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Former SEC-registered adviser
M••••••• P•••••••• M••••••••• L•••
Latest filing May 28, 2024
First filing on the tape Jun 10, 2014 · 16 filings
RAUM
$163M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$163M gross assets
History
16 filings and snapshots on the tape
RAUM$163M as of Feb 29, 2024
Feb 3, 2015$175M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 29, 2024
Feb 3, 20150 then
Employees (5.A)5 as of Feb 29, 2024
Feb 3, 20155 then
Private funds1 as of Feb 29, 2024
Feb 3, 20151 then
RAUM +1.9% over the last fiscal year-4.9% a year over threeIARs 1 to 0
Practice profile
derived from the filing of May 28, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $163MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $163M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$163M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $163M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• P•••••••• L••• | Hedge Fund | $139M | 76 | Oct 25, 2012 |
| M• C••• L••••••••• F•••• L•••no longer reported | Hedge Fund | $19.1M | 55 | Mar 11, 2021 |
| S•••••• • R•••• F••• L•no longer reported | Hedge Fund | $6.0M | 17 | Mar 29, 2016 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• A•••••• J•••• · General Partnercontrolsince 05/1996 · owns less than 5%
- M•••••••• M••••••• A• · Trustee Of M•••••• A•• J•••• M••••••• T•••• U•• 8••••••••controlsince 12/2009 · owns less than 5%
- N••••••• G•••• W•••• · Chief Compliance Officercontrolsince 07/2016 · owns less than 5%
Entity owners
- M•••••• A•• J•••• M••••••• T•••• U•• 8•••••••• · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $160M to $163MMar 24, 2023 to Feb 29, 2024
- State-registered IARs · 1 to 0Mar 24, 2023 to Feb 29, 2024
- Discretionary RAUM · $160M to $163MMar 24, 2023 to Feb 29, 2024
- Pooled vehicle RAUM · $160M to $163MMar 24, 2023 to Feb 29, 2024
- RAUM · $160M to $163MMar 24, 2023 to Feb 29, 2024
- Accounts · 2 to 1Mar 17, 2022 to Mar 24, 2023
- Pooled vehicle clients · 2 to 1Mar 17, 2022 to Mar 24, 2023
- Assets in custody · $185M to $160MMar 17, 2022 to Mar 24, 2023
- Private funds · 2 to 1Mar 17, 2022 to Mar 24, 2023
- Discretionary RAUM · $185M to $160MMar 17, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $185M to $160MMar 17, 2022 to Mar 24, 2023
- RAUM · $185M to $160MMar 17, 2022 to Mar 24, 2023
- Assets in custody · $190M to $185MMar 11, 2021 to Mar 17, 2022
- Discretionary RAUM · $190M to $185MMar 11, 2021 to Mar 17, 2022
- Pooled vehicle RAUM · $190M to $185MMar 11, 2021 to Mar 17, 2022
- RAUM · $190M to $185MMar 11, 2021 to Mar 17, 2022
- Related insurance company · false to trueMar 11, 2021 to Mar 17, 2022
- Accounts · 1 to 2Mar 6, 2020 to Mar 11, 2021
- Pooled vehicle clients · 1 to 2Mar 6, 2020 to Mar 11, 2021
- Assets in custody · $226M to $190MMar 6, 2020 to Mar 11, 2021
- Private funds · 1 to 2Mar 6, 2020 to Mar 11, 2021
- Discretionary RAUM · $226M to $190MMar 6, 2020 to Mar 11, 2021
- Pooled vehicle RAUM · $226M to $190MMar 6, 2020 to Mar 11, 2021
- RAUM · $226M to $190MMar 6, 2020 to Mar 11, 2021
- Accounts · 2 to 1Oct 8, 2019 to Mar 6, 2020
- Advisory employees · 3 to 2Oct 8, 2019 to Mar 6, 2020
- Pooled vehicle clients · 2 to 1Oct 8, 2019 to Mar 6, 2020
- Assets in custody · $222M to $226MOct 8, 2019 to Mar 6, 2020
- Employees · 6 to 5Oct 8, 2019 to Mar 6, 2020
- State-registered IARs · 2 to 1Oct 8, 2019 to Mar 6, 2020
- Private funds · 2 to 1Oct 8, 2019 to Mar 6, 2020
- Discretionary RAUM · $222M to $226MOct 8, 2019 to Mar 6, 2020
- Pooled vehicle RAUM · $222M to $226MOct 8, 2019 to Mar 6, 2020
- RAUM · $222M to $226MOct 8, 2019 to Mar 6, 2020
- Assets in custody · $222M to $222MMar 23, 2018 to Mar 14, 2019
- Discretionary RAUM · $222M to $222MMar 23, 2018 to Mar 14, 2019
- Pooled vehicle RAUM · $222M to $222MMar 23, 2018 to Mar 14, 2019
- RAUM · $222M to $222MMar 23, 2018 to Mar 14, 2019
- Pooled vehicle clients · unset to 2.0Sep 12, 2017 to Mar 23, 2018
- Assets in custody · $192M to $222MSep 12, 2017 to Mar 23, 2018
Signals
4 dated events
- A Michael Mitchell (Trustee Of M•••••• A•• J•••• M••••••• T•••• U•• 8••••••••) appeared on Schedule A of M••••••• P•••••••• M••••••••• L•••May 28, 2024 · Control person joined · fact
- Eldon James Mitchell (General Partner) no longer on Schedule A of M••••••• P•••••••• M••••••••• L••• (listed 2024-02-29, absent 2024-05-28)May 28, 2024 · Control person left · inference
- Edward William Mitchell (General Partner) no longer on Schedule A of M••••••• P•••••••• M••••••••• L••• (listed 2019-10-08, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- J••• M••••••• • C••• L••• filed its initial SEC registration (Form ADV)Jun 10, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••• P•••••••• M••••••••• L••• · Venture Capitalshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026