DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Glacier Peak Capital LLC

Former SEC-registered adviserBellevue, WashingtonCRD 164797SEC 801-77004IAPD
Latest filing Apr 25, 2019
First filing on the tape Jul 31, 2012 · 11 filings
RAUM
$115M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$104M gross assets
History
11 filings and snapshots on the tape
RAUM$115M as of Mar 28, 2019
Mar 27, 2013$147M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2019
Mar 27, 20130 then
Employees (5.A)4 as of Mar 28, 2019
Mar 27, 20135 then
Private funds1 as of Mar 28, 2019
Mar 27, 20132 then
RAUM -34% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 25, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$104M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$104M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
36reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$104M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Glacier Peak Global Value Fundno longer reportedHedge Fund$98.8M58Jul 31, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Robert Michael Boroughs · Elected Managercontrol
        since 04/2019 · owns less than 5%
      • Easa Paul Misleh · Elected Managercontrol
        since 04/2019 · owns less than 5%
      • Dickenson James Rudolf · Elected Managercontrol
        since 04/2019 · owns less than 5%
      • Robert Michael Boroughs · Managing Membercontrol
        since 04/2019 · owns F of Fortis Holdings LLC
      • Easa Paul Misleh · Managing Membercontrol
        since 04/2019 · owns F of Fortis Holdings LLC
      • Dickenson James Rudolf · Managing Membercontrol
        since 04/2019 · owns F of Fortis Holdings LLC
      Entity owners
      • Fortis Holdings LLC · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Fortis Accounting Solutions LLC
        insurancen
      • Fortis Capital Management LLC
        investment adviserreal estatenRAUM $1.2B
      • Fortis Insurance Services LLC
        real estaten
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 9 to 36
        Mar 30, 2018 to Mar 28, 2019
      • Advisory employees · 5 to 4
        Mar 30, 2018 to Mar 28, 2019
      • Assets in custody · $176M to $104M
        Mar 30, 2018 to Mar 28, 2019
      • Employees · 5 to 4
        Mar 30, 2018 to Mar 28, 2019
      • Insurance-licensed employees · 2 to 4
        Mar 30, 2018 to Mar 28, 2019
      • Discretionary RAUM · $174M to $106M
        Mar 30, 2018 to Mar 28, 2019
      • Non-discretionary RAUM · $0 to $9.0M
        Mar 30, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $162M to $104M
        Mar 30, 2018 to Mar 28, 2019
      • RAUM · $174M to $115M
        Mar 30, 2018 to Mar 28, 2019
      • Accounts · 1 to 9
        Mar 31, 2017 to Mar 30, 2018
      • Advisory employees · 3 to 5
        Mar 31, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2017 to Mar 30, 2018
      • Assets in custody · $202M to $176M
        Mar 31, 2017 to Mar 30, 2018
      • Employees · 3 to 5
        Mar 31, 2017 to Mar 30, 2018
      • Insurance-licensed employees · 0 to 2
        Mar 31, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Discretionary RAUM · $202M to $174M
        Mar 31, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 161980631.0
        Mar 31, 2017 to Mar 30, 2018
      • RAUM · $202M to $174M
        Mar 31, 2017 to Mar 30, 2018
      • Related adviser · false to true
        Mar 31, 2017 to Mar 30, 2018
      • Related insurance company · false to true
        Mar 31, 2017 to Mar 30, 2018
      • Assets in custody · $184M to $202M
        Nov 9, 2016 to Mar 31, 2017
      • Employees · 4 to 3
        Nov 9, 2016 to Mar 31, 2017
      • Discretionary RAUM · $184M to $202M
        Nov 9, 2016 to Mar 31, 2017
      • RAUM · $184M to $202M
        Nov 9, 2016 to Mar 31, 2017
      • Accounts · 2 to 1
        Mar 3, 2016 to Nov 9, 2016
      • Advisory employees · 4 to 3
        Mar 3, 2016 to Nov 9, 2016
      • Employees · 5 to 4
        Mar 3, 2016 to Nov 9, 2016
      • Private funds · 2 to 1
        Mar 3, 2016 to Nov 9, 2016
      • Advisory employees · 3 to 4
        Mar 19, 2015 to Mar 3, 2016
      • Assets in custody · $204M to $184M
        Mar 19, 2015 to Mar 3, 2016
      • Employees · 4 to 5
        Mar 19, 2015 to Mar 3, 2016
      • Financial planning clients · unset to 0
        Mar 19, 2015 to Mar 3, 2016
      • Discretionary RAUM · $204M to $184M
        Mar 19, 2015 to Mar 3, 2016
      • RAUM · $204M to $184M
        Mar 19, 2015 to Mar 3, 2016
      • Advisory employees · 2 to 3
        Jan 9, 2015 to Mar 19, 2015
      • Assets in custody · $190M to $204M
        Jan 9, 2015 to Mar 19, 2015
      • Employees · 2 to 4
        Jan 9, 2015 to Mar 19, 2015
      • Discretionary RAUM · $203M to $204M
        Jan 9, 2015 to Mar 19, 2015
      • RAUM · $203M to $204M
        Jan 9, 2015 to Mar 19, 2015
      Signals
      1 dated events
      • Glacier Peak Capital Llc filed its initial SEC registration (Form ADV)
        Jul 31, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026