DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sf Advisors

Former SEC-registered adviserGladstone, New JerseyCRD 164838SEC 801-76908IAPD
Legal name Stufund Advisors, LLC
Latest filing Mar 2, 2016
First filing on the tape Jul 6, 2012 · 8 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$0 as of Mar 2, 2016
Jan 15, 2013$102M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2016
Jan 15, 20130 then
Employees (5.A)3 as of Mar 2, 2016
Jan 15, 20137 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 2, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Eugenio Sergio Sotolongo · Chief Executive Officer & Chief Compliance Officercontrol
    since 02/2006 · owns 75% or more
  • Peter Eppie · Member
    since 07/2012 · owns 10% to 25%
  • Joseph Anthony Pascazio · Member
    since 07/2012 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 6 to 0
    Jan 20, 2016 to Mar 2, 2016
  • Advisory employees · 3 to 2
    Jan 20, 2016 to Mar 2, 2016
  • Advisory activities · 2 to 1
    Jan 20, 2016 to Mar 2, 2016
  • BD registered reps · 2 to 1
    Jan 20, 2016 to Mar 2, 2016
  • Employees · 5 to 3
    Jan 20, 2016 to Mar 2, 2016
  • Discretionary RAUM · $1,000 to $0
    Jan 20, 2016 to Mar 2, 2016
  • RAUM · $1,000 to $0
    Jan 20, 2016 to Mar 2, 2016
  • HQ city · BASKING RIDGE to GLADSTONE
    Oct 5, 2015 to Jan 20, 2016
  • Accounts · 3 to 6
    Mar 21, 2014 to Apr 1, 2015
  • Advisory employees · 1 to 3
    Mar 21, 2014 to Apr 1, 2015
  • Advisory activities · 5 to 2
    Mar 21, 2014 to Apr 1, 2015
  • BD registered reps · 1 to 2
    Mar 21, 2014 to Apr 1, 2015
  • Financial planning clients · 0 to unset
    Mar 21, 2014 to Apr 1, 2015
  • Discretionary RAUM · $0 to $1,000
    Mar 21, 2014 to Apr 1, 2015
  • Non-discretionary RAUM · $226M to $0
    Mar 21, 2014 to Apr 1, 2015
  • RAUM · $226M to $1,000
    Mar 21, 2014 to Apr 1, 2015
  • Accounts · 1 to 3
    Jan 15, 2013 to Mar 21, 2014
  • Advisory employees · 6 to 1
    Jan 15, 2013 to Mar 21, 2014
  • BD registered reps · 0 to 1
    Jan 15, 2013 to Mar 21, 2014
  • Employees · 7 to 5
    Jan 15, 2013 to Mar 21, 2014
  • Discretionary RAUM · $102M to $0
    Jan 15, 2013 to Mar 21, 2014
  • Non-discretionary RAUM · $0 to $226M
    Jan 15, 2013 to Mar 21, 2014
  • RAUM · $102M to $226M
    Jan 15, 2013 to Mar 21, 2014
  • Accounts · 0 to 1
    Aug 29, 2012 to Jan 15, 2013
  • Advisory employees · unset to 6.0
    Aug 29, 2012 to Jan 15, 2013
  • BD registered reps · unset to 0.0
    Aug 29, 2012 to Jan 15, 2013
  • Employees · unset to 7.0
    Aug 29, 2012 to Jan 15, 2013
  • State-registered IARs · unset to 0.0
    Aug 29, 2012 to Jan 15, 2013
  • Discretionary RAUM · $0 to $102M
    Aug 29, 2012 to Jan 15, 2013
  • RAUM · $0 to $102M
    Aug 29, 2012 to Jan 15, 2013
  • Business name · STUFUND ADVISORS, LLC to SF ADVISORS
    Jul 6, 2012 to Aug 29, 2012
Signals
1 dated events
  • Stufund Advisors, Llc filed its initial SEC registration (Form ADV)
    Jul 6, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026