DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• A•••• M••••••••• L••
Latest filing Aug 28, 2026
First filing on the tape Jul 6, 2022 · 10 filings
SEC status approved since Aug 4, 2022
RAUM
$865M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$865M as of Aug 28, 2026
Mar 30, 2023$859M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 30, 20230 then
Employees (5.A)18 as of Aug 28, 2026
Mar 30, 202313 then
Private funds6 as of Aug 28, 2026
Mar 30, 20237 then
RAUM +16% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $144MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $744M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$865M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $744M for 10 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
34 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••• S••• | Private Equity Fund | $682M | 4 | Mar 30, 2022 |
| I••••••• S•••••• S••••••••• M••••• I• L••• | Private Equity Fund | $75.2M | 3 | Mar 2, 2020 |
| G•••••• I•• S••• S••••••••• | Hedge Fund | $43.6M | 1 | Mar 30, 2022 |
| G••••• R••• A•••• F•••• L••• | Private Equity Fund | $29.3M | 15 | Mar 30, 2021 |
| G••••• B•••• R••• A•••• F•••• L••• | Private Equity Fund | $16.6M | 3 | Mar 30, 2021 |
| N•• I• C•••••••• S••• | Private Equity Fund | $7.3M | 4 | Mar 30, 2022 |
| G••••• R•• S•••••••• L•••no longer reported | Private Equity Fund | $4.8M | 1 | Mar 30, 2021 |
| M••••••• V•••••• P••••••• V•• L••• | Venture Capital Fund | $3.5M | 20 | Feb 14, 2012 |
| L••••••• M••••• F••• I•• L•no longer reported | Hedge Fund | $1.6M | 79 | Mar 30, 2012 |
| L••••••• S•• I•• L•••no longer reported | Hedge Fund | $1.2M | 64 | Mar 30, 2012 |
| L••••••• I••••••••• I•• L•••no longer reported | Hedge Fund | $1.0M | 35 | Mar 30, 2012 |
| L••••••• S•• I• L••no longer reported | Hedge Fund | $801,858 | 77 | Mar 30, 2012 |
| D•••• M••••• F•••• L•••no longer reported | Hedge Fund | $726,913 | 3 | Mar 30, 2012 |
| L••••••• C•••••• P••••••• I•• L•••no longer reported | Hedge Fund | $590,852 | 44 | Mar 30, 2012 |
| D•••• F•••• L•••no longer reported | Hedge Fund | $540,592 | 2 | Mar 30, 2012 |
| L•• S••• L••no longer reported | Hedge Fund | $467,803 | 23 | Mar 30, 2012 |
| L•• O••••••• S••• L•••no longer reported | Hedge Fund | $424,866 | 11 | Mar 30, 2012 |
| L••••••• S•• I••• L•••no longer reported | Hedge Fund | $347,620 | 25 | Mar 30, 2012 |
| L••••••• S•• I•• L•••no longer reported | Hedge Fund | $324,093 | 44 | Mar 30, 2012 |
| L••••••• I••••••••• L••no longer reported | Hedge Fund | $291,328 | 7 | Mar 30, 2012 |
| L••••••• •••• S•• I••• L••no longer reported | Hedge Fund | $257,806 | 16 | Mar 30, 2012 |
| L••••••• •••• S•• I•• L••no longer reported | Hedge Fund | $199,914 | 53 | Mar 30, 2012 |
| L••••••• •••• S•• I•• L••no longer reported | Hedge Fund | $196,476 | 19 | Mar 30, 2012 |
| D•••• O••••••• F••• L••no longer reported | Hedge Fund | $186,327 | 1 | Mar 30, 2012 |
| L••••••• •••• S••• I•• L••no longer reported | Hedge Fund | $180,130 | 31 | Mar 30, 2012 |
| L••••••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $158,235 | 8 | Mar 30, 2012 |
| L••••••• •••• S••• I•• L••no longer reported | Hedge Fund | $59,091 | 14 | Mar 30, 2012 |
| L••••••• •••• S••• I••• L••no longer reported | Hedge Fund | $54,880 | 8 | Mar 30, 2012 |
| L• I• S•• L•••no longer reported | Hedge Fund | $28,523 | 3 | Mar 30, 2012 |
| L••••••• C• M••••• F•••• L•••no longer reported | Hedge Fund | $3,927 | 4 | Mar 30, 2012 |
| L••••••• M••••• F•••• L•• | Hedge Fund | $1,786 | 15 | Mar 30, 2012 |
| L••••••• C••••• E•••• F•••• L•no longer reported | Hedge Fund | $0 | 2 | Mar 30, 2012 |
| R••••••• C•••••• L•••no longer reported | Hedge Fund | $0 | 96 | Feb 10, 2012 |
| L••••••• C••••• E•••• O•••••••• L••no longer reported | Hedge Fund | $0 | 2 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• G•••• · Chief Operating Officer And Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- O•••••••• F••••••• T•••••• · Chief Investment Officercontrolsince 06/2015 · owns less than 5%
- O•••••••• F••••••• T•••••• · Membercontrolsince 11/2022 · owns 75% or more of T••• C•••••• A••••••• L••
Entity owners
- T••• C•••••• A••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- T••• G••• G•• L•••pooled vehicle sponsory
- T••• N••• G• S•••pooled vehicle sponsory
- T••• V•••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 6Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 13 to 14Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 6Mar 31, 2025 to Mar 31, 2026
- Employees · 16 to 18Mar 31, 2025 to Mar 31, 2026
- Private funds · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $744M to $865MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $744M to $865MMar 31, 2025 to Mar 31, 2026
- RAUM · $744M to $865MMar 31, 2025 to Mar 31, 2026
- Related adviser · false to trueMar 31, 2025 to Mar 31, 2026
- Accounts · 13 to 10Sep 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 13 to 10Sep 30, 2024 to Mar 31, 2025
- Assets in custody · $857M to $744MSep 30, 2024 to Mar 31, 2025
- Employees · 14 to 16Sep 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 30, 2024 to Mar 31, 2025
- Private funds · 8 to 7Sep 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $857M to $744MSep 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $857M to $744MSep 30, 2024 to Mar 31, 2025
- RAUM · $857M to $744MSep 30, 2024 to Mar 31, 2025
- Accounts · 7 to 13Feb 26, 2024 to Mar 28, 2024
- Advisory employees · 12 to 13Feb 26, 2024 to Mar 28, 2024
- Pooled vehicle clients · 7 to 13Feb 26, 2024 to Mar 28, 2024
- Assets in custody · $859M to $857MFeb 26, 2024 to Mar 28, 2024
- Employees · 13 to 14Feb 26, 2024 to Mar 28, 2024
- Private funds · 7 to 8Feb 26, 2024 to Mar 28, 2024
- Discretionary RAUM · $859M to $857MFeb 26, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $859M to $857MFeb 26, 2024 to Mar 28, 2024
- RAUM · $859M to $857MFeb 26, 2024 to Mar 28, 2024
- HQ city · unset to NEW YORKFeb 14, 2024 to Feb 26, 2024
- HQ state · unset to NYFeb 14, 2024 to Feb 26, 2024
- Business name · B•• A•••• M••••••••• L•• to T••• A•••• M••••••••• L••Nov 29, 2022 to Mar 30, 2023
- Assets in custody · $843M to $859MNov 29, 2022 to Mar 30, 2023
- Legal name · B•• A•••• M••••••••• L•• to T••• A•••• M••••••••• L••Nov 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $843M to $859MNov 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $843M to $859MNov 29, 2022 to Mar 30, 2023
- RAUM · $843M to $859MNov 29, 2022 to Mar 30, 2023
- HQ city · NEW YORK to unsetJul 6, 2022 to Nov 29, 2022
- HQ state · NY to unsetJul 6, 2022 to Nov 29, 2022
- Private funds · 14 to 7Jul 6, 2022 to Nov 29, 2022
Signals
5 dated events
- Michael D•••• J•••son (Chief Financial Officer) no longer on Schedule A of T••• A•••• M••••••••• L•• (listed 2022-07-06, absent 2022-11-29)Nov 29, 2022 · Control person left · inference
- J••• D•••• T•••• (Chairman And Principal Executive Officer) no longer on Schedule A of T••• A•••• M••••••••• L•• (listed 2022-07-06, absent 2022-11-29)Nov 29, 2022 · Control person left · inference
- J••••• J••• M•••••••• (President) no longer on Schedule A of T••• A•••• M••••••••• L•• (listed 2022-07-06, absent 2022-11-29)Nov 29, 2022 · Control person left · inference
- B•••••• E••• M••••• (Vice President) no longer on Schedule A of T••• A•••• M••••••••• L•• (listed 2022-07-06, absent 2022-11-29)Nov 29, 2022 · Control person left · inference
- B•• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- T••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- treoam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2125483240reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026