolsince 05/2008 · owns 25% to 50% of M••••••••• P••••••• H•••••• A••• Z••
- S••••••• G••••••• S•••••• · Shareholdercontrolsince 05/2008 · owns 25% to 50% of M••••••••• P••••••• H•••••• A••• Z••
- G•••••••• F•••• · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- B•••••••• H•••••• S••• · Shareholderindirect · owns 50% to 75% of S••••• I••••••••• I•••
- M••••••••• P••••••• H•••••• A••• Z•• · Shareholderindirect · owns 50% to 75% of S••••• I••••••••• I•••
- S•••••••• P••••••••• F•••• L• C•••••• · Shareholderindirect · owns 25% to 50% of B•••••••• H•••••• S•••
- S••••• I••••••••• I••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 31 to 32Mar 13, 2025 to Feb 13, 2026
- Pooled vehicle clients · 31 to 32Mar 13, 2025 to Feb 13, 2026
- Private funds · 31 to 32Mar 13, 2025 to Feb 13, 2026
- Discretionary RAUM · $1.1B to $1.1BMar 13, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $0 to $9.0MMar 13, 2025 to Feb 13, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BMar 13, 2025 to Feb 13, 2026
- RAUM · $1.1B to $1.1BMar 13, 2025 to Feb 13, 2026
- Accounts · 26 to 31Mar 8, 2024 to Mar 13, 2025
- Advisory employees · 6 to 7Mar 8, 2024 to Mar 13, 2025
- Pooled vehicle clients · 26 to 31Mar 8, 2024 to Mar 13, 2025
- Employees · 11 to 13Mar 8, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 13, 2025
- Private funds · 26 to 31Mar 8, 2024 to Mar 13, 2025
- Discretionary RAUM · $983M to $1.1BMar 8, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $983M to $1.1BMar 8, 2024 to Mar 13, 2025
- RAUM · $983M to $1.1BMar 8, 2024 to Mar 13, 2025
- Accounts · 27 to 26Jan 18, 2024 to Mar 8, 2024
- Pooled vehicle clients · 27 to 26Jan 18, 2024 to Mar 8, 2024
- Private funds · 27 to 26Jan 18, 2024 to Mar 8, 2024
- Discretionary RAUM · $837M to $983MJan 18, 2024 to Mar 8, 2024
- Pooled vehicle RAUM · $837M to $983MJan 18, 2024 to Mar 8, 2024
- RAUM · $837M to $983MJan 18, 2024 to Mar 8, 2024
- Accounts · 22 to 27Sep 15, 2022 to Feb 27, 2023
- Pooled vehicle clients · 22 to 27Sep 15, 2022 to Feb 27, 2023
- Employees · 9 to 11Sep 15, 2022 to Feb 27, 2023
- Private funds · 22 to 27Sep 15, 2022 to Feb 27, 2023
- Discretionary RAUM · $700M to $837MSep 15, 2022 to Feb 27, 2023
- Pooled vehicle RAUM · $700M to $837MSep 15, 2022 to Feb 27, 2023
- RAUM · $700M to $837MSep 15, 2022 to Feb 27, 2023
- Assets in custody · 6310215.0 to unsetMar 15, 2021 to Feb 18, 2022
- Custody of client assets · true to falseMar 15, 2021 to Feb 18, 2022
- Employees · 8 to 9Mar 15, 2021 to Feb 18, 2022
- Discretionary RAUM · $568M to $700MMar 15, 2021 to Feb 18, 2022
- Pooled vehicle RAUM · $568M to $700MMar 15, 2021 to Feb 18, 2022
- RAUM · $568M to $700MMar 15, 2021 to Feb 18, 2022
- Accounts · 20 to 22Mar 25, 2020 to Mar 15, 2021
- Advisory employees · 4 to 6Mar 25, 2020 to Mar 15, 2021
- Pooled vehicle clients · 20 to 22Mar 25, 2020 to Mar 15, 2021
- Assets in custody · $6.4M to $6.3MMar 25, 2020 to Mar 15, 2021
- Employees · 7 to 8Mar 25, 2020 to Mar 15, 2021
Signals
2 dated events
- 7•• C••••••• L•• reported RAUM $485.7M, up 43% from $339.1M (2018-02-15 to 2019-02-22)Feb 22, 2019 · RAUM change · derived
- 7•• C••••••• L•• filed its initial SEC registration (Form ADV)Jan 16, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 7•• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- 7•• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- 747CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-747-7474reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026