DFX Intelligence
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G••••••• P•••• C••••••• L•
Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Charlottesville, Virginia
Asset manager (funds and pooled vehicles), based in Charlottesville, Virginia, reporting $646M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $646M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- -23%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $841MRAUM now $646M
- Contact points 1
Every filed figure, and the identifiersCRD 165053 · SEC 801-100438 · 16 filingsShowHide
CRD 165053SEC 801-100438First filing on the tape Jun 22, 2015, latest Mar 20, 2026SEC status approved since Jul 7, 2015IAPD
RAUM
$646M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$646M as of Mar 20, 2026
Mar 11, 2016$292M then
HNW client RAUM$0 as of Mar 20, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 11, 20160 then
Employees (5.A)4 as of Mar 20, 2026
Mar 11, 20164 then
Private funds1 as of Mar 20, 2026
Mar 11, 20161 then
RAUM -23% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $646MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $646M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$646M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $646M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• P••••• L••• | Hedge Fund | $646M | 63 | Aug 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• T••••••• S•••• · Limited Partnercontrolsince 03/2012 · owns 50% to 75%
- R••••••••• D••• A•••••••• · Chief Compliance Officer, Chief Financial Officer, Limited Partnercontrolsince 03/2012 · owns 10% to 25%
- D••••• T••••••• S•••• · Managing Membercontrolsince 01/2014 · owns 75% or more of G••••••• P•••• C•••••• G•• L••
- W••••••• S••••••• M•••• · Limited Partnersince 01/2014 · owns 10% to 25%
Entity owners
- G••••••• P•••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 27, 2025 to Mar 20, 2026
- Assets in custody · $841M to $646MMar 27, 2025 to Mar 20, 2026
- Employees · 5 to 4Mar 27, 2025 to Mar 20, 2026
- Discretionary RAUM · $841M to $646MMar 27, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $841M to $646MMar 27, 2025 to Mar 20, 2026
- RAUM · $841M to $646MMar 27, 2025 to Mar 20, 2026
- Assets in custody · $699M to $841MMar 21, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $699M to $841MMar 21, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $699M to $841MMar 21, 2024 to Mar 27, 2025
- RAUM · $699M to $841MMar 21, 2024 to Mar 27, 2025
- Assets in custody · $665M to $699MMar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $665M to $699MMar 24, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $665M to $699MMar 24, 2023 to Mar 21, 2024
- RAUM · $665M to $699MMar 24, 2023 to Mar 21, 2024
- Assets in custody · $755M to $665MJun 3, 2022 to Mar 24, 2023
- Discretionary RAUM · $755M to $665MJun 3, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $755M to $665MJun 3, 2022 to Mar 24, 2023
- RAUM · $755M to $665MJun 3, 2022 to Mar 24, 2023
- Assets in custody · $731M to $755MMar 31, 2021 to Mar 23, 2022
- Discretionary RAUM · $731M to $755MMar 31, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $731M to $755MMar 31, 2021 to Mar 23, 2022
- RAUM · $731M to $755MMar 31, 2021 to Mar 23, 2022
- Assets in custody · $525M to $731MMar 25, 2020 to Mar 31, 2021
- Other offices · 0 to 1Mar 25, 2020 to Mar 31, 2021
- Discretionary RAUM · $525M to $731MMar 25, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $525M to $731MMar 25, 2020 to Mar 31, 2021
- RAUM · $525M to $731MMar 25, 2020 to Mar 31, 2021
- Assets in custody · $406M to $525MMar 21, 2019 to Mar 25, 2020
- Discretionary RAUM · $406M to $525MMar 21, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $406M to $525MMar 21, 2019 to Mar 25, 2020
- RAUM · $406M to $525MMar 21, 2019 to Mar 25, 2020
- Assets in custody · $438M to $406MApr 13, 2018 to Mar 21, 2019
- Discretionary RAUM · $438M to $406MApr 13, 2018 to Mar 21, 2019
- Pooled vehicle RAUM · $438M to $406MApr 13, 2018 to Mar 21, 2019
- RAUM · $438M to $406MApr 13, 2018 to Mar 21, 2019
- Charity clients · unset to 0.0Sep 27, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0Sep 27, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0Sep 27, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0Sep 27, 2017 to Mar 29, 2018
Signals
4 dated events
- ••• LockedMar 31, 2021 · RAUM change · derived
- ••• LockedMar 25, 2020 · RAUM change · derived
- ••• LockedMar 29, 2018 · RAUM change · derived
- ••• LockedJun 22, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••••• P•••• C••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026