DFX Intelligence
RIA Intelligence
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SEC-registered adviser
V•••••• P•••••• W••••• M••••••••• L•••
Latest filing Mar 16, 2026
First filing on the tape Jul 13, 2012 · 18 filings
SEC status approved since Aug 30, 2012
RAUM
$682M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$672M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$682M as of Mar 16, 2026
Feb 25, 2013$0 then
HNW client RAUM$657M as of Mar 16, 2026
Feb 16, 2018$337M then
State-registered IARs (5.B.3)0 as of Mar 16, 2026
Feb 25, 20130 then
Employees (5.A)4 as of Mar 16, 2026
Feb 25, 20133 then
Private funds: no history
RAUM +26% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.5MderivedHNW RAUM over HNW clients
- Average account
- $6.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.2%derived
- Compensation
- percentage of assets, fixed fees, performance-based, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$657M96%
- Individuals$14.9M2.2%
- Insurance companies$8.3M1.2%
- Charitable organizations$1.6M0.2%
- Individual clients
- 28reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 102reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performance, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• B••• · Owner, Directorcontrolsince 06/2012 · owns 50% to 75%
- G•••••• J••••• R••••• · Member Of The Boardcontrolsince 06/2012 · owns less than 5%
- G•••• R••••• · Directorcontrolsince 06/2012 · owns less than 5%
- L••••• A••••••• T••••• · Member Of The Boardcontrolsince 03/2021 · owns less than 5%
- S•••••• A••••• C•••••••• · Owner, Chief Compliance Officercontrolsince 06/2012 · owns 50% to 75%
- G••••• P••••••• G•• · Directorsince 05/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 100 to 102Mar 11, 2025 to Mar 16, 2026
- Advisory employees · 4 to 3Mar 11, 2025 to Mar 16, 2026
- HNW clients · 56 to 57Mar 11, 2025 to Mar 16, 2026
- Employees · 5 to 4Mar 11, 2025 to Mar 16, 2026
- Discretionary RAUM · $497M to $626MMar 11, 2025 to Mar 16, 2026
- HNW RAUM · $521M to $657MMar 11, 2025 to Mar 16, 2026
- Individual RAUM · $12.1M to $14.9MMar 11, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $43.8M to $55.6MMar 11, 2025 to Mar 16, 2026
- RAUM · $541M to $682MMar 11, 2025 to Mar 16, 2026
- Accounts · 99 to 100Mar 1, 2024 to Mar 11, 2025
- HNW clients · 54 to 56Mar 1, 2024 to Mar 11, 2025
- Financial planning clients · unset to Mar 1, 2024 to Mar 11, 2025
- HQ state · unset to Mar 1, 2024 to Mar 11, 2025
- Discretionary RAUM · $495M to $497MMar 1, 2024 to Mar 11, 2025
- HNW RAUM · $514M to $521MMar 1, 2024 to Mar 11, 2025
- Individual RAUM · $14.1M to $12.1MMar 1, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $34.6M to $43.8MMar 1, 2024 to Mar 11, 2025
- RAUM · $529M to $541MMar 1, 2024 to Mar 11, 2025
- Accounts · 93 to 99Mar 3, 2023 to Mar 1, 2024
- HNW clients · 47 to 54Mar 3, 2023 to Mar 1, 2024
- Individual clients · 33 to 28Mar 3, 2023 to Mar 1, 2024
- Discretionary RAUM · $409M to $495MMar 3, 2023 to Mar 1, 2024
- HNW RAUM · $421M to $514MMar 3, 2023 to Mar 1, 2024
- Individual RAUM · $15.8M to $14.1MMar 3, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $28.4M to $34.6MMar 3, 2023 to Mar 1, 2024
- RAUM · $437M to $529MMar 3, 2023 to Mar 1, 2024
- Accounts · 82 to 93Oct 26, 2022 to Mar 3, 2023
- HNW clients · 51 to 47Oct 26, 2022 to Mar 3, 2023
- Individual clients · 30 to 33Oct 26, 2022 to Mar 3, 2023
- Discretionary RAUM · $402M to $409MOct 26, 2022 to Mar 3, 2023
- HNW RAUM · $424M to $421MOct 26, 2022 to Mar 3, 2023
- Individual RAUM · $12.9M to $15.8MOct 26, 2022 to Mar 3, 2023
- Non-discretionary RAUM · $36.1M to $28.4MOct 26, 2022 to Mar 3, 2023
- RAUM · $438M to $437MOct 26, 2022 to Mar 3, 2023
- Accounts · 92 to 82Feb 25, 2021 to Mar 8, 2022
- HNW clients · 48 to 51Feb 25, 2021 to Mar 8, 2022
- Individual clients · 38 to 30Feb 25, 2021 to Mar 8, 2022
- Discretionary RAUM · $364M to $402MFeb 25, 2021 to Mar 8, 2022
- HNW RAUM · $379M to $424MFeb 25, 2021 to Mar 8, 2022
- Individual RAUM · $16.7M to $12.9MFeb 25, 2021 to Mar 8, 2022
Signals
5 dated events
- V•••••• P•••••• W••••• M••••••••• L••• reported RAUM $682.0M, up 26% from $541.1M (2025-03-11 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- T••••• A•••••• L•••• (Member Of The Board) appeared on Schedule A of V•••••• P•••••• W••••• M••••••••• L•••Mar 8, 2022 · Control person joined · fact
- Ulrich Kurt Blickenstorfer (President Of The Board) no longer on Schedule A of V•••••• P•••••• W••••• M••••••••• L••• (listed 2021-02-25, absent 2022-03-08)Mar 8, 2022 · Control person left · inference
- V•••••• P•••••• W••••• M••••••••• L••• reported RAUM $352.0M, up 127% from $155.0M (2017-03-03 to 2018-02-16)Feb 16, 2018 · RAUM change · derived
- V•••••• P•••••• W••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jul 13, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••@v••••••.chreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- a•••••••••@v••••••.chreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- b•••••••••@v••••••.chreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- r•••••••••@v••••••.chreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- m•••••••••@v••••••.chreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- p•••••••••@v••••••.chreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- V••••••.CHreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 0041 41 748 22 90reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026