DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••• I••••• L••••••
Latest filing Mar 31, 2026
First filing on the tape Aug 27, 2012 · 27 filings
SEC status approved since Sep 6, 2012
RAUM
$56.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$56.2M as of Mar 31, 2026
Apr 1, 2013$145M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)15 as of Mar 31, 2026
Apr 1, 201325 then
Private funds2 as of Mar 28, 2025
Mar 29, 20141 then
RAUM +3.0% over the last fiscal year+5.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$56.2M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• R••• G••••• F••••••• F•••• L••no longer reported | Hedge Fund | $26.6M | 1 | Mar 29, 2014 |
| Q•••• T•••• F•••••• M••••• F••• L•••••• | Other Private Fund | $10.0M | 0 | Mar 29, 2024 |
| Q•••• T•••• F•••••• F••••• F••• L•••••• | Other Private Fund | $10.0M | 0 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• Z••• E• A••••• · Chief Executive Officer & Group Ciocontrolsince 05/2008 · owns less than 5%
- N••••••• M•••• · Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
- B••••••• Z••• E• A••••• · Shareholdercontrolsince 01/2013 · owns 25% to 50% of S••• I••••••••• M••••••••• L••
Entity owners
- S••• I••••••••• M••••••••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••• C•••••• M••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): yes on the filing of 2025-03-28, no on the filing of 2026-03-31peers: asset managers, under $100M (329)
What changed
consecutive filings, newest first
- Private funds · 2 to unsetMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $54.6M to $56.2MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $54.6M to $56.2MMar 28, 2025 to Mar 31, 2026
- RAUM · $54.6M to $56.2MMar 28, 2025 to Mar 31, 2026
- Advisory employees · 12 to 10Mar 29, 2024 to Mar 28, 2025
- Accounts · 4 to 7Mar 29, 2024 to Mar 28, 2025
- Advisory activities · 2 to 1Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 7Mar 29, 2024 to Mar 28, 2025
- Employees · 16 to 15Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- HQ state · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $50.3M to $54.6MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $35.9M to $54.6MMar 29, 2024 to Mar 28, 2025
- RAUM · $50.3M to $54.6MMar 29, 2024 to Mar 28, 2025
- Related adviser · true to falseMar 29, 2024 to Mar 28, 2025
- Advisory employees · 10 to 12Jun 30, 2023 to Mar 29, 2024
- Employees · 15 to 16Jun 30, 2023 to Mar 29, 2024
- Private funds · unset to 2Jun 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $45.5M to $50.3MJun 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $31.3M to $35.9MJun 30, 2023 to Mar 29, 2024
- RAUM · $45.5M to $50.3MJun 30, 2023 to Mar 29, 2024
- Accounts · 6 to 4Apr 7, 2023 to Jun 30, 2023
- Pooled vehicle clients · 5 to 3Apr 7, 2023 to Jun 30, 2023
- Non-discretionary RAUM · $22.0M to $0Apr 7, 2023 to Jun 30, 2023
- Pooled vehicle RAUM · $53.3M to $31.3MApr 7, 2023 to Jun 30, 2023
- RAUM · $67.5M to $45.5MApr 7, 2023 to Jun 30, 2023
- Accounts · 4 to 6Feb 7, 2023 to Apr 7, 2023
- Advisory employees · 15 to 10Feb 7, 2023 to Apr 7, 2023
- BD registered reps · 1 to 0Feb 7, 2023 to Apr 7, 2023
- Pooled vehicle clients · 3 to 5Feb 7, 2023 to Apr 7, 2023
- Employees · 17 to 15Feb 7, 2023 to Apr 7, 2023
- Discretionary RAUM · $45.7M to $45.5MFeb 7, 2023 to Apr 7, 2023
- Non-discretionary RAUM · $1.7M to $22.0MFeb 7, 2023 to Apr 7, 2023
- Pooled vehicle RAUM · $33.1M to $53.3MFeb 7, 2023 to Apr 7, 2023
- RAUM · $47.3M to $67.5MFeb 7, 2023 to Apr 7, 2023
- Accounts · 3 to 4May 6, 2022 to Feb 7, 2023
- Advisory employees · 6 to 15May 6, 2022 to Feb 7, 2023
- Pooled vehicle clients · 2 to 3May 6, 2022 to Feb 7, 2023
- Employees · 13 to 17May 6, 2022 to Feb 7, 2023
- Discretionary RAUM · $50.9M to $45.7MMay 6, 2022 to Feb 7, 2023
Signals
5 dated events
- Nada Hamdoun (Chief Operating Officer & Chief Compliance Officer) no longer on Schedule A of S••• I••••• L•••••• (listed 2022-05-06, absent 2023-02-07)Feb 7, 2023 · Control person left · inference
- Marco Novello (Chief Compliance Officer) appeared on Schedule A of S••• I••••• L••••••Feb 7, 2023 · Control person joined · fact
- Nada Hamdoun (Chief Operating Officer & Chief Compliance Officer) appeared on Schedule A of S••• I••••• L••••••Apr 3, 2020 · Control person joined · fact
- Abdeltif Stitou (Chief Operating Officer & Chief Compliance Officer) no longer on Schedule A of S••• I••••• L•••••• (listed 2020-04-01, absent 2020-04-03)Apr 3, 2020 · Control person left · inference
- S••• I••••• L•••••• filed its initial SEC registration (Form ADV)Aug 27, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S•••I•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 00 44 208 088 1040reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026