DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

H.I.G. Whitehorse Advisers, LLC

Asset manager (funds and pooled vehicles)Miami, FloridaCRD 164905SEC 801-76984websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jul 26, 2012 · 15 filings
SEC status approved since Aug 7, 2012
RAUM
$615M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
82
69 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$615M as of Mar 31, 2026
Apr 1, 2013$368M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)82 as of Mar 31, 2026
Apr 1, 201348 then
Private funds: no history
RAUM -9.1% over the last fiscal year-8.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$615MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
-9.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Daniel Stuart Aronson · Chief Executive Officercontrol
        since 05/2016 · owns less than 5%
      • Paul John Bolduc · Chairmancontrol
        since 05/2012 · owns less than 5%
      • Joseph Chad Buresh · Chief Financial Officercontrol
        since 04/2022 · owns less than 5%
      • Richard Siegel · Chief Compliance Officercontrol
        since 05/2012 · owns less than 5%
      • Ruth Brophy · Senior Advisor
        since 06/2018 · owns less than 5%
      Entity owners
      • H.I.G. Capital, LLC · Sole Member, H.I.G. Whitehorse Advisers, LLC
        direct · owns 75% or more
      • H.I.G. Capital Partners, LP · Member, H.I.G. Capital, LLC
        indirect · owns 50% to 75% of H.I.G. Capital, LLC
      • H.I.G.-Gp Global, LLC · General Partner, H.I.G. Capital Partners, LP
        indirect · owns F of H.I.G. Capital Partners, LP
      • H.I.G.-Gp Global, LLC · Manager, H.I.G. Capital, LLC
        indirect · owns F of H.I.G. Capital, LLC
      Related persons
      Schedule D 7.A
      • Bayside Opportunity Advisors, L.L.C.
        bankpooled vehicle sponsorn
      • H.I.G. Advantage Advisors II, LLC
        pooled vehicle sponsorn
      • H.I.G. Advantage Advisors, LLC
        pooled vehicle sponsorn
      • H.I.G. Advisors IV, L.L.C.
        pooled vehicle sponsorn
      • H.I.G. Advisors V, L.L.C.
        pooled vehicle sponsorn
      • H.I.G. Advisors Vi, L.L.C.
        pooled vehicle sponsorn
      • H.I.G. Advisors, L.L.C.
        pooled vehicle sponsorn
      • H.I.G. Bayside Advisors II, L.L.C.
        bankpooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors III (Europe-Euro), L.P.
        bankpooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors III (Europe-US$), L.P.
        bankpooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors IV, LLC
        bankpooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors V (Europe-Euro), L.P.
        bankpooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors V (Europe-US$), L.P.
        bankpooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors Vi, LLC
        pooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors Vii (Europe-Euro), S.A R.L.
        pooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors Vii (Europe-US$), L.P.
        pooled vehicle sponsorn
      • H.I.G. Bayside Loan Advisors, LLC
        bankpooled vehicle sponsorn
      • H.I.G. Biohealth Advisors III, LLC
        pooled vehicle sponsorn
      • H.I.G. Bioventures Advisors, LLC
        pooled vehicle sponsorn
      • H.I.G. Brazil & Latin America Advisors, L.P.
        pooled vehicle sponsorn
      • H.I.G. Capital - Tmrs Capella Sma Advisors, LLC
        pooled vehicle sponsorn
      • H.I.G. Capital - Virtus Sma Advisors, LLC
        pooled vehicle sponsorn
      • H.I.G. Capital, LLC
        investment adviserbanknRAUM $72B
      • H.I.G. Europe Advisors II, L.P.
        bankpooled vehicle sponsorn
      • H.I.G. Europe Advisors III, L.P.
        pooled vehicle sponsorn
      • H.I.G. Europe Advisors, L.P.
        bankpooled vehicle sponsorn
      • H.I.G. Europe Middle Market Advisors-Ca, L.P.
        pooled vehicle sponsorn
      • H.I.G. Europe Middle Market Advisors, L.P.
        pooled vehicle sponsorn
      • H.I.G. Europe Realty Advisors II (US$), L.P.
        pooled vehicle sponsorn
      • H.I.G. Europe Realty Advisors II, L.P.
        pooled vehicle sponsorn
      Advisers that list H.I.G. Whitehorse Advisers, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY30 employees
      • Chicago, IL14 employees
      • San Francisco, CA6 employees
      • Stamford, CT5 employees
      • Los Angeles, CA3 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • large related person networkStatic outlier · filing Mar 31, 2026
        related persons on Schedule D 7.A of 68.0 against a peer median of 5.0 (338 comparable advisers, 99.0th percentile, 21.2 robust deviations)
        peers: asset managers, $500M to $1B (338) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $677M to $615M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $677M to $615M
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 65 to 69
        Mar 29, 2024 to Mar 31, 2025
      • Employees · 81 to 82
        Mar 29, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $731M to $677M
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $731M to $677M
        Mar 29, 2024 to Mar 31, 2025
      • Advisory employees · 59 to 65
        Mar 31, 2023 to Mar 29, 2024
      • Employees · 75 to 81
        Mar 31, 2023 to Mar 29, 2024
      • Other offices · 3 to 5
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $796M to $731M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $796M to $731M
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 55 to 59
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 67 to 75
        Mar 31, 2022 to Mar 31, 2023
      • Other offices · 4 to 3
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $851M to $796M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $851M to $796M
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 46 to 55
        Mar 30, 2021 to Mar 31, 2022
      • Employees · 58 to 67
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $719M to $851M
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $719M to $851M
        Mar 30, 2021 to Mar 31, 2022
      • Advisory employees · 39 to 46
        Mar 30, 2020 to Mar 30, 2021
      • Employees · 51 to 58
        Mar 30, 2020 to Mar 30, 2021
      • Discretionary RAUM · $631M to $719M
        Mar 30, 2020 to Mar 30, 2021
      • RAUM · $631M to $719M
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 41 to 39
        Mar 29, 2019 to Mar 30, 2020
      • Employees · 52 to 51
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · $514M to $631M
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $514M to $631M
        Mar 29, 2019 to Mar 30, 2020
      • Advisory employees · 32 to 41
        Mar 30, 2018 to Mar 29, 2019
      • Employees · 39 to 52
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $486M to $514M
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $486M to $514M
        Mar 30, 2018 to Mar 29, 2019
      • Advisory employees · 24 to 32
        Mar 30, 2017 to Mar 30, 2018
      • Employees · 31 to 39
        Mar 30, 2017 to Mar 30, 2018
      • Other offices · unset to 4.0
        Mar 30, 2017 to Mar 30, 2018
      • Discretionary RAUM · $446M to $486M
        Mar 30, 2017 to Mar 30, 2018
      • RAUM · $446M to $486M
        Mar 30, 2017 to Mar 30, 2018
      • Advisory employees · 15 to 24
        Mar 30, 2016 to Mar 30, 2017
      • Employees · 18 to 31
        Mar 30, 2016 to Mar 30, 2017
      Signals
      4 dated events
      • Joseph Chad Buresh (Chief Financial Officer) appeared on Schedule A of H.I.G. Whitehorse Advisers, Llc
        Mar 31, 2023 · Control person joined · fact
      • Anne Susan Gentile (Chief Financial And Administrative Officer) no longer on Schedule A of H.I.G. Whitehorse Advisers, Llc (listed 2022-03-31, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • Anne Susan Gentile (Chief Financial And Administrative Officer) appeared on Schedule A of H.I.G. Whitehorse Advisers, Llc
        Mar 29, 2019 · Control person joined · fact
      • H.I.G. Whitehorse Advisers, Llc filed its initial SEC registration (Form ADV)
        Jul 26, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      WHITEHORSE.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      305-379-2322reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026